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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI ACT, 1992

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
161
History of entity/person PAT FINANCIAL CONSULTANTS PVT.LTD.

(PAN:AAACP3115E)  
  VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-JUL-2022 		 
162
History of entity/person PATNI SHARES & DERIVATIVES CO.  
Click here to view complete history of this specific entity/person ASHISH PATNI
Click here to view complete history of this specific entity/person UJWAL PATNI
  		VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992   PROSECUTION LAUNCHED

31-MAR-2010 		 
163
History of entity/person PAYAGPOUR VINIMAY PVT.LTD.  
Click here to view complete history of this specific entity/person ARUN KUMAR MURARKA
Click here to view complete history of this specific entity/person VIRENDRA AGARWAL
  		VIOLATED SECTION 24 (2) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

31-MAR-2010 		RS.42,648.00 TOWARDS INTEREST AND RS.67000.00 TOWARDS LEGAL COSTS  
164
History of entity/person PILLIAR PATTIYAR TEXTILES LTD.  
Click here to view complete history of this specific entity/person M.N.MANTRI
  		VIOLATED SECTION 24 (2) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

31-MAR-2011 		 
165
History of entity/person PINCON SECURITIES LTD.

(CIN:U67120WB2011PLC170424)  
Click here to view complete history of this specific entity/person ARUP THAKUR

DIN:03476120
PAN:AHAPT9481B
Click here to view complete history of this specific entity/person CHANDAN KUMAR ADHIKARY

DIN:05250128
PAN:ALBPA4669F
Click here to view complete history of this specific entity/person DIPANKAR BASU
Click here to view complete history of this specific entity/person HARI SINGH

DIN:03609738
PAN:BEYPS1645Q
Click here to view complete history of this specific entity/person MANORANJAN ROY

DIN:02275811
PAN:AROPR1716R
Click here to view complete history of this specific entity/person RAJ KUMAR ROY

DIN:03484607
PAN:ADEPR0525N
Click here to view complete history of this specific entity/person SUBHAJIT SAHA

DIN:02658455
PAN:BKUPS5569R
  		ASSISTED/ASSOCIATED LRN FINANCE LTD. IN SUBSCRIPTION/ISSUE OF NCDS AS MERCHANT BANKER WITHOUT OBTAINING REGISTRATION UNDER MERCHANT BANKER REGULATIONS VIOLATING SECTIONS 12 OF SEBI ACT, 1992 IN MATTER OF PINCON SECURITIES LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-OCT-2021 TO 25-OCT-2026

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-OCT-2021 TO 25-OCT-2026

26-OCT-2021 		 
166
History of entity/person PKP CONSULTANTS LTD.  
Click here to view complete history of this specific entity/person NIRMAL GUPTA
Click here to view complete history of this specific entity/person PRAKASH GUPTA
  		VIOLATED SECTION 24 OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
167
History of entity/person POWERFLOW HOLDING & TRADING PVT.LTD.  
Click here to view complete history of this specific entity/person ASHOK KUMAR SHARMA
Click here to view complete history of this specific entity/person MANOJ KUMAR BALOTHIA
Click here to view complete history of this specific entity/person MANOJ KUMAR BHALOTIA
Click here to view complete history of this specific entity/person S.RANJITH KUMAR
  		FAILED TO PAY PENALTY

VIOLATED SECTION 27 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
168
History of entity/person PRECESION DRUGS LTD.  
Click here to view complete history of this specific entity/person NIKHIL R.SHARMA
Click here to view complete history of this specific entity/person RAJKUMAR B.SHARMA
Click here to view complete history of this specific entity/person SHEKHAR R.IYER
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 11 B OF SEBI ACT, 1992

VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
169
History of entity/person PRIYA HOLDINGS LTD.  
Click here to view complete history of this specific entity/person ARUN R.MEHTA
Click here to view complete history of this specific entity/person K.F.SHARMA
Click here to view complete history of this specific entity/person RAJIV R. JAVERI
Click here to view complete history of this specific entity/person SANJAY P.MEHTA
Click here to view complete history of this specific entity/person TRUPTI S. MEHTA
Click here to view complete history of this specific entity/person UMESH P.MEHTA
  		VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,00,000 BY THE ACCUSED TO SEBI  
170
History of entity/person PROFILE INVESTMENT  
  VIOLATED SECTION 11 (3) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

31-MAR-2010 		 
171
History of entity/person R.C.GUPTA & CO.PVT.LTD.  
Click here to view complete history of this specific entity/person C.V.R.RAO
Click here to view complete history of this specific entity/person GAURAV BANSAL
Click here to view complete history of this specific entity/person GAURAV KUMAR
Click here to view complete history of this specific entity/person KAUSHAL AGGARWAL
Click here to view complete history of this specific entity/person NAVNEET KUMAR
Click here to view complete history of this specific entity/person PRAMOD KUMAR
Click here to view complete history of this specific entity/person R.P.GUPTA
Click here to view complete history of this specific entity/person RAKESH SONI
Click here to view complete history of this specific entity/person RAVI KRISHNAMOORTHI
Click here to view complete history of this specific entity/person SANDEEP KUMAR GUPTA
Click here to view complete history of this specific entity/person SANJAY AGGARWAL
Click here to view complete history of this specific entity/person VINOD KUMAR
Click here to view complete history of this specific entity/person VIVEK NAGPAL
  		VIOLATED SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
172
History of entity/person RAMESH D.PATEL (HUF)

(PAN:AAKHR0408M)  
  VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-JUL-2022 		THE MATTER IS DISPOSED OFF AS COMPOUNDED  
173
History of entity/person RANSI SOFTWARES INDIA LTD.  
Click here to view complete history of this specific entity/person KUNARAM CHOUDHARI
Click here to view complete history of this specific entity/person MAHENDRA AMRUTLAL SHAH
Click here to view complete history of this specific entity/person VANGINI SRINIVAS
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

31-MAR-2010 		 
174
History of entity/person RIJAN SECURITIES PVT.LTD.

(CIN:U67120MH2000PTC129273)  
Click here to view complete history of this specific entity/person BHAVESH N.MUNI

PAN:AKFPM7895Q
Click here to view complete history of this specific entity/person MILAN G.PARIKH

PAN:AAEPP0670K
  		VIOLATED SECTION 12(1) OF SEBI ACT READ WITH REGULATION 3 OF SEBI (STOCK BROKERS AND SUB-BROKERS) REGULATIONS, 1992   PROSECUTION LAUNCHED

31-MAR-2011 		 
175
History of entity/person RINKU PHARMA LTD.  
Click here to view complete history of this specific entity/person KULDIP B.SHARMA
Click here to view complete history of this specific entity/person MANOJ O.SHARMA
Click here to view complete history of this specific entity/person NITIN RAMJILAL SHARMA
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 11 B OF SEBI ACT, 1992

VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
176
History of entity/person RITUJA FINVEST PVT.LTD.  
Click here to view complete history of this specific entity/person ANIL D.DOSHI
Click here to view complete history of this specific entity/person DILIP N.SHAH
Click here to view complete history of this specific entity/person DINESH D.DOSHI
Click here to view complete history of this specific entity/person VINOD C.SHAH
  		FAILED TO PAY PENALTY

VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		ACQUITTED  
177
History of entity/person ROBINSON WORLDWIDE TRADE LTD.

(PAN:AABCR6814P)  
Click here to view complete history of this specific entity/person RAGHUNATH CHARI
Click here to view complete history of this specific entity/person RAMANLAL NAGJIBHAI TRIVEDI

PAN:ACXPT8490J
Click here to view complete history of this specific entity/person YASMIN G.ARAB

PAN:AKGPA8713Q
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

25-AUG-2016 		 
178
History of entity/person ROOFIT INDUSTRIES LTD.  
Click here to view complete history of this specific entity/person E.V.HARIHARAN
Click here to view complete history of this specific entity/person KISHORE GURBUX MOTWANI

DIN:02417178
PAN:AAJPM2980N
Click here to view complete history of this specific entity/person M.D.GOTHIVREKAR
Click here to view complete history of this specific entity/person MILIND R.TAMHANE
Click here to view complete history of this specific entity/person SURESH GURBUX MOTWANI
Click here to view complete history of this specific entity/person VINOD GURBUX MOTWANI

DIN:00632268
PAN:AEXPM6414P
  		VIOLATED SECTION 11 (3) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
179
History of entity/person ROSE KAMAL MERCANTILE PVT.LTD.  
Click here to view complete history of this specific entity/person NIRMAL SUREKHA
Click here to view complete history of this specific entity/person PRAHAILAD RAY SUREKHA
  		VIOLATED SECTION 24 (2) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

31-MAR-2010 		INTEREST AMOUNTING TO RS.43,121.00 AND LEGAL COSTS OF RS.44,000.00  
180
History of entity/person ROSE VALLEY REAL ESTATES CONSTRUCTIONS LTD.

(CIN:U45201WB1999PLC089311
PAN:AABCR8068D)  
  ISSUED DEBENTURES VIOLATING COMPANIES ACT, 1956

ISSUED DEBENTURES VIOLATING SEBI ACT, 1992   		PROSECUTION LAUNCHED

31-MAR-2014 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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