| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
MAHAVIR INVESTMENTS
|
|
|
|
VARSHABEN VIRAGBHAI GANDHI
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
OFFENCE COMPOUNDED
27-FEB-2023
|
COMPOUNDED
|
| 122 |
|
|
MALLESWARA FINANCE & INVESTMENT CO.LTD.
|
|
|
|
A.BALAKRISHNA
|
|
|
K.KRISHNAMOORTHY
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 123 |
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
|
AMIDHAR MAJUMDAR
|
|
|
ASHOK NAVINCHANDRA CHOKSHI
|
|
|
BEENA A.SHAH
|
|
|
DATTATRAY MARUTIRAO SAWANT
|
|
|
GIRISH D.SHAH
|
|
|
JAYESH BALMUKUNDBHAI MEHTA
|
|
|
NOOPUR KANSARA
DIN:03153864
|
|
|
REEMA T.MAJUMDAR
|
|
|
REENA A.MAJUMDAR
|
|
|
TUSHAR A.MAJUMDAR
|
|
VIOLATED SECTION 59 OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 60 OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 18 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
PARTLY COMPOUNDED BY COMPANY LAW BOARD
|
| 124 |
|
|
MARISHA FINANCIAL SERVICES LTD.
|
|
|
|
HARI KUMAR
|
|
|
RAKESH MISHRA
|
|
|
RANADAS
|
|
|
S.K.GUPTA
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 125 |
|
|
MARUDHAR VINIMAY PVT.LTD.
|
|
|
|
ARUN KUMAR MURARKA
|
|
|
VIRENDRA AGARWAL
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
COMPOUNDED, INTEREST OF RS.43,131.00 AND LEGAL COSTS OF RS.67000.00
|
| 126 |
|
|
MASTERMIND MERCANTILE CO-OP.LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 127 |
|
|
MAY FAIR PAPER & BOARDS PVT.LTD.
|
|
|
|
KISHORE GURBUX MOTWANI
DIN:02417178
PAN:AAJPM2980N
|
|
|
MADAN RELWANI
|
|
|
VINOD GURBUX MOTWANI
DIN:00632268
PAN:AEXPM6414P
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 128 |
|
|
MAYFAIR REALTORS PVT.LTD.
|
|
|
|
DEVEN MEHTA
|
|
|
GOPU PARIMAL BELANI
|
|
|
KISHORE GURBUX MOTWANI
DIN:02417178
PAN:AAJPM2980N
|
|
|
MADAN RELWANI
|
|
|
MEENAL CHHABARIA
|
|
|
SURESH GURBUX MOTWANI
|
|
|
SURESH HEMWANI
|
|
|
SUSHIL M.THAKKAR
|
|
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 129 |
|
|
MCX BIZ SOLUTIONS
(PAN:BACPS3885C)
|
|
|
|
SYED SADAQ
PAN:BACPS3885C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 130 |
|
|
MEGA CORP.LTD.
(PAN:AACCM9506E
CIN:L01120DL1985PLC092375)
|
|
|
|
HIMANSHU RAMNIKLAL MEHTA
|
|
|
KUNAL LALANI
|
|
|
SURENDRA CHHALANI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 131 |
|
|
MEGA MILLENNIUM SECURITIES PVT.LTD.
(PAN:AACCM2293E)
|
|
|
|
PRADIPTA CHATTERJEE
|
|
|
SWAMINATHAN MAHALINGAM
DIN:02332928
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 132 |
|
|
MERCURY FUND MANAGEMENT CO.LTD.
(CIN:L65999WB1991PLC053194
PAN:AAECM0223C)
|
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 133 |
|
|
MID-EAST INVESTMENT SERVICES LTD.
|
|
|
|
MOHD.JAHANGEER MIRZA
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 134 |
|
|
MIDFIELD INDUSTRIES LTD.
(CIN:U27109AP1990PLC011353
PAN:AAACM9490M)
|
|
|
|
ASHOK KUMAR KOLLA
|
|
|
KANNURI NAUDI RAJESH
|
|
|
MADHUMOHAN REDDY MARAMREDDY
PAN:ACIPM3240J
|
|
|
RAJARAJU KOTHAPALLI
DIN:01228222
|
|
|
SRIDHAR REDDY GADDAM
|
|
|
URITI SRIKANTH
DIN:02421186
|
|
VIOLATED SECTION 207 OF COMPANIES ACT, 1956
VIOLATED SECTION 127 OF COMPANIES ACT, 2013
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 135 |
|
|
MIKONA IMPEX & TRADERS PVT.LTD.
|
|
|
|
VINOD KUMAR
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 136 |
|
|
MILLION INVESTRADE LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 137 |
|
|
MINDVISION CAPITAL LTD.
(PAN:AAACK8154A)
|
|
|
|
ANKUR J.SHAH
|
|
|
MITESH JOSHI
|
|
|
PRAHLAD PANCHAL
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 138 |
|
|
MIRAL FINANCIAL CONSULTANCY
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY/STOCK CHANGES AS REQUIRED UNDER REGULATION 7 OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 10 OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 139 |
|
|
MONEY GROWTH FINANCE & CONSULTANTS PVT.LTD.
|
|
|
|
PAWAN GUPTA
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
OFFENCE COMPOUNDED ON PAYMENT OF RS.1,00,000 BY THE ACCUSED TO SEBI
|
| 140 |
|
|
MONEY TELEVISION & INDUSTRIES LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 13
|
