| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
ABHIJIT ROY BARMAN (HUF)
(PAN:AAJHA2238K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 122 |
|
|
ABHIJIT ROY BARMAN (HUF)
(PAN:AAJHA2238K)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
25-JAN-2022
|
SAT: SAT VIDE ITS ORDER DATED 21/11/2022 CONDONED THE DELAY IN FILING OF APPEAL AND DISPOSED OF THE APPEAL DIRECTING APPELLANT TO FILE APPROPRIATE APPLICATION FOR SETTLEMENT BEFORE THE AUTHORITY WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 123 |
|
|
ABHILASHA MONEY OPERATIONS PVT.LTD.
(PAN:AABCA8262G)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH SYNCHRONIZED AND STRUCTURED TRANSACTIONS IN SCRIP OF BHAGERIA INDUSTRIES LTD.
|
IMPOSED PENALTY RS.7,00,000
31-MAR-2023
|
SEBI VIDE ITS NOTICE DATED 06/07/2023 DIRECTED TO PAY RS.7,29,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 25/07/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6777 OF 2023 DATED 06/07/2023
|
| 124 |
|
|
ABHILEKH SHETH (HUF)
(PAN:AANHA5298M)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 125 |
|
|
ABHINANDAN FINTEX PVT.LTD.
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF BACCHHAT INVESTMENT & FINANCE LTD.
|
IMPOSED PENALTY RS.2,50,000
19-JUN-2009
|
|
| 126 |
|
|
ABHINANDAN STOCK BROKING PVT.LTD.
(PAN:AAICA8362N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
30-SEP-2021
|
|
| 127 |
|
|
ABHINANDAN VANIJYA PVT.LTD.
(PAN:AACCA5379H)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
22-MAY-2019
|
|
| 128 |
|
|
ABHINAV AGARWAL (HUF)
(PAN:AALHA5879G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 129 |
|
|
ABHINAV GARG (HUF)
(PAN:AANHA9193D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
25-JAN-2022
|
SAT: SAT VIDE ITS ORDER DATED 17/11/2022 CONDONED THE DELAY IN FILING OF APPEAL. APPEAL DISMISSED
|
| 130 |
|
|
ABHINAV INVESTMENTS PVT.LTD.
|
|
|
|
DIPAK SHAH
|
|
INDULGED IN CREATION ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF ADANI EXPORTS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-OCT-2007 TO 23-APR-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2007 TO 23-APR-2008
24-OCT-2007
|
|
| 131 |
|
|
ABHINAV SHETH (HUF)
(PAN:AALHA0721M)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
05-APR-2022
|
SEBI VIDE ITS NOTICE DATED 01/02/2023 DIRECTED TO PAY RS.5,56,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/02/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6229 OF 2023 DATED 01/02/2023
|
| 132 |
|
|
ABHIPREET SHETH (HUF)
(PAN:AAOHA2885D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
05-APR-2022
|
SEBI VIDE ITS NOTICE DATED 01/02/2023 DIRECTED TO PAY RS.5,56,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/02/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6230 OF 2023 DATED 01/02/2023
|
| 133 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 134 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 135 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.75,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 136 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AAIHA6393N)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,00,000 VIDE CONSENT ORDER)
14-JAN-2021
|
|
| 137 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AALHA4449L)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (CONSENT ORDER)
08-MAR-2023
|
|
| 138 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AAOHA0580R)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (CONSENT ORDER)
08-MAR-2023
|
|
| 139 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AAGHA3171G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (CONSENT ORDER)
08-MAR-2023
|
|
| 140 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AANHA5024P)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (CONSENT ORDER)
08-MAR-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 7 of 594
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