| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
DEEP SANGEET PLANTATION LTD.
|
|
|
|
D.K.PAUL
|
|
|
K.DEO DAS
|
|
|
KUMKUM PAUL
|
|
|
MANOJ KUMAR SHUKLA
|
|
|
R.S.SHUKLA
|
|
|
SADHANA MISHRA
|
|
|
SANJAY KUMAR SHUKLA
|
|
|
SETWAN MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 122 |
|
|
DEEPSHIKHA ORCHARDS & FARMS LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
JITENDRA PATI TRIPATHI
|
|
|
MARKANDAY TIWARI
|
|
|
SUNIL KUMAR SHUKLA
|
|
|
THAKURJEE MISHRA
|
|
|
UDAY RAJ SHUKLA
|
|
|
VIJAY RAJ SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY AND IMPOSED FINE OF RS.5000 THE COURT ACQUITTED ACCUSED NO.5 ALL OTHER ACCUSED WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 123 |
|
|
DEEPTI AGRO FARMS PVT.LTD.
|
|
|
|
N.SASHIKALA
|
|
|
P.MOHANA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 124 |
|
|
DHAN FOREST (INDIA) LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
DISMISSED
|
| 125 |
|
|
DHANBAD PLANTATIONS PVT.LTD.
|
|
|
|
ANJU SAHA
|
|
|
SUNIL KUMAR SAHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 126 |
|
|
DHANVARSHA FORESTS (INDIA) LTD.
|
|
|
|
ANITA AWASTHI
|
|
|
HARI SHANKAR MISHRA
|
|
|
RAJINDER GARG
|
|
|
SANJAY SHARMA
|
|
|
SHARMILA PARMAR
|
|
|
SUSMA SEHGAL
|
|
|
VINEET JOSHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COMPLAINT DISMISSED AND ALL THE 7 ACCUSED HAVE BEEN ACQUITTED
|
| 127 |
|
|
DIAMOND TREE TEAK PLANTATION
|
|
|
|
BHAVESH C.SHAH
|
|
|
BHUPESH R.SHAH
|
|
|
CHETAN R.SHAH
|
|
|
GOVINDBHAI J.PATEL
|
|
|
MILAN S.SHAH
|
|
|
PRANAV S.SHAH
|
|
|
RAMESHBHAI N.PATEL
|
|
|
SURESHBHAI O.SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 128 |
|
|
DIP SHIKHA PLANTATION LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
GEETADEVI SHUKLA
|
|
|
JITENDRA PATI TRIPATHI
|
|
|
SUNIL KUMAR SHUKLA
|
|
|
VIJAY RAJ SHUKLA
|
|
|
VINDHYA VASANIDEVI SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 129 |
|
|
DIVYABHUMI AGRO (I) LTD.
|
|
|
|
BHUPINDER SINGH
|
|
|
G.S.VERMA
|
|
|
HARBANS SINGH
|
|
|
KALPANA VERMA
|
|
|
KRISHNI VERMA
|
|
|
RASHMI VERMA
|
|
|
SURINDER THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY AND SENTENCED TO A FINE OF RS.1,00,000. FURTHER, THE COURT GRANTED THE LIBERTY TO SEBI TO APPROACH THE COURT FOR REALIZATION OF FINE AS AND WHEN PROPERTY DETAILS OF THE ACCUSED COMPANY ARE TRACED OUT. PROCEEDING QUA ACCUSED 4 & 7 ABATED ON ACCOUNT OF THEIR DEATH. ACCUSED 2 AND 3 WERE DECLARED AS PROCLAIMED OFFENDERS PROCEEDINGS AGAINST ACCUSED NO.6 HAD BEEN QUASHED BY HC.COURT ACQUITTED ACCUSED NO.5 AND 8
|
| 130 |
|
|
DMC INTERNATIONAL LTD.
(PAN:AACCD5023B)
|
|
|
|
A.K.JAIN
|
|
|
A.S.SINGHAL
|
|
|
ALKA JAIN
|
|
|
CHET RAM GUPTA
|
|
|
DAVENDER JAIN
|
|
|
DHRUV AGARWAL
|
|
|
GURCHARAN DASS MEHTA
|
|
|
INDER MOHAN LAL KAURA
|
|
|
JINESH C.JAIN
|
|
|
KAMAL SHARMA
|
|
|
MRIDUL KUMAR JAIN
|
|
|
NEELAM JAIN
|
|
|
NITI MEHTA
|
|
|
RAJIV KUMAR JAIN
|
|
|
RAMESH CHAND PURI
|
|
|
SANTOSH KUMAR SINGH
|
|
|
SHAM SUNDER GUPTA
PAN:AISPG6871B
|
|
|
SUBHASH C.JAIN
|
|
|
SURENDER SHARMA
|
|
|
SWATANTAR KUMAR JAIN
|
|
|
VIJESH C.JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| 131 |
|
|
DNS AGROTECH LTD.
|
|
|
|
BALESH DEVI
|
|
|
BHAGWATI DEVI
|
|
|
BRAHMLA DEVI
|
|
|
DHARMENDRA MALIK
|
|
|
SANJEEV KUMAR
|
|
|
SHYAM SINGH RANA
|
|
|
UPENDRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 TO 5 AND SENTENCED TO PAY A FINE OF RS.15,000 EACH IN DEFAULT ACCUSED NO.2 TO 5 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. PROCEEDINGS AGAINST ACCUSED NO.6 WAS ABATED ON ACCOUNT OF HER DEATH THE COURT ACQUITTED ACCUSED NO.7 AND 8
|
| 132 |
|
|
DSJ AGROTECH LTD.
|
|
|
|
DILIP CHAUDHARI
|
|
|
LAXMI V.PADODE
|
|
|
PRATAP V.PADODE
|
|
|
RAJESH V.PADODE
|
|
|
S.A.KHANVILKAR
|
|
|
S.P.SINGH
|
|
|
SANJAY V.PADODE
|
|
|
VIJAYSINGH B.PADODE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 133 |
|
|
DURGA AGRO ESTATE PLANTATIONS LTD.
|
|
|
|
CHATURBHUJA NANDA
|
|
|
GOURI SHANKAR SWAIN
|
|
|
RANJEET KUMAR MOHAPATRA
|
|
|
SANGRAM KESHARI HOTA
|
|
|
TRILOCHAN BISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 134 |
|
|
DWAPER AGROTECH LTD.
|
|
|
|
AJAY KUMAR SHARMA
|
|
|
BHUPENDRA KUMAR
|
|
|
DEVENDRA KUMAR
|
|
|
GOVIND DAS
|
|
|
JAY DEV GAUTAM
|
|
|
KAMLESH KUMAR KHANDELWAL
|
|
|
KAVITA GAUTAM
|
|
|
KIRAN DEVI
|
|
|
MADHUBAN DUTT CHATURVEDI
|
|
|
RAM BABU GAUTAM
|
|
|
RAMA BHARDWAJ
|
|
|
TARA CHAND SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ALL ACCUSED SENTENCED TO PAY A FINE OF RS.10,000 EACH
|
| 135 |
|
|
ECONOMIC BROTHERS FARMS LTD.
|
|
|
|
MOHAMMED AHMED
|
|
|
S.M.HUSSAIN
|
|
|
S.Q.HUSSAIN
|
|
|
ZAHIDA BEGUM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 136 |
|
|
EKNAATH PLANTATIONS PVT.LTD.
|
|
|
|
GOWRINATHAN
|
|
|
S.E.ANURADHA
|
|
|
S.E.SURESH
|
|
|
S.EKANATHAN
|
|
|
V.SRINIVASAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 137 |
|
|
ELITE FOREST LTD.
|
|
|
|
KAMAL KUMAR AGGARWAL
|
|
|
KAUSHAL K.SHARMA
|
|
|
KRISHAN RATHI
|
|
|
MEENAKSHI GARG
|
|
|
SAVITRI DEVI
|
|
|
SNEH GOYAL
|
|
|
SUDHIR GARG
|
|
|
SUNIL AGARWAL
|
|
|
SURAJMAL KADIAN
|
|
|
SURENDER SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.42.3 LAKH. ACCUSED NO.2 AND 5 CONVICTED AND SENTENCED
TO FINE OF RS.50,000 EACH. COMPANY DECLARED AS PROCLAIMED OFFENDER. ACCUSED
NO.3 AND 4 WERE ACQUITTED
|
| 138 |
|
|
EMERALD GREEN FOREST LTD.
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
31-AUG-2002
|
|
| 139 |
|
|
ENBEE PLANTATIONS LTD.
(CIN:U01122MP1995PLC009752)
|
|
|
|
ALOK RANJAN RATHI
|
|
|
BRIJ MAHESHWARI
|
|
|
DHEERAJ KATARIA
|
|
|
MANMOHAN KABRA
|
|
|
MOHAN KABRA
|
|
|
PRAFULLA KUMAR MAHESHWARI
|
|
|
RADHAVALLABH R.DHOOT
|
|
|
RAMGOPAL MAHESHWARI
|
|
|
RENU MAHESHWARI
|
|
|
S.K.BAJPAI
|
|
|
S.L.RATHI
|
|
|
SHAKIL QURESHI
|
|
|
SUDARSHAN RATHI
|
|
|
SUDHIR KHANNA
|
|
|
SUNDEEP MAHESHWARI
|
|
|
SUNJEEV MAHESHWARI
|
|
|
SURESH KUMAR JAJU
|
|
|
UMA MAHESHWARI
|
|
|
VINOD KUMAR MAHESHWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-MAY-2003 TO 29-MAY-2008
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-MAY-2003
|
|
| 140 |
|
|
ENBEE PLANTATIONS LTD.
(CIN:U01122MP1995PLC009752)
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
14-FEB-2003
|
SAT: APPEAL DISMISSED BEING INFRUCTUOUS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 30
|
