| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
MALAY COMMERCIAL ENTERPRISES LTD.
(PAN:AABCM9002E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 122 |
|
|
MANDVI DYES & CHEMICALS CO.PVT.LTD.
(PAN:AAACM3248D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
07-APR-2020
|
|
| 123 |
|
|
MANIRAM CONSULTANTS LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF HOME TRADE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-DEC-2015
|
|
| 124 |
|
|
MANISH L.SHAH (HUF)
(PAN:AAEHM1775L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KOFFEE BREAK PICTURES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 04/06/2019 AFFIRMED THE ORDER EXCEPT THE PART WHICH RELATED TO FIXATION OF PRICE OF RS.33.50 PER SHARE AND DIRECTED SEBI TO APPOINT A MERCHANT BANKER TO FIX THE PRICE PER SHARE
SAT: SAT VIDE ITS ORDER DATED 10/10/2019 DIRECTED APPELLANT TO COMPLY WITH ORDER DATED 04/06/2019 AND CO-OPERATE WITH SEBI AND INDEPENDENT VALUER WITH RESPECT TO INFORMATION AND/OR DOCUMENTS SOUGHT BY INDEPENDENT VALUER AND PAY PRFESSIONAL FEES OF RS.2,00,000 TO INDEPENDET VALUER
|
| 125 |
|
|
MANKOOL GENERAL TRADING FZE
(PAN:AAICM7748N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(2 ) READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF ATLAS JEWELLERY INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-JUN-2021
|
|
| 126 |
|
|
MANORI PROPERTIES PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SALORA INTERNATIONAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
SAT: SAT VIDE ITS ORDER DATED 28/05/2018 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 04/03/2015 AND RESTORED TO THE FILE OF WTM OF SEBI FOR LIMITED PURPOSE OF RECONSIDERING THE DIRECTIONS ISSUED AGAINST THE APPELLANTS TO MAKE OFFER. NO COSTS
|
| 127 |
|
|
MARLEX PRODUCTS LTD.
(PAN:AAACM0709R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) AND 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF KANCHAN INTERNATIONAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-MAY-2020
05-MAY-2020
|
|
| 128 |
|
|
MARVELLOUS TRADING PVT.LTD.
|
|
|
|
LUNKARAN KAYAL
|
|
|
MEENAKSHI KABRA
|
|
|
MURARI PODDAR
|
|
|
MURUGAN PILLAI
|
|
|
NITIN DESHPANDE
|
|
|
RATNESH CHAND JAIN
|
|
|
REENA JAIN
|
|
|
SIJI NAIR
|
|
|
SUNDEEP KABRA
|
|
|
SUNIL RADHAKRISHNAN NAIR
|
|
|
VIJAYALAKSHMI PODDAR
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
10-SEP-2004
|
|
| 129 |
|
|
MAXILLA FINANCIAL SERVICES PVT.LTD.
(PAN:AADCM9154D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
07-APR-2020
|
|
| 130 |
|
|
MAYANK KEJRIWAL (HUF)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 131 |
|
|
METEX MARKETING PVT.LTD.
(PAN:AADCM9717A)
|
|
|
|
APURVA M.SHAH
PAN:AWPPS7372A
|
|
|
ASHNI SHAH
PAN:AFIPJ4179A
|
|
|
BHAVNA M.SHAH
PAN:ANIPS2033C
|
|
|
CHANCHAL JAIN
PAN:ABSPJ9360K
|
|
|
MANISH L.SHAH
PAN:ANIPS0226M
|
|
|
RASHI JAIN
PAN:ADZPJ3317M
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KOFFEE BREAK PICTURES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 04/06/2019 AFFIRMED THE ORDER EXCEPT THE PART WHICH RELATED TO FIXATION OF PRICE OF RS.33.50 PER SHARE AND DIRECTED SEBI TO APPOINT A MERCHANT BANKER TO FIX THE PRICE PER SHARE
SAT: SAT VIDE ITS ORDER DATED 10/10/2019 DIRECTED APPELLANT TO COMPLY WITH ORDER DATED 04/06/2019 AND CO-OPERATE WITH SEBI AND INDEPENDENT VALUER WITH RESPECT TO INFORMATION AND/OR DOCUMENTS SOUGHT BY INDEPENDENT VALUER AND PAY PRFESSIONAL FEES OF RS.2,00,000 TO INDEPENDET VALUER
|
| 132 |
|
|
MIATRU AGRO MARKETING PVT.LTD.
(CIN:170715
PAN:AAFCM0778B)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 133 |
|
|
MODERATE LEASING & CAPITAL SERVICES LTD.
(PAN:AAACM6945K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF SBEC SUGAR LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 HAS ALLOWED THREE WEEKS TIME TO FILE REJOINDER AND INTERITM ORDER, IF ANY, EXTENDED TILL DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 29/01/2020 PARTLY ALLOWED THE APPEAL AND MODIFIED DIRECTION OF WTM TO APPELLANT TO SELL THE SHARES ACQUIRED IN VIOLATION OF REGULATION AND TO TRANSFER PROCEEDS OF THE SAME TO INVESTOR PROTECTION FUND WITHIN SIX MONTHS FROM DATE OF THIS ORDER
|
| 134 |
|
|
NAKODA SYNTEX PVT.LTD.
(PAN:AAACN7281K)
|
|
|
|
BABULAL GUMANMAL JAIN
PAN:ABNPJ1251A
|
|
|
DEVENDRA NATH BABULAL JAIN
PAN:ADTPJ4655Q
|
|
|
KARTIK B.JAIN
PAN:AEXPJ6838A
|
|
|
NEETU D.JAIN
|
|
|
PUSHPADEVI BABULAL JAIN
PAN:AAQPJ6966L
|
|
|
SHILPA B.JAIN
PAN:AEXPJ6837R
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN STIPULATED TIME AS REQUIRED UNDER REGULATION 3(2) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF NAKODA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-JUL-2013
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 135 |
|
|
NANDLAL B.MALOO (HUF)
(PAN:AAAHN6253N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER BY SETTING ASIDE THE ATTACHMENT ORDER ALSO. REMITTED MATTER TO AO TO DECIDE AFRESH AFTER GRANTING OPPORTUNITY OF HEARING TO THE APPELLANTS
|
| 136 |
|
|
NANDLAL VYAPAAR PVT.LTD.
(CIN:U51109WB2008PTC122638
PAN:AACCN7327E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 12 READ WITH 14(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FIRST FINANCIAL SERVICES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-DEC-2019
|
|
| 137 |
|
|
NARESH KUMAR & SONS
(PAN:AAAHN1124L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF RAMA STEEL TUBES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2021
|
|
| 138 |
|
|
NORDFLEX TEXTILES PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 139 |
|
|
ORIENTALE MERCANTILE CO.LTD.,THE
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10 AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF KHAITAN ELECTRICALS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
31-DEC-2012
|
SAT: SAT VIDE ITS ORDER DATED 19/06/2013 DIRECTED THE COMPANY TO DEPOSIT PENALTY AMOUNT OF RS.25 LACS WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER INSTEAD OF MAKING PUBLIC OFFER AS PER ORDER DATED 31/12/2012
|
| 140 |
|
|
P.B.JAIN INVESTMENT PVT.LTD.
(PAN:AABCP2964N)
|
|
|
|
BABULAL GUMANMAL JAIN
PAN:ABNPJ1251A
|
|
|
DEVENDRA NATH BABULAL JAIN
PAN:ADTPJ4655Q
|
|
|
KARTIK B.JAIN
PAN:AEXPJ6838A
|
|
|
NEETU D.JAIN
|
|
|
PUSHPADEVI BABULAL JAIN
PAN:AAQPJ6966L
|
|
|
SHILPA B.JAIN
PAN:AEXPJ6837R
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN STIPULATED TIME AS REQUIRED UNDER REGULATION 3(2) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF NAKODA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-JUL-2013
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 7 of 13
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