| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
DIGITAL CONTENT PVT.LTD.
(PAN:AADCN6172E)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 122 |
|
|
DISH TV INDIA LTD.
(PAN:AAACA5478M)
|
|
|
ALLEGED FAILURE TO OBTAIN PRIOR APPROVAL FROM SHAREHOLDERS FOR CONTINUATION OF MR.JAWAHAR LAL GOEL AS A NON-EXECUTIVE DIRECTOR VIOLATING REGULATION 7(1C) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,72,500 VIDE CONSENT ORDER)
14-NOV-2025
|
|
| 123 |
|
|
DISH TV INDIA LTD.
(PAN:AAACA5478M)
|
|
|
|
ANIL KUMAR DUA
PAN:ADWPD7220N
|
|
|
ASHOK MATHAI KURIEN
PAN:AADPK4942J
|
|
|
BHAGWAN DAS NARANG
PAN:AAEPN3092R
|
|
|
JAWAHAR LAL GOEL
PAN:AAHPL1244J
|
|
|
RANJIT SINGH
PAN:ASXPS7712E
|
|
|
RASHMI AGGARWAL
PAN:ABPPS8037H
|
|
|
SHANKAR AGGARWAL
PAN:ADVPA6970F
|
|
ACTED, AIDED, ABETTED AND ASSISTED COMPANY AND ITS MANAGEMENT IN MISCHIEF PLAYED UPON THE SHAREHOLDERS VIOLATING REGULATION 6(2)(A) OF SEBI (LODR) REGULATIONS AS WELL AS CLAUSES 5.1, 5.2 AND 5.11 OF CODE OF CONDUCT READ WITH REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES OF FIRST ADVISORY VIOLATING REGULATIONS 4(2)(F)(II)(6), 4(2)(F)(II)(8), 4(2)(F)(III)(3), 4(2)(F)(III)(6) READ WITH REGULATION 17(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES OF FINAL ADVISORY VIOLATING REGULATIONS 4(2)(F)(II)(6), 4(2)(F)(II)(8), 4(2)(F)(III)(3), 4(2)(F)(III)(6) READ WITH REGULATION 17(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DID NOT MAKE NECESSARY DISCLOSURE AS PER CLAUSES 4.1, 4.4, 5.1, 5.2 AND 5.11 OF CODE OF CONDUCT READ WITH REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DID NOT UPHELD HIGH ETHICAL STANDARDS ETC VIOLATING CLAUSES 1 AND 2 OF SCHEDULE A OF CODE OF CONDUCT READ WITH REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
|
DIRECTED TO ENSURE STRICT ADHERENCE OF DIRECTION BY THE COMPLIANCE OFFICER
DIRECTED DEPOSITORIES TO FREEZE DEMAT ACCOUNTS OF DIRECTORS AND COMPLIANCE OFFICER AND DISCLOSE TO STOCK EXCHANGES
DIRECTED TO ENSURE COMPLIANCE WITH LODR REGULATION BY DISCLOSING VOTING RESULTS OF AGM TO STOCK EXCHANGES
07-MAR-2022
|
|
| 124 |
|
|
DISH TV INDIA LTD.
(PAN:AAACA5478M)
|
|
|
|
ANIL KUMAR DUA
PAN:ADWPD7220N
|
|
|
ASHOK MATHAI KURIEN
PAN:AADPK4942J
|
|
|
JAWAHAR LAL GOEL
PAN:AAHPL1244J
|
|
|
RANJIT SINGH
PAN:ASXPS7712E
|
|
ALLEGED VIOLATION OF REGULATIONS 4(1)(C) TO 4(1)(E), 4(1)(G) TO 4(1)(I), 5, 30(6) READ WITH PARA D OF PART A OF SCHEDULE III AS WELL AS 30(7), 30(12) AND 44(3) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.45,54,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-OCT-2022
|
|
| 125 |
|
|
DREAM HOME DEVELOPERS PVT.LTD.
(PAN:AACCD0572F)
|
|
|
|
ROHTAS GOEL
PAN:AAVPG9866B
|
|
|
SUNIL GOEL
PAN:AHGPG8020K
|
|
DID NOT ACHIEVE PRESCRIBED 25% MINIMUM PUBLIC SHAREHOLDING THROUGH INDEPENDENT PUBLIC SHAREHOLDERS VIOLATING RULE 19A(1) OF SECURITIES CONTRACTS (REGULATION) RULES, 1957 READ WITH REGULATION 38 OF SEBI (LODR) REGULATIONS, 2015 AND PROVISION OF 2(II) ON “AMENDMENTS TO CLAUSE 40A – MINIMUM PUBLIC SHAREHOLDING” OF SEBI CIRCULAR NO.CIR/CFD/DIL/10/2010 DATED 16/12/2010 AND CIRCULAR NO.CIR/CFD/CMD/14/2015 DATED 30/11/2015 IN MATTER OF OMAXE LTD.
MADE INCORRECT AND INFLATED DISCLOSURE OF PUBLIC SHAREHOLDING VIOLATING REGULATION 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015READ WITH CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 READ WITH REGULATION 2(ZB) OF SEBI (ICDR) REGULATIONS, 2009 AND REGULATION 2(PP) OF SEBI (ICDR) REGULATIONS 2018AND CLAUSE 35 OF LISTING AGREEMENT IN MATTER OF OMAXE LTD.
INDULGED IN FRAUDULENT AND DECEPTIVE SCHEME & ARTIFICE IN CONNECTION WITH DEALING IN SECURITIES VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT.,1992 READ WITH REGULATIONS 3(B), 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF OMAXE LTD.
|
IMPOSED PENALTY RS.27,00,000
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-SEP-2026 TO 23-SEP-2027
24-SEP-2026
|
|
| 126 |
|
|
DRONEACHARYA AERIAL INNOVATIONS LTD.
(PAN:AAGCD0701L)
|
|
|
|
NIKITA SRIVASTAVA
PAN:BAZPM2614N
|
|
|
PRATEEK SRIVASTAVA
PAN:CJCPS9105B
|
|
ISSUED MISLEADING AND FALSE CORPORATE ANNOUNCEMENT TO INVESTORS VIOLATING REGULATIONS 4(1)(C) TO 4(1)(E), 4(1)(G) AND 4(1)(H)OF SEBI (LODR) REGULATIONS, 2015 READ WITH 30(1), 30(3), 30(4(, 30(7), 30(8) AND 30(10) OF SEBI (LODR) REGULATIONS, 2015 AND SCHEDULE III PART A PARA B (1), (2), (4) AND SCHEDULE III PART A PARA C OF SEBI (LODR) REGULATIONS, 2015 AND CIRCULAR NO.CIR/CFD/CMD/4/2015 DATED 09/09/2015
MIS-REPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MADE INCORRECT DISCLOSURES OF DEVIATION IN IPO PROCEEDS VIOLATING REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(H), 4(1)(I), 4(2)(E)(I) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MIS-UTILISED OF IPO PROCEEDS AS PER THE OBJECTS STATED IN THE PROSPECTUS VIOLATING REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
DID NOT MAKE DISCLOSURE OF QUOTATION OF SOFTWARE IN PROSPECTUS VIOLATING REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MIS-REPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-NOV-2025 TO 27-NOV-2027
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 28-NOV-2025 TO 27-NOV-2027
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING PAYMENT OF PENALTY
IMPOSED PENALTY RS.10,00,000
28-NOV-2025
|
SAT: SAT VIDE ITS ORDER DATED 19/12/2025 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER IF ANY BE FILED WITHIN TWO WEEKS THEREAFTER. STAYED RECOVERY SUBJECT TO DEPOSIT 50% PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 03/02/2026 PARTLY ALLOWED THE APPEAL BY PERMITTING TO RAISE FUNDS BY PREFERENCE ISSUE OF SHARES BY MAKING PROPER DISCLOSURE OF SEBI’S ORDER DATED 28/11/2025. NO COSTS
|
| 127 |
|
|
DWITIYA TRADING LTD.
(CIN:L67120WB1978PLC031628
PAN:AABCB4470B)
|
|
|
|
GANGADHAR SIL
PAN:AUGPS3281H
|
|
|
MANISH JANI
PAN:AENPJ3963L
|
|
MISUTILIZED THE FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT OF EQUITY SHARES VIOLATING REGULATIONS 3(A) TO 3(D), 4(1) 4(2)(F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DWITIYA TRADING LTD.
DID NOT SUBMIT THE DETAILS OF DEVIATIONS TO STOCK EXCHANGES ABOUT FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT OF EQUITY SHARES VIOLATING CLAUSE 43 OF LISTING AGREEMENT READ WITH REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.20,00,000
20-JUL-2021
|
SEBI VIDE ITS NOTICE DATED 11/05/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 07/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.47,21,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF DWITIYA TRADING LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 128 |
|
|
EDUCOMP SOLUTIONS LTD.
(PAN:AAACE2983M)
|
|
|
|
SHANTANU PRAKASH
PAN:AAJPP1605K
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS STATEMENTS AND DID NOT PUBLISH & REPORT A TRUE AND FAIR VIEW OF FINANCIAL PERFORMANCE AND POSITION TO STOCK EXCHANGES VIOLATING SECTIONS 12A(B) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF EDUCOMP SOLUTIONS TD.
GAVE CORPORATE GUARANTEE FOR LOANS AVAILED BY EDU SMART SERVICES PVT.LTD. (ESSPL) TO TUNE OF RS.1550 CRORE WITHOUT APPROVAL OF AUDIT COMMITTEE VIOLATING PROVISION (IV) (A) OF CLAUSE 49 OF LISTING AGREEMENT READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015 AND SCRA ACT, 1956
DID NOT MAKE DISCLOSURE OF TRANSACTIONS WITH EDU SMART SERVICES PVT.LTD. (ESSPL) AS RELATED PARTY TRANSACTIONS VIOLATING CLAUSE 32 OF LISTNG AGREEMENT READ WITH SECTION 21 OF SCRA ACT, 1956
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAY-2023 TO 29-MAY-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAY-2023 TO 29-MAY-2028
IMPOSED PENALTY RS.1,00,00,000
30-MAY-2023
|
SAT: SAT VIDE ITS ORDER DATED 22/08/2023 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED EFFECT AND OPERATION OF IMPUGNED ORDER TILL DISPOSAL OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 31/10/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 07/12/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 25/01/2024 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 18/03/2024 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 129 |
|
|
EDUCOMP SOLUTIONS LTD.
(PAN:AAACE2983M)
|
|
|
|
JAGDISH PRAKASH
PAN:AAHPP4162E
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS STATEMENTS AND DID NOT PUBLISH & REPORT A TRUE AND FAIR VIEW OF FINANCIAL PERFORMANCE AND POSITION TO STOCK EXCHANGES VIOLATING SECTIONS 12A(B) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF EDUCOMP SOLUTIONS TD.
GAVE CORPORATE GUARANTEE FOR LOANS AVAILED BY EDU SMART SERVICES PVT.LTD. (ESSPL) TO TUNE OF RS.1550 CRORE WITHOUT APPROVAL OF AUDIT COMMITTEE VIOLATING PROVISION (IV) (A) OF CLAUSE 49 OF LISTING AGREEMENT READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015 AND SCRA ACT, 1956
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAY-2023 TO 29-MAY-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAY-2023 TO 29-MAY-2026
RESTRAINED FROM ASSOCIATED WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY AS DIRECTORS/PROMOTERS WHICH INTENDS TO RAISE MONEY FROM THE PUBLIC AND/OR ANY INTERMEDIARY WITH SEBI FROM 30-MAY-2023 TO 29-MAY-2026
IMPOSED PENALTY RS.1,00,00,000
30-MAY-2023
|
|
| 130 |
|
|
EDYNAMICS SOLUTIONS LTD.
(CIN:L74900DL2000PLC106755
PAN:AAACE7849N)
|
|
|
DID NOT PROVIDE STATEMENTS TO STOCK EXCHANGES PERTAINING TO DEVIATION AND VARIATION IN UTILIZATION OF ISSUE PROCEEDS VIOLATING REGULATION 32(1) OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 46A OF ERSTWHILE EQUITY LISTING AGREEMENT FOR SME COMPANIES
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
|
IMPOSED PENALTY RS.60,00,000
05-JAN-2021
|
SEBI VIDE ITS NOTICE DATED 29/04/2022 DIRECTED TO PAY RS.58,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 13/09/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 131 |
|
|
EICHER MOTORS LTD.
(PAN:AAACE3882D)
|
|
|
DID NOT ISSUE ADVERTISEMENT IN RESPECT OF ISSUANCE OF 100 DUPLICATE SHARES OF EICHER LTD. VIOLATING CLAUSE 23(B) OF GENERAL NORMS FOR PROCESSING OF DOCUMENTS UNDER RRTI CIRCULAR NO.1 (2000-2001) DATED 09/05/2001 AND CLAUSE 3(E) OF LISTING AGREEMENT READ WITH REGULATIONS 39(2) & 103(2) OF SEBI (LODR) REGULATIONS, 2015
PROCESSED DUPLICATE SHARE CERTIFICATE REQUEST WITHOUT OBTAINING PROPER INDEMNITY VIOLATING CLAUSE 23(A) OF GENERAL NORMS FOR PROCESSING OF DOCUMENTS UNDER RRTI CIRCULAR NO.1 (2000-2001) DATED 09/05/2001 AND CLAUSE 3(E) OF LISTING AGREEMENT READ WITH REGULATIONS 39(2) & 103(2) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.10,00,000
01-JUN-2022
|
SAT: SAT VIDE ITS ORDER DATED 29/08/2022 REPLY FILE WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER WITHIN THREE WEEKS THEREAFTER FROM DATE OF THIS ORDER. IN THE MEANWHILE, APPELLANT TO DEPOSIT PENALTY AMOUNT WHICH WOULD BE SUBJECT TO THE RESULT OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 16/01/2023 ALLOWED APPLICATION ON PAYMENT OF COST OF RS.10,000.00 TO BE DEPOSITED BEFORE REGISTRAR OF THIS TRIBUNAL WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 11/10/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
|
| 132 |
|
|
EJECTA MARKETING LTD.
(PAN:AAFCA1262N)
|
|
|
DID NOT UTILIZE FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENTS AS STATED IN OBJECTS OF ISSUE VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF EJECTA MARKETING LTD.
DID NOT UTILIZE FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENTS AS STATED IN OBJECTS OF ISSUE AND DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES VIOLATING CLAUSES 43 OF LISTING AGREEMENT (NOW REGULATION 32) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.10,00,000
15-DEC-2022
|
|
| 133 |
|
|
EKI ENERGY SERVICES LTD.
(CIN:U74200MP2011PLC025904
PAN:AACCE6986E)
|
|
|
|
BURHANUDDIN ALI HUSAIN MAKSI WALA
PAN:BTCPA1791E
|
|
|
ITISHA SAHU
PAN:KCZPS1660D
|
|
|
MANISH KUMAR DABKARA
DIN:03496566
PAN:AMPPD4048N
|
|
|
MOHIT KUMAR AGARWAL
PAN:AMAPK8905E
|
|
|
NAVEEN SHARMA
PAN:BHPPS2657J
|
|
|
RITESH GUPTA
PAN:AHTPG7835M
|
|
|
SONALI SHEIKH
PAN:CXMPS1805G
|
|
MISSTATED AND MISPRESENTED FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF EKI ENERGY SERVICES LTD.
MISSTATED AND MISPRESENTED FINANCIAL STATEMENTS AND DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 33(1)(A)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ IND AS 115 IN MATTER OF EKI ENERGY SERVICES LTD.
|
IMPOSED PENALTY RS.12,00,000
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 30-OCT-2026 TO 29-DEC-2026
30-OCT-2026
|
|
| 134 |
|
|
ELCID INVESTMENTS LTD.
(PAN:AAACE1611Q)
|
|
|
ALLEGED FAILURE TO MAINTAIN STRUCTURED DIGITAL DATABASE DURING INVESTIGATION PERIOD VIOLATING REGULATIONS 3(5) READ WITH 3(6) OF SEBI (PIT) REGULATIONS, 2015
ALLEGED FAILURE TO DISCLOSE MR.JATIN SARAIYA’S (ONE AMONG THE PROMOTER AND PROMOTER GROUP OF APPLICANT) JOINT SHAREHOLDING OF 50 SHARES WITH HIS SPOUSE AS PART OF PROMOTER AND PROMOTER GROUP, FOR QUARTERS ENDING DECEMBER 2021 TO JUNE 2022 VIOLATING REGULATION 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR DATED 30/11/2015
ALLEGED FAILURE TO DISCLOSE MR.JATIN SARAIYA’S (ONE AMONG THE PROMOTER AND PROMOTER GROUP OF APPLICANT) JOINT SHAREHOLDING OF 50 SHARES WITH HIS SPOUSE AS PART OF PROMOTER AND PROMOTER GROUP, FOR QUARTERS ENDING DECEMBER 2021 TO JUNE 2022 VIOLATING REGULATION 2(1)(PP) OF SEBI (ICDR) REGULATIONS, 2018
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.17,31,510 VIDE CONSENT ORDER)
24-JUN-2024
|
|
| 135 |
|
|
ELCID INVESTMENTS LTD.
(PAN:AAACE1611Q)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF MR.JATIN SARAIYA AS PART OF PROMOTER GROUP OF THE COMPANY AND HIS SHAREHOLDING IN EIL VIOLATING REGULATION 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015
ALLEGED FAILURE IN MAKING DISCLOSURE OF MR.JATIN SARAIYA AS PART OF PROMOTER GROUP OF THE COMPANY AND HIS SHAREHOLDING IN EIL VIOLATING REGULATION 2(1)(PP) OF SEBI (ICDR) REGULATIONS, 2018 READ WITH REGULATION 2(1)(ZB) OF SEBI (ICDR) REGULATIONS, 2009
ALLEGED FAILURE IN MAKING DISCLOSURE OF MR.JATIN SARAIYA AS PART OF PROMOTER GROUP OF THE COMPANY AND HIS SHAREHOLDING IN EIL VIOLATING CLAUSE 2 OF LISTING AGREEMENT DATED 28/12/2015 SIGNED BETWEEN EIL AND BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.18,11,775 VIDE CONSENT ORDER)
01-SEP-2021
|
|
| 136 |
|
|
ELECTROTHERM (INDIA) LTD.
(PAN:AAACE2669L)
|
|
|
|
AVINASH BHANDARI
PAN:ABRPB0303P
|
|
|
MUKESH BHANDARI
PAN:AALPB1974B
|
|
|
PAWAN GAUR
PAN:BITPG8518F
|
|
|
SHAILESH BHANDARI
PAN:AALPB1973G
|
|
|
SIDDHARTH BHANDARI
PAN:ARTPB0632P
|
|
DID NOT PREPARE TRUE AND FAIR FINANCIAL STATEMENTS BY REVERSAL/NON-PROVISIONING OF INTEREST AND MADE WRONGFUL CERTIFICATION OF FINANCIAL RESULTS VIOLATING CLAUSES 41(I) AND 50 OF ERSTWHILE EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DID NOT PREPARE TRUE AND FAIR FINANCIAL STATEMENTS BY REVERSAL/NON-PROVISIONING OF INTEREST AND MADE WRONGFUL CERTIFICATION OF FINANCIAL RESULTS VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.10,00,000
28-AUG-2020
|
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| 137 |
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ELITECON INTERNATIONAL LTD.
(PAN:AAACK8902C)
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GAURAV TYAGI
PAN:AGRPT6996P
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PAWAN KUMAR RAY
PAN:AQFPR7415P
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PRABHAKAR KUMAR
PAN:ARKPK4494M
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SUJIT CHATURVEDI
PAN:AWJPC1342A
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VIPIN SHARMA
PAN:AIGPS3140M
|
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PLANTED FALSE AND MISLEADING NEWS/ INFORMATION TO INDUCE RETAIL INVESTORS TO PURCHASE SECURITIES VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A), 4(2)(D), 4(2)(E) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ELITECON INTERNATIONAL LTD.
DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES AND PUBLIC VIOLATING REGULATION 30 READ WITH CLAUSES 4(1)(C), 4(1)(D), 4(1)(E), 4(2)(B) AND 4(2)(E) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ELITECON INTERNATIONAL LTD.
DELAY IN MAKING DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES AND PUBLIC VIOLATING REGULATION 30 READ WITH CLAUSES 4(1)(C), 4(1)(D), 4(1)(E), 4(2)(B) AND 4(2)(E) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ELITECON INTERNATIONAL LTD.
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAR-2026 UNTIL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
DIRECTED TO EXTEND NECESSARY CO–OPERATION TO FORENSIC AUDITOR/AUDIT FIRM APPOINTED AND FURNISH ALL INFORMATION/DOCUMENTS SOUGHT
30-MAR-2026
|
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| 138 |
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EMAMI REALTY LTD.
(PAN:AALCS5120P)
|
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DID NOT OBTAIN PRIOR APPROVAL OF AUDIT COMMITTEE FOR RELATED PARTY TRANSACTIONS ENTERED BY COMPANY VIOLATING REGULATION 23(2) OF SEBI (LODR), 2015
CLASSIFIED INVESTMENTS IN EQUITY SHARES AND CONVERTIBLE DEBENTURES OF PRAJAY URBAN PVT.LTD. AS INVENTORY IN STANDALONE FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
11-SEP-2026
|
|
| 139 |
|
|
EMAMI REALTY LTD.
(PAN:AALCS5120P)
|
|
|
DID NOT OBTAIN IN-PRINCIPLE APPROVAL FROM STOCK EXCHANGES BEFORE ISSUING SECURITIES VIOLATING REGULATION 28(1) OF SEBI (LODR) REGULATIONS, 2015
MADE APPLICATION TO STOCK EXCHANGES REQUESTING IN-PRINCIPLE APPROVAL ON THE SAME DAY WHEN THE NOTICE SENT FOR GENERAL MEETING SEEKING SHAREHOLDERS’ APPROVAL BY WAY OF SPECIAL RESOLUTION VIOLATING REGULATION 160(F) OF SEBI (ICDR) REGULATIONS, 2018
EXCEEDED TENURE EXCEEDING 18 MONTHS OF CONVERTIBLE SECURITIES DATE OF THEIR ALLOTMENT VIOLATING REGULATION 162 OF SEBI (ICDR) REGULATIONS, 2018
DID NOT ADHERE TO SHAREHOLDING PATTERN OF ISSUER BEFORE AND AFTER PREFERENTIAL ISSUE VIOLATING REGULATION 163(D) OF SEBI (ICDR) REGULATIONS, 2018
DID NOT IDENTITY NATURAL PERSONS WHO ARE BENEFICIAL OWNERS OF THE SHARES PROPOSED TO BE ALLOTTED AND WHO WILL ULTIMATELY CONTROL PROPOSED ALLOTTEES VIOLATING REGULATION 163(F) OF SEBI (ICDR) REGULATIONS, 2018
DID NOT ADHERE TO PERCENTAGE OF POST PREFERENTIAL ISSUE CAPITAL THAT MAY BE HELD BY ALLOTTEE AND CHANGE IN CONTROL CONSEQUENT TO THE PREFERENTIAL ISSUE VIOLATING REGULATION 163(FA) OF SEBI (ICDR) REGULATIONS, 2018
DID NOT ADHERE TO CURRENT AND PROPOSED STATUS OF THE ALLOTTEE POST PREFERENTIAL ISSUES VIOLATING REGULATION 163(J) OF SEBI (ICDR) REGULATIONS, 2018
DID NOT ADHERE TO PCS CERTIFICATE BEFORE GENERAL MEETING OF SHAREHOLDERS VIOLATING REGULATION 163(2) OF SEBI (ICDR) REGULATIONS, 2018
DID NOT ADHERE TO PRICING OF FREQUENTLY TRADE SHARES VIOLATING REGULATION 164 OF SEBI (ICDR) REGULATIONS, 2018
DID NOT ADHERE TO LOCK-IN AND RESTRICTIONS ON TRANSFERABILITY VIOLATING REGULATION 167 OF SEBI (ICDR) REGULATIONS, 2018
|
IMPOSED PENALTY RS.5,00,000
06-MAR-2025
|
|
| 140 |
|
|
EMBASSY PROPERTY DEVELOPMENTS PVT.LTD.
(PAN:AAACD6927A)
|
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DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF LINE ITEMS IN RESPECT TO NCDS TO STOCK EXCHANGES VIOLATING REGULATION 52(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE SIGNED BY DEBENTURE TRUSTEE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATIONS 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
29-DEC-2020
|
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 7 of 28
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