| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
ENDOWMENT PLANTATIONS LTD.
|
|
|
|
BASHIR AHMED MANHAS
|
|
|
G.A.SAMAN
|
|
|
J.S.HANJRA
|
|
|
JARNAIL SINGH
|
|
|
NAZIR AHMED BHAT
|
|
|
PRABHAKARAN PILLATHU
|
|
|
ROMESH KUMAR SHARMA
|
|
|
VARINDER KUMAR KANSAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED 4: ACQUITTED. ACCUSED 2 AND 3 DIED DURING TRIAL
|
| 142 |
|
|
ESSKAYJAY PLANTATIONS LTD.
|
|
|
|
AJAY KAJARIA
|
|
|
ALOKE KAJARIA
|
|
|
ANURAG JHUNJHUNWALA
|
|
|
RAJ KUMAR SANGANERIA
|
|
|
SATYANARAYAN AGARWALLA
|
|
|
UMESH SANGANERIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 143 |
|
|
ETERNAL AGRO LTD.
|
|
|
|
ALPANA S.BANERJEE
|
|
|
PARESH PANCHAMIYA
|
|
|
REEMA PARESH PANCHAMIYA
|
|
|
SAUMITRO BANERJEE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 144 |
|
|
EUCLIP FORESTRY (I) LTD.
|
|
|
|
ACHYUT NARAIN MANI TRIPATHI
|
|
|
KAMESHWAR SINGH
|
|
|
KAMLESH KUMAR PANDEY
|
|
|
NEELAM PANDEY
|
|
|
PRATIBHA TRIPATHI
|
|
|
RAJENDRA DUBEY
|
|
|
RAJNEESH TRIPATHI
|
|
|
SHIVMURAT SINGH
|
|
|
VIDYANAGAR PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 145 |
|
|
EVERGREEN FOREST LTD.
|
|
|
|
JAI PATHAK
|
|
|
KUSUM TYAGI
|
|
|
MOHAN JEET SINGH
|
|
|
NEERAJ TYAGI
|
|
|
NISHA TYAGI
|
|
|
S.K.TYAGI
|
|
|
SUBODH KUMAR TYAGI
|
|
|
SUSHILA TYAGI
|
|
|
V.K.SINGH
|
|
|
V.K.TYAGI
|
|
|
VIJAY KUMAR SINGH
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTAL
|
| 146 |
|
|
FAIRDEAL FORESTS LTD.
|
|
|
|
BHUSHAN KUMAR TYAGI
|
|
|
BHUSHAN LAL SHARMA
|
|
|
CHITRANJAN DAS
|
|
|
HANUMAN PRASAD
|
|
|
INDERJIT SHARMA
|
|
|
KAMAL KUMAR BATRA
|
|
|
RAMNATH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1,3 TO 8 AND 10 AND SENTENCED TO PAY A FINE OF RS.50000 EACH, IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. ACCUSED NO.2 WAS DECLARED AS P.O ACUUSED 11 WAS DISCHARGED ACCUSED 9 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| 147 |
|
|
FAIRDEAL THRUST ECO LTD.
|
|
|
|
ANITA MISHRA
|
|
|
BINOD KUMAR
|
|
|
BINOD KUMAR SHRIVASTAVA
|
|
|
BUCHHI KHAN
|
|
|
MANOJ KUMAR JHA
|
|
|
MINU JHA
|
|
|
ROOPAM SHRIVASTA
|
|
|
SAJAN KUMAR AGARWAL
|
|
|
SOBHA KANT JHA
|
|
|
SURENDRA PRASAD SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO 1, 2 TO 10 AND SENTENCED TO PAY A FINE OF RS.20000 EACH, IN DEFAULT OF PAYMENT 3 MONTHS SIMPLE IMPRISONMENT. ACCUSED NO.11 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 148 |
|
|
FIVE STAR FORESTS LTD.
|
|
|
|
AJMAIR SINGH
|
|
|
DESHRAJ
|
|
|
HARNAM SINGH
|
|
|
PAPPI DEVI
|
|
|
PREM SINGH
|
|
|
SITA RAM
|
|
|
VIJAY THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ACCUSED MOBILIZED RS.10.3 LAKH. ACCUSED 1, 2, 3 AND 4 CONVICTED AND SENTENCED
TO FINE OF RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 6 MONTHS.
PROCEEDINGS AGAINST ACCUSED 8 (DESRAJ) WERE STOPPED CONSIDERING THE FACT THAT HE WAS PROMOTER. ACCUSED NO. 5,6 AND 7 WERE ACQUITTED
|
| 149 |
|
|
FLAWLESS PLANTATIONS LTD.
|
|
|
|
ASHUTOSH KUMAR SRIVASTAVA
|
|
|
CHANDRA KISHORE ASTHANA
|
|
|
GIRISH KUMAR SRIVASTAVA
|
|
|
MANOJ KUMAR
|
|
|
PAWAN KUMAR VERMA
|
|
|
SAMSHER KHAN
|
|
|
SUNIL KUMAR ASTHANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO. 1,2&3 HELD GUILTY. CONVICT 2 AND 3 ARE SENTENCED TO RIGOROUS IMPRISONMENT FOR 4 MONTHS AND FINE OF RS. 2 LACS. CONVICT COMPANY IS BURDENED WITH FINE OF RS. 4 LACS. A4 AND 7 PO. A PROCEEDING AGAINST A6 IS ABATED ON ACCOUNT OF HIS DEATH.ACCUSED NO. 5 & 8 ARE ACQUITTED
|
| 150 |
|
|
FLOTECH (INDIA) PVT.LTD.
|
|
|
|
ANJAN KUMAR
|
|
|
K.P.KAKSHA
|
|
|
SANJIV KAPOOR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 151 |
|
|
FOLKSY PLANTATIONS & RESORTS LTD.
|
|
|
|
GUNJAN PATHAK
|
|
|
M.S.SHARMA
|
|
|
N.K.SHARMA
|
|
|
NEERA PATHAK
|
|
|
P.N.KAPUR
|
|
|
R.K.PATHAK
|
|
|
RUCHIKA PATHAK
|
|
|
SUSHIL GUPTA
|
|
|
U.K.GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 152 |
|
|
FORTUNE HARVEST LTD.
|
|
|
|
CYRIL DIAS
|
|
|
G.RAMKRISHNAN
|
|
|
PRAVEEN KATPATAL
|
|
|
REWACHAND HEMNANI
|
|
|
V.NAGARAJAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 153 |
|
|
FRESH PLANTATION (INDIA) LTD.
|
|
|
|
JAGDISH PRASAD SRIVASTAVA
|
|
|
MOID AHMED
|
|
|
NISHANT ASTHANA
|
|
|
PUSHPA ASTHANA
|
|
|
RADHEY SHYAM KHARE
|
|
|
RAVI SRIVASTAVA
|
|
|
SADHANA SRIVASTAVA
|
|
|
SHAHBAZ HUSSAIN SIDDIQUI
|
|
|
VIDYA ASTHANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL EXCEPT A4 DECLARED PO, HENCE FILE CONSIGNED TO RECORD ROOM.PROCEEDINGS QUA A4 QUASHED BY DELHI HC
|
| 154 |
|
|
G S L AGRO PLANTATION LTD.
|
|
|
|
ARUN KUMAR JAISWAL
|
|
|
BASANT BALLABH JOSHI
|
|
|
DEVI DATT TEWARI
|
|
|
GIRISH CHANDRA JOSHI
|
|
|
ISHWARI DATT DUMKA
|
|
|
KAILASH CHANDER DURGAPAL
|
|
|
N.L.PRAJAPATI
|
|
|
NARENDER BAHADUR SINGH
|
|
|
P.N.SHUKLA
|
|
|
PRIYANKA PATHAK
|
|
|
SHIV PUJAN MADHUKAR
|
|
|
VIVEKANAND SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 AND A4 CONVICTED. A2, A3 AND A5 DECLARED PO
|
| 155 |
|
|
G.P.FORESTS DEVELOPMENT (INDIA) LTD.
|
|
|
|
AVTAR SINGH
|
|
|
MANJIT SINGH
|
|
|
URVINDER KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
24-NOV-2003
|
A-1 PROCEEDED U/S.305 OF CR.P.C. A2 TO A4 CONVICTED
|
| 156 |
|
|
GALAXY FOREST INDIA LTD.
|
|
|
|
AMOD KUMAR PANDEY
|
|
|
LALIT KURANA
|
|
|
MEHFOOZUR REHAMAN
|
|
|
PROMOD KUMAR PANDEY
|
|
|
RAJENDRA PRASAD MISHRA
|
|
|
RAMKRISHNA DUBEY
|
|
|
S.K.JAISWAL
|
|
|
SATISH CHANDRA MISRA
|
|
|
SUKH DAYAL KHURANA
|
|
|
V.K.NAIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
PROCLAIMED OFFENDERS
|
| 157 |
|
|
GALAXY TEAK PLANTATIONS PVT.LTD.
(CIN:U02002TG1994PTC018643)
|
|
|
|
A.AJAI BHANDARI
|
|
|
MD.AXMATULLA BAIG
|
|
|
MOHD.FAYYAZ YACOOBI
|
|
|
ZAMRUN BEGUM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 158 |
|
|
GANGA CAVERY AGRO FORESTRY LTD.
|
|
|
|
NARDEV BANSAL
|
|
|
RAM CHAND
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED IS PO. FILE CONSIGNED TO RR
|
| 159 |
|
|
GANGOTRI GREEN-VALLEY LTD.
|
|
|
|
JITENDER
|
|
|
KAMLA DEVI
|
|
|
NARDEV BANSAL
|
|
|
RAM CHAND
|
|
|
RAM PAT SINGH
|
|
|
SITA RAM JADAM
|
|
|
SURESH KUMAR
|
|
|
VINOD KUMARI PANDIT
|
|
|
VIVEK KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 AND4 AND SENTENCED TO PAY A FINE OF RS.40,000 EACH IN DEFAULT ACCUSED NO.2 AND 4 SHALL UNDERGO 3 MONTHS IMPRISONMENT. ACCUSED NO.3 WAS DECLARED AS PROCLAIMED OFFENDER.8 HAD COMPOUNDED THE MATTER WITH THE SEBI.
|
| 160 |
|
|
GAURAV AGRIGENETICS LTD.
|
|
|
|
G.C.GUPTA
|
|
|
GAURAV VARSHNEY
|
|
|
J.C.GUPTA
|
|
|
PRAVESH VARSHNEY
|
|
|
RAJPAL SINGH
|
|
|
REKHA GUPTA
|
|
|
RISHA VARSHNEY
|
|
|
SNEH LATA GUPTA
|
|
|
V.KUMAR
|
|
|
VINOD KUMAR VARSHNEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
LD. COURT CONVICTED ACCUSED NO.1 COMPANY AND ACCUSED NO.7 AND IMPOSED A FINE OF RS. 5LACS AND 2 LACS RESPECTIVELY. ACCUSED NO.3 IS PO VIDE ORDER DATED 27.01.2011. PROCEEDING QUA ACCUSED NO.6 AND 10 HAVE QUASHED VIDE ORDER DATED 12.08.2010 AND RESPECTIVELY. PROCEEDING QUA ACCUSED NO.4, 5 AND 8 HAVE QUASHED VIDE ORDER DATED 13.05.2010
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 8 of 28
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