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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 11-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MERCHANT BANKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
161
History of entity/person STELLAR EQUITY MANAGEMENT SERVICES PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1998

20-AUG-1998 		 
162
History of entity/person STI FINANCE LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-MAY-1998

09-JUN-1998 		 
163
History of entity/person SUNFLEX FINANCE & INVESTMENTS LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
164
History of entity/person SUNIL C.GANDHI,M/S  
Click here to view complete history of this specific entity/person SUNIL C.GANDHI
  		REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-JUN-1998

27-JUL-1998 		 
165
History of entity/person SUNRISE SECURITIES LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
166
History of entity/person SUSHANT CAPITALS LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
167
History of entity/person SYNCHROFIN SERVICES PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1998

20-AUG-1998 		 
168
History of entity/person SYNERGY FINANCIAL SERVICES PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-JUL-1998

27-AUG-1998 		 
169
History of entity/person TAMILNADU INDUSTRIAL INVESTMENT CORP.LTD.,THE  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 30-APR-1998

09-JUN-1998 		 
170
History of entity/person TARAL FINANCIAL CONSULTANTS PVT.LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
171
History of entity/person THOMAS JAMES & ASSOCIATES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 30-APR-1998

09-JUN-1998 		 
172
History of entity/person TITAN SECURITIES LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
173
History of entity/person TRANS FINANCIAL RESOURCES LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-JUL-1998

27-AUG-1998 		 
174
History of entity/person TRC FINANCIAL SERVICES LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

REGISTRATION EXPIRED   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-AUG-1998

06-OCT-1998 		 
175
History of entity/person TRENDZ FINANZ LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1998

20-AUG-1998 		 
176
History of entity/person TWENTY FIRST CENTURY CAPITALS LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-OCT-1998

27-NOV-1998 		 
177
History of entity/person UTTARANCHAL FINANCE LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
178
History of entity/person V.K.LADHA & ASSOCIATES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
179
History of entity/person VANTAGE FINANCIAL SERVICES LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1999

26-MAR-1999 		 
180
History of entity/person VEER HARIA SECURITIES PVT.LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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