| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
ANIL THUKRAL
|
|
|
VIOLATED SECTION 24 (1) OF SEBI (PORTFOLIO MANAGERS) REGULATIONS, 1993
|
PROSECUTION LAUNCHED
31-MAR-2010
|
ABATED
|
| 122 |
|
|
ANISH JAIN
|
|
|
|
OASIS CINE COMMUNICATION LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST
|
| 123 |
|
|
ANITA KHETRAPAL
|
|
|
|
ORIENT TRADELINK LTD.
PAN:AAACO5359B
|
|
VIOLATED SECTION 11C (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 124 |
|
|
ANITABEN NALINKUMAR SHAH
|
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
30-JUN-2010
|
|
| 125 |
|
|
ANITHA VASANTH
|
|
|
|
VISION TECHNOLOGY INDIA LTD.
|
|
VIOLATED REGULATIONS 4 (A) (B) & (D) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 126 |
|
|
ANJALI BEKE
|
|
|
|
ANJUDI PROPERTY & INVESTMENTS PVT.LTD.
|
|
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 A OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
THE MATTER IS DISPOSED OFF AS COMPOUNDED
|
| 127 |
|
|
ANJAN DAS
(DIN:02611879
PAN:AGAPD6510E)
|
|
|
|
PAFL INDUSTRIES LTD.
CIN:U29253WB2011PLC161075
PAN:AAFCP9552J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 128 |
|
|
ANJAN JANA
(DIN:05247414
PAN:AHRPJ8186A)
|
|
|
|
JUST-RELIABLE PROJECTS INDIA LTD.
PAN:AACCJ2827P
CIN:U45400WB2009PLC140276
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 129 |
|
|
ANJANA GOYAL
|
|
|
|
SUNAYANA COMMERCIAL PVT.LTD.
PAN:AAJCS4896A
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 130 |
|
|
ANJANA KUMAR
(PAN:AHOPK6281C)
|
|
|
|
KASSA FINVEST PVT.LTD.
CIN:U74899DL1994PTC060668
PAN:AAACK1206B
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 131 |
|
|
ANJU KALRA
|
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
30-JUN-2010
|
|
| 132 |
|
|
ANJUL AGGARWAL
|
|
|
|
ASHI FORGE PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
RS.2,93,523.00 TOWARDS INTEREST AND RS.67,000.00 TOWARDS LEGAL COSTS
|
| 133 |
|
|
ANKUR J.SHAH
|
|
|
|
MINDVISION CAPITAL LTD.
PAN:AAACK8154A
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 134 |
|
|
ANOOP AGARWAL
|
|
|
|
OPTIMATES TEXTILE INDUSTRIES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 135 |
|
|
ANU AGARWAL
|
|
|
|
APNAPAN VYAPAAR PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
DISMISSED
|
| 136 |
|
|
ANUP CHAKRABPRTY
|
|
|
|
CRUICKSHANK & CO.LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 137 |
|
|
ANUP KUMAR GIRIA
|
|
|
|
APNAPAN VYAPAAR PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
DISMISSED
|
| 138 |
|
|
ANUP KUMAR MUNSI
(DIN:02748574
PAN:AZSPM6195M)
|
|
|
|
ADITYA GLOBAL INDUSTRIES LTD.
CIN:U01400WB2009PLC138576
PAN:AAHCA9638G
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 139 |
|
|
ANUP SAXENA
|
|
|
|
CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 140 |
|
|
ANUPA SAHNEY
|
|
|
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.7,78,000 BY THE ACCUSED TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,36,000 BY THE ACCUSED TO SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 102
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