| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
FIVE STAR FORESTS LTD.
|
|
|
|
AJMAIR SINGH
|
|
|
DESHRAJ
|
|
|
HARNAM SINGH
|
|
|
PAPPI DEVI
|
|
|
PREM SINGH
|
|
|
SITA RAM
|
|
|
VIJAY THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ACCUSED MOBILIZED RS.10.3 LAKH. ACCUSED 1, 2, 3 AND 4 CONVICTED AND SENTENCED
TO FINE OF RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 6 MONTHS.
PROCEEDINGS AGAINST ACCUSED 8 (DESRAJ) WERE STOPPED CONSIDERING THE FACT THAT HE WAS PROMOTER. ACCUSED NO. 5,6 AND 7 WERE ACQUITTED
|
| 142 |
|
|
FLAWLESS PLANTATIONS LTD.
|
|
|
|
ASHUTOSH KUMAR SRIVASTAVA
|
|
|
CHANDRA KISHORE ASTHANA
|
|
|
GIRISH KUMAR SRIVASTAVA
|
|
|
MANOJ KUMAR
|
|
|
PAWAN KUMAR VERMA
|
|
|
SAMSHER KHAN
|
|
|
SUNIL KUMAR ASTHANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO. 1,2&3 HELD GUILTY. CONVICT 2 AND 3 ARE SENTENCED TO RIGOROUS IMPRISONMENT FOR 4 MONTHS AND FINE OF RS. 2 LACS. CONVICT COMPANY IS BURDENED WITH FINE OF RS. 4 LACS. A4 AND 7 PO. A PROCEEDING AGAINST A6 IS ABATED ON ACCOUNT OF HIS DEATH.ACCUSED NO. 5 & 8 ARE ACQUITTED
|
| 143 |
|
|
FLOTECH (INDIA) PVT.LTD.
|
|
|
|
ANJAN KUMAR
|
|
|
K.P.KAKSHA
|
|
|
SANJIV KAPOOR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 144 |
|
|
FOLKSY PLANTATIONS & RESORTS LTD.
|
|
|
|
GUNJAN PATHAK
|
|
|
M.S.SHARMA
|
|
|
N.K.SHARMA
|
|
|
NEERA PATHAK
|
|
|
P.N.KAPUR
|
|
|
R.K.PATHAK
|
|
|
RUCHIKA PATHAK
|
|
|
SUSHIL GUPTA
|
|
|
U.K.GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 145 |
|
|
FORTUNA AGRO PLANTATIONS LTD.
|
|
|
|
ANJU AGARWAL
|
|
|
ANUP KUMAR AGARWAL
|
|
|
ASHOK CHATTERJEE
|
|
|
BIJAY KUMAR AGARWAL
|
|
|
D.K.SEHGAL
|
|
|
DAMODAR PRASAD TOSHNIWAL
|
|
|
GANESH GOPAL
|
|
|
MANJU AGARWAL
|
|
|
NIRMALENDU GUHA
|
|
|
S.N.GHOSHAL
|
|
|
SARDA AGARWAL
|
|
|
YASHWANT CHAUDHURY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-AUG-2003 TO 28-AUG-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-AUG-2003 TO 28-AUG-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-AUG-2003
|
SAT: APPEAL DISPOSED OFF, WITH NO ORDER AS TO COSTS
|
| 146 |
|
|
FORTUNE HARVEST LTD.
|
|
|
|
CYRIL DIAS
|
|
|
G.RAMKRISHNAN
|
|
|
PRAVEEN KATPATAL
|
|
|
REWACHAND HEMNANI
|
|
|
V.NAGARAJAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 147 |
|
|
FOUR SEASON FARMS LTD.
|
|
|
|
AMJAD LATIF SABUWALA
|
|
|
B.K.GUPTA
|
|
|
BASANT KUMAR SINGH
|
|
|
DIGAMBAR V.DALI
|
|
|
HEMANT KUMAR MAHALE
|
|
|
IQBAL UMAR KASKAR
DIN:03226158
|
|
|
JAYANTI M.PATEL
|
|
|
JAYPAL BALBIR SINGH
|
|
|
KUNWAR VISHWA MOHAN
|
|
|
MOHAN PRASAD
|
|
|
MOOSA B.MAGDUM
|
|
|
P.B.GUPTA
|
|
|
S.K.PANDAY
|
|
|
SAMIR K.DAS
|
|
|
V.M.TAMBAT
|
|
|
VASUDEVAN NAIR RAJAGOPAL
|
|
|
VENUGOPAL VASUDEVAN NAIR
|
|
|
VIBHA PRASAD
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
SEBI VIDE ITS NOTICE DATED 19/09/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 21/11/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA AND CONCERNED TAHASILDAR, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE AFORESAID PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
SAT: SAT VIDE ITS ORDER DATED 04/08/2016 APPEAL ALLOWED TO BE WITHDRAWN AND GRANTED FOUR WEEKS TIME TO FURNISH THE PARTICULARS AS PER LIST SET OUT IN IMPUGNED ORDER DATED 21/11/2014. NO COSTS
SEBI VIDE ITS ORDER DATED 22/11/2016 PROCEEDED TO DISPOSE OF THE ASSETS ATTACHED VIDE ORDER DATED 21/11/2014 IN EXECUTION OF RECOVERY CERTIFICATE DRAWN AGAINST THE DEFAULTER
SEBI VIDE ITS NOTICE DATED 10/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 06/09/2018 KEPT IN ABEYANCE THE PROPOSED E-AUCTION SCHEDULED TO BE HELD ON 12/09/2018
SEBI VIDE ITS ORDER DATED 26/04/2019 DIRECTED TO RELEASE OF DISPUTED FLAT ALONE FROM ATTACHMENT MADE VIDE ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 28/03/2024 RELEASED FLATS NO.101 AND 201, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 06/11/2025 RELEASED FLATS NO.304, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 07/11/2025 RELEASED FLATS NO.704, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 07/11/2025 RELEASED FLATS NO.403, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 10/11/2025 RELEASED FLATS NO.703, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 10/11/2025 RELEASED FLATS NO.204, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
|
| 148 |
|
|
FRESH PLANTATION (INDIA) LTD.
|
|
|
|
JAGDISH PRASAD SRIVASTAVA
|
|
|
MOID AHMED
|
|
|
NISHANT ASTHANA
|
|
|
PUSHPA ASTHANA
|
|
|
RADHEY SHYAM KHARE
|
|
|
RAVI SRIVASTAVA
|
|
|
SADHANA SRIVASTAVA
|
|
|
SHAHBAZ HUSSAIN SIDDIQUI
|
|
|
VIDYA ASTHANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL EXCEPT A4 DECLARED PO, HENCE FILE CONSIGNED TO RECORD ROOM.PROCEEDINGS QUA A4 QUASHED BY DELHI HC
|
| 149 |
|
|
G S L AGRO PLANTATION LTD.
|
|
|
|
ARUN KUMAR JAISWAL
|
|
|
BASANT BALLABH JOSHI
|
|
|
DEVI DATT TEWARI
|
|
|
GIRISH CHANDRA JOSHI
|
|
|
ISHWARI DATT DUMKA
|
|
|
KAILASH CHANDER DURGAPAL
|
|
|
N.L.PRAJAPATI
|
|
|
NARENDER BAHADUR SINGH
|
|
|
P.N.SHUKLA
|
|
|
PRIYANKA PATHAK
|
|
|
SHIV PUJAN MADHUKAR
|
|
|
VIVEKANAND SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 AND A4 CONVICTED. A2, A3 AND A5 DECLARED PO
|
| 150 |
|
|
G.P.FORESTS DEVELOPMENT (INDIA) LTD.
|
|
|
|
AVTAR SINGH
|
|
|
MANJIT SINGH
|
|
|
URVINDER KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
24-NOV-2003
|
A-1 PROCEEDED U/S.305 OF CR.P.C. A2 TO A4 CONVICTED
|
| 151 |
|
|
GALAXY FOREST INDIA LTD.
|
|
|
|
AMOD KUMAR PANDEY
|
|
|
LALIT KURANA
|
|
|
MEHFOOZUR REHAMAN
|
|
|
PROMOD KUMAR PANDEY
|
|
|
RAJENDRA PRASAD MISHRA
|
|
|
RAMKRISHNA DUBEY
|
|
|
S.K.JAISWAL
|
|
|
SATISH CHANDRA MISRA
|
|
|
SUKH DAYAL KHURANA
|
|
|
V.K.NAIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
PROCLAIMED OFFENDERS
|
| 152 |
|
|
GALAXY TEAK PLANTATIONS PVT.LTD.
(CIN:U02002TG1994PTC018643)
|
|
|
|
A.AJAI BHANDARI
|
|
|
MD.AXMATULLA BAIG
|
|
|
MOHD.FAYYAZ YACOOBI
|
|
|
ZAMRUN BEGUM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 153 |
|
|
GANGA CAVERY AGRO FORESTRY LTD.
|
|
|
|
NARDEV BANSAL
|
|
|
RAM CHAND
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED IS PO. FILE CONSIGNED TO RR
|
| 154 |
|
|
GANGOTRI GREEN-VALLEY LTD.
|
|
|
|
JITENDER
|
|
|
KAMLA DEVI
|
|
|
NARDEV BANSAL
|
|
|
RAM CHAND
|
|
|
RAM PAT SINGH
|
|
|
SITA RAM JADAM
|
|
|
SURESH KUMAR
|
|
|
VINOD KUMARI PANDIT
|
|
|
VIVEK KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 AND4 AND SENTENCED TO PAY A FINE OF RS.40,000 EACH IN DEFAULT ACCUSED NO.2 AND 4 SHALL UNDERGO 3 MONTHS IMPRISONMENT. ACCUSED NO.3 WAS DECLARED AS PROCLAIMED OFFENDER.8 HAD COMPOUNDED THE MATTER WITH THE SEBI.
|
| 155 |
|
|
GAURAV AGRIGENETICS LTD.
|
|
|
|
G.C.GUPTA
|
|
|
GAURAV VARSHNEY
|
|
|
J.C.GUPTA
|
|
|
PRAVESH VARSHNEY
|
|
|
RAJPAL SINGH
|
|
|
REKHA GUPTA
|
|
|
RISHA VARSHNEY
|
|
|
SNEH LATA GUPTA
|
|
|
V.KUMAR
|
|
|
VINOD KUMAR VARSHNEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
LD. COURT CONVICTED ACCUSED NO.1 COMPANY AND ACCUSED NO.7 AND IMPOSED A FINE OF RS. 5LACS AND 2 LACS RESPECTIVELY. ACCUSED NO.3 IS PO VIDE ORDER DATED 27.01.2011. PROCEEDING QUA ACCUSED NO.6 AND 10 HAVE QUASHED VIDE ORDER DATED 12.08.2010 AND RESPECTIVELY. PROCEEDING QUA ACCUSED NO.4, 5 AND 8 HAVE QUASHED VIDE ORDER DATED 13.05.2010
|
| 156 |
|
|
GAURAV PLANTATION PVT.LTD.
(CIN:U01110GJ1995PTC027859)
|
|
|
|
ARVINDBHAI RAMANI
|
|
|
JAYANTIBHAI B.PATEL
|
|
|
JITUBHAI DAVARIYA
|
|
|
K.S.MAVANI
|
|
|
SHAMBHUBHAI SIDDHPURA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 157 |
|
|
GEMINI AGROTECH INDIA LTD.
|
|
|
|
DYAL SINGH SARPANCH
|
|
|
GURMUKH SINGH
|
|
|
RAJINDER SINGH
|
|
|
RANDHER SINGH
|
|
|
S.JASPAL SINGH SOOD
|
|
|
SUDARSHAN KAUR
|
|
|
TARLOCHAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND ACCUSED NO.3 AND SENTENCED TO PAY A FINE OF RS.50,000 EACH. THE COURT ACQUITTED ACCUSED NO.6 FROM ALL THE CHARGES ACCUSED NOS 2,4,5,7 AND 8 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 158 |
|
|
GLITTER GOLD PLANTATIONS LTD.
|
|
|
|
AARTI JAIN
|
|
|
DEEPAK JAIN
|
|
|
MANJUL JAIN
|
|
|
PANKAJ JAIN
|
|
|
SACHIN GUPTA
|
|
|
SUDERSHAN KUMAR JAIN
|
|
|
YASHWANT JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2,3,5,7 & 8 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 3 MONTHS. IN ADDITION ACCUSED NO.1 COMPANY AND ACCUSED NO.2, 3,5,7 8 SHALL PAY A FINE OF RS.100000 EACH AND ON DEFAULT OF PAYMENT OF FINE, ACCUSED 2,3,5,7,& 8 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. ACCUSED 4 & 6 CONVICTED AND SENTENCED TO PAY OF RS.50000 EACH AND ON DEFAULT, SIMPLE
IMPRISONMENT FOR 3 MONTHS EACH
|
| 159 |
|
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GLOBAL AGRO FARMS (INDIA) LTD.
|
|
|
|
GARDAS RAMESH
|
|
|
GARDAS SRINIVAS
|
|
|
K.VENKAT REDDY
|
|
|
MARAPALLY RAJAIAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 160 |
|
|
GLOBAL FORESTS (INDIA) LTD.
|
|
|
|
BABITA GARG
|
|
|
D.S.DHILLON
|
|
|
GAUTAM BHATIA
|
|
|
GURDIAL SINGH GREWAL
|
|
|
GURPAL SINGH GREWAL
|
|
|
H.S.PRUTHI
|
|
|
JASPAL SINGH SOOD
|
|
|
LAL SINGH KOTLA
|
|
|
LEHNA SINGH TOOR
|
|
|
RAJINDER SINGH
|
|
|
RANDHER SINGH
|
|
|
RANJIT SINGH SODHI
|
|
|
SURENDER SINGH
|
|
|
SURINDER SINGH KAPOOR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A-1 WAS PROCEEDED U/S 305 OF CR.P.C. A-2, 3, 5 AND 6 DECLARED PROCLAIMED OFFENDERS. A-4 CONVICTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 8 of 29
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