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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 11-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MERCHANT BANKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
141
History of entity/person REALGROWTH FINANCIAL SERVICES LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1998

26-FEB-1999 		 
142
History of entity/person REGENCY TRUST LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-JAN-1999

26-FEB-1999 		 
143
History of entity/person RIGHT CORPORATE SERVICES LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

REGISTRATION EXPIRED   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-AUG-1998

06-OCT-1998 		 
144
History of entity/person RSA CAPITAL MARKETS PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-JUN-1998

27-JUL-1998 		 
145
History of entity/person S.C.KABRA & ASSOCIATES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
146
History of entity/person S.N.ANANTHASUBRAMANIAN & CO.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1999

26-MAR-1999 		 
147
History of entity/person S.N.FINANCE LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

REGISTRATION EXPIRED   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 30-NOV-1998

28-DEC-1998 		 
148
History of entity/person SAJJAN KANODIA & CO.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1998

26-FEB-1999 		 
149
History of entity/person SARALYA FINANCIAL SERVICES LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

REGISTRATION EXPIRED   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-AUG-1998

06-OCT-1998 		 
150
History of entity/person SEENOL FINANCE & INVESTMENT PVT.LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

REGISTRATION EXPIRED   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-NOV-1998

28-DEC-1998 		 
151
History of entity/person SHAH JADAVJI & CO.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
152
History of entity/person SHANTERI INVESTMENT PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1998

20-AUG-1998 		 
153
History of entity/person SHAPOORJI PALLONJI FINANCE LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-MAY-1998

09-JUN-1998 		 
154
History of entity/person SHARP & TANNAN ASSOCIATES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
155
History of entity/person SHREE FINANCIAL SERVICES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
156
History of entity/person SICOM LTD.

(PAN:AAACS5524J)  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-JAN-1999

26-FEB-1999 		 
157
History of entity/person SIDH GLOBAL EQUITY FUND LTD.  
  COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF BARODA AGRO INDUSTRIES LTD.

DID NOT EXERCISE DUE CARE AND DILIGENCE

REGISTRATION EXPIRED   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-APR-2004 TO 22-APR-2007

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2004 TO 22-APR-2007

23-APR-2004 		 
158
History of entity/person SOUBHAGYA INVESTMENT CONSULTANTS  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
159
History of entity/person STANDARD CAPITAL MARKETS LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1998

26-FEB-1999 		 
160
History of entity/person STATE BANK OF MAURITIUS LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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