| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
DEVANG H.DEDIA
(PAN:AEKPD1019A)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
09-MAY-2014
|
CONVICTED WITH FINE RS.12,00,000.00. IN DEFAULT THEREOF ACCUSED SHALL UNDERGO SIMPLE IMPRISONMENT FOR SIX MONTH
|
| 162 |
|
|
DEVANG RAMESHCHANDRA GANDHI
(DIN:01100425
PAN:ABGPG4596G)
|
|
|
|
SUNDAY EXPORTS LTD.
CIN:L51100GJ1994PLC022438
PAN:AADCS1501J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
WITHDRAWN
|
| 163 |
|
|
DEVANSHI DEVANG GANDHI
(DIN:01103561
PAN:ABGPG4734Q)
|
|
|
|
SUNDAY EXPORTS LTD.
CIN:L51100GJ1994PLC022438
PAN:AADCS1501J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
WITHDRAWN
|
| 164 |
|
|
DEVEN MEHTA
|
|
|
|
AMI IMPEX
|
|
|
HABISCUS INVESTMENTS PVT.LTD.
|
|
|
JAYDEEP INVESTMENTS & TRADING CO.PVT.LTD.
|
|
|
M’BELLE INTERNATIONAL PVT.LTD.
|
|
|
MAYFAIR REALTORS PVT.LTD.
|
|
|
NEW BHARAT BUILDERS (BOMBAY) PVT.LTD.
|
|
|
ONLOOKER INVESTMENTS PVT.LTD.
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995
FAILED TO PAY PENALTY
VIOLATED REGULATION 4(B) OF SEBI (PFUTP) REGULATIONS, 1995
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 165 |
|
|
DEVINDER SAHNEY
|
|
|
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.7,78,000 BY THE ACCUSED TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,50,000 BY THE ACCUSED TO SEBI
|
| 166 |
|
|
DHAREMNDER GUPTA
|
|
|
|
ZENITH ESTATES LTD.
CIN:U71909DL1985PLC021503
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 167 |
|
|
DHARMENDRA PATEL
|
|
|
|
GUJARAT FUN'N WATER PARK LTD.
|
|
FAILED TO PAY PENALTY
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 168 |
|
|
DHARMENDRA S.THAPA
(PAN:ACXPT5866A)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
CONCIVTED WITH FINE OF RS.1,00,000.00 IN DEFAULTTHEREOF ACCUSED SHALL UNDERGO SIMPLE IMPRISONMENT FOR ONEMONTH
|
| 169 |
|
|
DHARMESH HASMUKH DOSHI
(PAN:ABDPD4747R)
|
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
PAN:AAACE0308A
|
|
|
TRIUMPH SECURITIES LTD.
PAN:AAACT2152P
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1467732.00 TO SEBI
|
| 170 |
|
|
DHARMESH K.SHETH
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 171 |
|
|
DHIREN K.BHATIA
|
|
|
|
TRIUMPH SECURITIES LTD.
PAN:AAACT2152P
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 172 |
|
|
DHRUVA NARAYAN JHA
|
|
|
|
ALBRIGHT CONSULTANTS PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
RS.200000.00 TOWARDS PENALTY, RS.190685.00 TOWARDS INTEREST AND RS.67000.00 TOWARDS LEGAL COSTS
|
| 173 |
|
|
DIGAMBAR MANDAL
|
|
|
|
ECHO CHEMICALS PVT.LTD.
CIN:U74899DL1995PTC066077
PAN:AABCE4834G
|
|
|
RAI CHEMICALS PVT.LTD.
CIN:U00304BR1989PTC003656
|
|
|
YARE ENGINEERING PVT.LTD.
PAN:AAACY1590J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 174 |
|
|
DILIP A.PAWAR
(PAN:ANZPP1284D)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 175 |
|
|
DILIP CHAMPALAL JAIN
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00
|
| 176 |
|
|
DILIP HANMANT JAMBHALE
(PAN:AGTPJ9641F)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
SAT SET ASIDE THE AO ORDER AND REMANDED THE SAME TO THE FILES OF THE AO FOR FRESH CONSIDERATION. THEREFORE, AFTER APPRAISAL OF THE COMPETENT AUTHORITY, AN APPLICATION FOR WITHDRAWAL OF THE COMPLAINT WAS FILED UNDER SECTION 321 OF CRPC. APPLICATION WAS ALLOWED BY THE SPECIAL COURT AND THE CASE WAS DISPOSED AS WITHDRAWN
|
| 177 |
|
|
DILIP SINGH RATHORE
(PAN:BEPFS2860J)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
WITHDRAWN
|
| 178 |
|
|
DIMPLE SHAH
(PAN:AKUPS3008E)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 179 |
|
|
DINESH CHUDASMA
|
|
|
|
YES INVESTMENTS
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 180 |
|
|
DINESH D.DOSHI
|
|
|
|
C.D.P.FINCAP & LEASING PVT.LTD.
|
|
|
CDP FINCAP PVT.LTD.
|
|
|
DAMAYANTI FINVEST PVT.LTD.
|
|
|
ESQUIRE INTERNATIONAL LTD.
|
|
|
IKSHU FINVEST PVT.LTD.
|
|
|
KRN FINVEST & LEASING PVT.LTD.
|
|
|
MONEY TELEVISION & INDUSTRIES LTD.
|
|
|
NEW PRABHAV FINVEST PVT.LTD.
|
|
|
RITUJA FINVEST PVT.LTD.
|
|
|
STABLE CONSTRUCTION PVT.LTD.
|
|
|
STARSHARE INVESTMENTS & FINANZ PVT.LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 9 of 38
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