| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
EMERGING INDIA INFRA LTD.
(PAN:AACCE2572N
CIN:U45209CH2009PTC031826)
|
|
|
|
PRASHANT SHARMA
PAN:AZIPS9617A
DIN:02992706
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-OCT-2018 TO 24-OCT-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-OCT-2018 TO 24-OCT-2022
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 25-OCT-2018 TO 24-OCT-2022
26-JUN-2015
|
SEBI VIDE ITS ORDER DATED 25/10/2018 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER 2) REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 3) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI ALONG WITH CERTIFICATION OF REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SIX YEARS
SEBI VIDE ITS NOTICE DATED 24/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 142 |
|
|
ENBEE PLANTATIONS LTD.
(CIN:U01122MP1995PLC009752)
|
|
|
|
ALOK RANJAN RATHI
|
|
|
BRIJ MAHESHWARI
|
|
|
DHEERAJ KATARIA
|
|
|
MANMOHAN KABRA
|
|
|
MOHAN KABRA
|
|
|
PRAFULLA KUMAR MAHESHWARI
|
|
|
RADHAVALLABH R.DHOOT
|
|
|
RAMGOPAL MAHESHWARI
|
|
|
RENU MAHESHWARI
|
|
|
S.K.BAJPAI
|
|
|
S.L.RATHI
|
|
|
SHAKIL QURESHI
|
|
|
SUDARSHAN RATHI
|
|
|
SUDHIR KHANNA
|
|
|
SUNDEEP MAHESHWARI
|
|
|
SUNJEEV MAHESHWARI
|
|
|
SURESH KUMAR JAJU
|
|
|
UMA MAHESHWARI
|
|
|
VINOD KUMAR MAHESHWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-MAY-2003 TO 29-MAY-2008
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-MAY-2003
|
|
| 143 |
|
|
ENDOWMENT AGRO PROJECTS (INDIA) LTD.
|
|
|
|
BALKISHAN BHAT
|
|
|
DESRAJ
|
|
|
HAMIL ULLAH DAR
|
|
|
PRABHAKARAN PILLATHU
|
|
|
RAJINDER BHAT
|
|
|
SUNIL K.PANDITA
|
|
|
SUNIL KUMAR
|
|
|
VIRENDER KOUL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 144 |
|
|
ENDOWMENT FORESTS (INDIA) LTD.
|
|
|
|
BALKISHAN BHAT
|
|
|
DAVINDER PAL
|
|
|
GULAM MOHAMMED BHAT
|
|
|
KAVITA KANSAL
|
|
|
PRABHAKARAN PILLATHU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.4 AND 7 CONVICTED AND SENTENCED RIGOROUS IMPRISONMENT FOR 6 MONTHS AND ALSO SENTENCED TO PAY FINE OF RS.50000 EACH IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 2 MONTHS ACCUSED NO.5, 8 AND 9 WERE DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE. ACCUSED NO.2, 3 AND 6 HAD EXPIRED
|
| 145 |
|
|
ENDOWMENT PLANTATIONS LTD.
|
|
|
|
BASHIR AHMED MANHAS
|
|
|
G.A.SAMAN
|
|
|
J.S.HANJRA
|
|
|
JARNAIL SINGH
|
|
|
NAZIR AHMED BHAT
|
|
|
PRABHAKARAN PILLATHU
|
|
|
ROMESH KUMAR SHARMA
|
|
|
VARINDER KUMAR KANSAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED 4: ACQUITTED. ACCUSED 2 AND 3 DIED DURING TRIAL
|
| 146 |
|
|
ESSKAYJAY PLANTATIONS LTD.
|
|
|
|
AJAY KAJARIA
|
|
|
ALOKE KAJARIA
|
|
|
ANURAG JHUNJHUNWALA
|
|
|
RAJ KUMAR SANGANERIA
|
|
|
SATYANARAYAN AGARWALLA
|
|
|
UMESH SANGANERIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 147 |
|
|
ETERNAL AGRO LTD.
|
|
|
|
ALPANA S.BANERJEE
|
|
|
PARESH PANCHAMIYA
|
|
|
REEMA PARESH PANCHAMIYA
|
|
|
SAUMITRO BANERJEE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 148 |
|
|
EUCLIP FORESTRY (I) LTD.
|
|
|
|
ACHYUT NARAIN MANI TRIPATHI
|
|
|
KAMESHWAR SINGH
|
|
|
KAMLESH KUMAR PANDEY
|
|
|
NEELAM PANDEY
|
|
|
PRATIBHA TRIPATHI
|
|
|
RAJENDRA DUBEY
|
|
|
RAJNEESH TRIPATHI
|
|
|
SHIVMURAT SINGH
|
|
|
VIDYANAGAR PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 149 |
|
|
EVERGREEN FOREST LTD.
|
|
|
|
JAI PATHAK
|
|
|
KUSUM TYAGI
|
|
|
MOHAN JEET SINGH
|
|
|
NEERAJ TYAGI
|
|
|
NISHA TYAGI
|
|
|
S.K.TYAGI
|
|
|
SUBODH KUMAR TYAGI
|
|
|
SUSHILA TYAGI
|
|
|
V.K.SINGH
|
|
|
V.K.TYAGI
|
|
|
VIJAY KUMAR SINGH
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTAL
|
| 150 |
|
|
FAIRDEAL FORESTS LTD.
|
|
|
|
BHUSHAN KUMAR TYAGI
|
|
|
BHUSHAN LAL SHARMA
|
|
|
CHITRANJAN DAS
|
|
|
HANUMAN PRASAD
|
|
|
INDERJIT SHARMA
|
|
|
KAMAL KUMAR BATRA
|
|
|
RAMNATH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1,3 TO 8 AND 10 AND SENTENCED TO PAY A FINE OF RS.50000 EACH, IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. ACCUSED NO.2 WAS DECLARED AS P.O ACUUSED 11 WAS DISCHARGED ACCUSED 9 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| 151 |
|
|
FIVE STAR FORESTS LTD.
|
|
|
|
AJMAIR SINGH
|
|
|
DESHRAJ
|
|
|
HARNAM SINGH
|
|
|
PAPPI DEVI
|
|
|
PREM SINGH
|
|
|
SITA RAM
|
|
|
VIJAY THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ACCUSED MOBILIZED RS.10.3 LAKH. ACCUSED 1, 2, 3 AND 4 CONVICTED AND SENTENCED
TO FINE OF RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 6 MONTHS.
PROCEEDINGS AGAINST ACCUSED 8 (DESRAJ) WERE STOPPED CONSIDERING THE FACT THAT HE WAS PROMOTER. ACCUSED NO. 5,6 AND 7 WERE ACQUITTED
|
| 152 |
|
|
FLAWLESS PLANTATIONS LTD.
|
|
|
|
ASHUTOSH KUMAR SRIVASTAVA
|
|
|
CHANDRA KISHORE ASTHANA
|
|
|
GIRISH KUMAR SRIVASTAVA
|
|
|
MANOJ KUMAR
|
|
|
PAWAN KUMAR VERMA
|
|
|
SAMSHER KHAN
|
|
|
SUNIL KUMAR ASTHANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO. 1,2&3 HELD GUILTY. CONVICT 2 AND 3 ARE SENTENCED TO RIGOROUS IMPRISONMENT FOR 4 MONTHS AND FINE OF RS. 2 LACS. CONVICT COMPANY IS BURDENED WITH FINE OF RS. 4 LACS. A4 AND 7 PO. A PROCEEDING AGAINST A6 IS ABATED ON ACCOUNT OF HIS DEATH.ACCUSED NO. 5 & 8 ARE ACQUITTED
|
| 153 |
|
|
FLOTECH (INDIA) PVT.LTD.
|
|
|
|
ANJAN KUMAR
|
|
|
K.P.KAKSHA
|
|
|
SANJIV KAPOOR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 154 |
|
|
FOLKSY PLANTATIONS & RESORTS LTD.
|
|
|
|
GUNJAN PATHAK
|
|
|
M.S.SHARMA
|
|
|
N.K.SHARMA
|
|
|
NEERA PATHAK
|
|
|
P.N.KAPUR
|
|
|
R.K.PATHAK
|
|
|
RUCHIKA PATHAK
|
|
|
SUSHIL GUPTA
|
|
|
U.K.GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 155 |
|
|
FORTUNA AGRO PLANTATIONS LTD.
|
|
|
|
ANJU AGARWAL
|
|
|
ANUP KUMAR AGARWAL
|
|
|
ASHOK CHATTERJEE
|
|
|
BIJAY KUMAR AGARWAL
|
|
|
D.K.SEHGAL
|
|
|
DAMODAR PRASAD TOSHNIWAL
|
|
|
GANESH GOPAL
|
|
|
MANJU AGARWAL
|
|
|
NIRMALENDU GUHA
|
|
|
S.N.GHOSHAL
|
|
|
SARDA AGARWAL
|
|
|
YASHWANT CHAUDHURY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-AUG-2003 TO 28-AUG-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-AUG-2003 TO 28-AUG-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-AUG-2003
|
SAT: APPEAL DISPOSED OFF, WITH NO ORDER AS TO COSTS
|
| 156 |
|
|
FORTUNE HARVEST LTD.
|
|
|
|
CYRIL DIAS
|
|
|
G.RAMKRISHNAN
|
|
|
PRAVEEN KATPATAL
|
|
|
REWACHAND HEMNANI
|
|
|
V.NAGARAJAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 157 |
|
|
FOUR SEASON FARMS LTD.
|
|
|
|
AMJAD LATIF SABUWALA
|
|
|
B.K.GUPTA
|
|
|
BASANT KUMAR SINGH
|
|
|
DIGAMBAR V.DALI
|
|
|
HEMANT KUMAR MAHALE
|
|
|
IQBAL UMAR KASKAR
DIN:03226158
|
|
|
JAYANTI M.PATEL
|
|
|
JAYPAL BALBIR SINGH
|
|
|
KUNWAR VISHWA MOHAN
|
|
|
MOHAN PRASAD
|
|
|
MOOSA B.MAGDUM
|
|
|
P.B.GUPTA
|
|
|
S.K.PANDAY
|
|
|
SAMIR K.DAS
|
|
|
V.M.TAMBAT
|
|
|
VASUDEVAN NAIR RAJAGOPAL
|
|
|
VENUGOPAL VASUDEVAN NAIR
|
|
|
VIBHA PRASAD
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
SEBI VIDE ITS NOTICE DATED 19/09/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 21/11/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA AND CONCERNED TAHASILDAR, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE AFORESAID PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
SAT: SAT VIDE ITS ORDER DATED 04/08/2016 APPEAL ALLOWED TO BE WITHDRAWN AND GRANTED FOUR WEEKS TIME TO FURNISH THE PARTICULARS AS PER LIST SET OUT IN IMPUGNED ORDER DATED 21/11/2014. NO COSTS
SEBI VIDE ITS ORDER DATED 22/11/2016 PROCEEDED TO DISPOSE OF THE ASSETS ATTACHED VIDE ORDER DATED 21/11/2014 IN EXECUTION OF RECOVERY CERTIFICATE DRAWN AGAINST THE DEFAULTER
SEBI VIDE ITS NOTICE DATED 10/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 06/09/2018 KEPT IN ABEYANCE THE PROPOSED E-AUCTION SCHEDULED TO BE HELD ON 12/09/2018
SEBI VIDE ITS ORDER DATED 26/04/2019 DIRECTED TO RELEASE OF DISPUTED FLAT ALONE FROM ATTACHMENT MADE VIDE ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 28/03/2024 RELEASED FLATS NO.101 AND 201, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 06/11/2025 RELEASED FLATS NO.304, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 07/11/2025 RELEASED FLATS NO.704, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 07/11/2025 RELEASED FLATS NO.403, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 10/11/2025 RELEASED FLATS NO.703, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 10/11/2025 RELEASED FLATS NO.204, VASUNDHARA CO-OP.HOUSING SOCIETY LTD., GOREGAON (EAST), MUMBAI FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
SEBI VIDE ITS ORDER DATED 23/04/2026 RELEASED FLATS NO.102, 104-105, 202, 302, 502, 602, 604 AND 701 FROM THE ATTACHMENTS MADE VIDE PROHIBITORY ORDER DATED 21/11/2014
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| 158 |
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FRESH PLANTATION (INDIA) LTD.
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JAGDISH PRASAD SRIVASTAVA
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MOID AHMED
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NISHANT ASTHANA
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PUSHPA ASTHANA
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RADHEY SHYAM KHARE
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RAVI SRIVASTAVA
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SADHANA SRIVASTAVA
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SHAHBAZ HUSSAIN SIDDIQUI
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VIDYA ASTHANA
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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ALL EXCEPT A4 DECLARED PO, HENCE FILE CONSIGNED TO RECORD ROOM.PROCEEDINGS QUA A4 QUASHED BY DELHI HC
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| 159 |
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FUTURE GOLD INFRABUILD INDIA LTD.
(CIN:U70101MP2009PLC022305
PAN:AABCF3920E)
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AFASAR KHAN
DIN:06791975
PAN:CLHPK5064N
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DHIRENDRA SINGH KUSHWAHA
DIN:02699749
PAN:BGGPK7521R
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DINESH SINGH BHADORIYA
DIN:02722808
PAN:AJJPB1169R
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MR VINEET KUMAR PHALKE
DIN:05112694
PAN:APDPP0190C
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SATYENDRA SINGH
DIN:02699756
PAN:CDDPS5928P
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-NOV-2017 TO 05-NOV-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-NOV-2017 TO 05-NOV-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-NOV-2017 TO 05-NOV-2021
13-MAR-2015
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SEBI VIDE ITS ORDER DATED 06/11/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT OR ELECTRONIC MODE OF TRANSFER 2) SUBMIT A WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 3) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
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| 160 |
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G S L AGRO PLANTATION LTD.
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ARUN KUMAR JAISWAL
|
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BASANT BALLABH JOSHI
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DEVI DATT TEWARI
|
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GIRISH CHANDRA JOSHI
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ISHWARI DATT DUMKA
|
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KAILASH CHANDER DURGAPAL
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N.L.PRAJAPATI
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NARENDER BAHADUR SINGH
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P.N.SHUKLA
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PRIYANKA PATHAK
|
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SHIV PUJAN MADHUKAR
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VIVEKANAND SHARMA
|
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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A1 AND A4 CONVICTED. A2, A3 AND A5 DECLARED PO
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 8 of 33
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