| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
DNS AGROTECH LTD.
|
|
|
|
BALESH DEVI
|
|
|
BHAGWATI DEVI
|
|
|
BRAHMLA DEVI
|
|
|
DHARMENDRA MALIK
|
|
|
SANJEEV KUMAR
|
|
|
SHYAM SINGH RANA
|
|
|
UPENDRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 TO 5 AND SENTENCED TO PAY A FINE OF RS.15,000 EACH IN DEFAULT ACCUSED NO.2 TO 5 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. PROCEEDINGS AGAINST ACCUSED NO.6 WAS ABATED ON ACCOUNT OF HER DEATH THE COURT ACQUITTED ACCUSED NO.7 AND 8
|
| 122 |
|
|
DSJ AGROTECH LTD.
|
|
|
|
DILIP CHAUDHARI
|
|
|
LAXMI V.PADODE
|
|
|
PRATAP V.PADODE
|
|
|
RAJESH V.PADODE
|
|
|
S.A.KHANVILKAR
|
|
|
S.P.SINGH
|
|
|
SANJAY V.PADODE
|
|
|
VIJAYSINGH B.PADODE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 123 |
|
|
DURGA AGRO ESTATE PLANTATIONS LTD.
|
|
|
|
CHATURBHUJA NANDA
|
|
|
GOURI SHANKAR SWAIN
|
|
|
RANJEET KUMAR MOHAPATRA
|
|
|
SANGRAM KESHARI HOTA
|
|
|
TRILOCHAN BISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 124 |
|
|
DWAPER AGROTECH LTD.
|
|
|
|
AJAY KUMAR SHARMA
|
|
|
BHUPENDRA KUMAR
|
|
|
DEVENDRA KUMAR
|
|
|
GOVIND DAS
|
|
|
JAY DEV GAUTAM
|
|
|
KAMLESH KUMAR KHANDELWAL
|
|
|
KAVITA GAUTAM
|
|
|
KIRAN DEVI
|
|
|
MADHUBAN DUTT CHATURVEDI
|
|
|
RAM BABU GAUTAM
|
|
|
RAMA BHARDWAJ
|
|
|
TARA CHAND SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ALL ACCUSED SENTENCED TO PAY A FINE OF RS.10,000 EACH
|
| 125 |
|
|
ECONOMIC BROTHERS FARMS LTD.
|
|
|
|
MOHAMMED AHMED
|
|
|
S.M.HUSSAIN
|
|
|
S.Q.HUSSAIN
|
|
|
ZAHIDA BEGUM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 126 |
|
|
EKNAATH PLANTATIONS PVT.LTD.
|
|
|
|
GOWRINATHAN
|
|
|
S.E.ANURADHA
|
|
|
S.E.SURESH
|
|
|
S.EKANATHAN
|
|
|
V.SRINIVASAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 127 |
|
|
ELITE FOREST LTD.
|
|
|
|
KAMAL KUMAR AGGARWAL
|
|
|
KAUSHAL K.SHARMA
|
|
|
KRISHAN RATHI
|
|
|
MEENAKSHI GARG
|
|
|
SAVITRI DEVI
|
|
|
SNEH GOYAL
|
|
|
SUDHIR GARG
|
|
|
SUNIL AGARWAL
|
|
|
SURAJMAL KADIAN
|
|
|
SURENDER SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.42.3 LAKH. ACCUSED NO.2 AND 5 CONVICTED AND SENTENCED
TO FINE OF RS.50,000 EACH. COMPANY DECLARED AS PROCLAIMED OFFENDER. ACCUSED
NO.3 AND 4 WERE ACQUITTED
|
| 128 |
|
|
ENBEE PLANTATIONS LTD.
(CIN:U01122MP1995PLC009752)
|
|
|
|
ALOK RANJAN RATHI
|
|
|
BRIJ MAHESHWARI
|
|
|
DHEERAJ KATARIA
|
|
|
MANMOHAN KABRA
|
|
|
MOHAN KABRA
|
|
|
PRAFULLA KUMAR MAHESHWARI
|
|
|
RADHAVALLABH R.DHOOT
|
|
|
RAMGOPAL MAHESHWARI
|
|
|
RENU MAHESHWARI
|
|
|
S.K.BAJPAI
|
|
|
S.L.RATHI
|
|
|
SHAKIL QURESHI
|
|
|
SUDARSHAN RATHI
|
|
|
SUDHIR KHANNA
|
|
|
SUNDEEP MAHESHWARI
|
|
|
SUNJEEV MAHESHWARI
|
|
|
SURESH KUMAR JAJU
|
|
|
UMA MAHESHWARI
|
|
|
VINOD KUMAR MAHESHWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-MAY-2003 TO 29-MAY-2008
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-MAY-2003
|
|
| 129 |
|
|
ENDOWMENT AGRO PROJECTS (INDIA) LTD.
|
|
|
|
BALKISHAN BHAT
|
|
|
DESRAJ
|
|
|
HAMIL ULLAH DAR
|
|
|
PRABHAKARAN PILLATHU
|
|
|
RAJINDER BHAT
|
|
|
SUNIL K.PANDITA
|
|
|
SUNIL KUMAR
|
|
|
VIRENDER KOUL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 130 |
|
|
ENDOWMENT FORESTS (INDIA) LTD.
|
|
|
|
BALKISHAN BHAT
|
|
|
DAVINDER PAL
|
|
|
GULAM MOHAMMED BHAT
|
|
|
KAVITA KANSAL
|
|
|
PRABHAKARAN PILLATHU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.4 AND 7 CONVICTED AND SENTENCED RIGOROUS IMPRISONMENT FOR 6 MONTHS AND ALSO SENTENCED TO PAY FINE OF RS.50000 EACH IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 2 MONTHS ACCUSED NO.5, 8 AND 9 WERE DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE. ACCUSED NO.2, 3 AND 6 HAD EXPIRED
|
| 131 |
|
|
ENDOWMENT PLANTATIONS LTD.
|
|
|
|
BASHIR AHMED MANHAS
|
|
|
G.A.SAMAN
|
|
|
J.S.HANJRA
|
|
|
JARNAIL SINGH
|
|
|
NAZIR AHMED BHAT
|
|
|
PRABHAKARAN PILLATHU
|
|
|
ROMESH KUMAR SHARMA
|
|
|
VARINDER KUMAR KANSAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED 4: ACQUITTED. ACCUSED 2 AND 3 DIED DURING TRIAL
|
| 132 |
|
|
ESSKAYJAY PLANTATIONS LTD.
|
|
|
|
AJAY KAJARIA
|
|
|
ALOKE KAJARIA
|
|
|
ANURAG JHUNJHUNWALA
|
|
|
RAJ KUMAR SANGANERIA
|
|
|
SATYANARAYAN AGARWALLA
|
|
|
UMESH SANGANERIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 133 |
|
|
ETERNAL AGRO LTD.
|
|
|
|
ALPANA S.BANERJEE
|
|
|
PARESH PANCHAMIYA
|
|
|
REEMA PARESH PANCHAMIYA
|
|
|
SAUMITRO BANERJEE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 134 |
|
|
EUCLIP FORESTRY (I) LTD.
|
|
|
|
ACHYUT NARAIN MANI TRIPATHI
|
|
|
KAMESHWAR SINGH
|
|
|
KAMLESH KUMAR PANDEY
|
|
|
NEELAM PANDEY
|
|
|
PRATIBHA TRIPATHI
|
|
|
RAJENDRA DUBEY
|
|
|
RAJNEESH TRIPATHI
|
|
|
SHIVMURAT SINGH
|
|
|
VIDYANAGAR PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 135 |
|
|
EVERGREEN FOREST LTD.
|
|
|
|
JAI PATHAK
|
|
|
KUSUM TYAGI
|
|
|
MOHAN JEET SINGH
|
|
|
NEERAJ TYAGI
|
|
|
NISHA TYAGI
|
|
|
S.K.TYAGI
|
|
|
SUBODH KUMAR TYAGI
|
|
|
SUSHILA TYAGI
|
|
|
V.K.SINGH
|
|
|
V.K.TYAGI
|
|
|
VIJAY KUMAR SINGH
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTAL
|
| 136 |
|
|
FAIRDEAL FORESTS LTD.
|
|
|
|
BHUSHAN KUMAR TYAGI
|
|
|
BHUSHAN LAL SHARMA
|
|
|
CHITRANJAN DAS
|
|
|
HANUMAN PRASAD
|
|
|
INDERJIT SHARMA
|
|
|
KAMAL KUMAR BATRA
|
|
|
RAMNATH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1,3 TO 8 AND 10 AND SENTENCED TO PAY A FINE OF RS.50000 EACH, IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. ACCUSED NO.2 WAS DECLARED AS P.O ACUUSED 11 WAS DISCHARGED ACCUSED 9 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| 137 |
|
|
FAIRDEAL THRUST ECO LTD.
|
|
|
|
ANITA MISHRA
|
|
|
BINOD KUMAR
|
|
|
BINOD KUMAR SHRIVASTAVA
|
|
|
BUCHHI KHAN
|
|
|
MANOJ KUMAR JHA
|
|
|
MINU JHA
|
|
|
ROOPAM SHRIVASTA
|
|
|
SAJAN KUMAR AGARWAL
|
|
|
SOBHA KANT JHA
|
|
|
SURENDRA PRASAD SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO 1, 2 TO 10 AND SENTENCED TO PAY A FINE OF RS.20000 EACH, IN DEFAULT OF PAYMENT 3 MONTHS SIMPLE IMPRISONMENT. ACCUSED NO.11 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 138 |
|
|
FIVE STAR FORESTS LTD.
|
|
|
|
AJMAIR SINGH
|
|
|
DESHRAJ
|
|
|
HARNAM SINGH
|
|
|
PAPPI DEVI
|
|
|
PREM SINGH
|
|
|
SITA RAM
|
|
|
VIJAY THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ACCUSED MOBILIZED RS.10.3 LAKH. ACCUSED 1, 2, 3 AND 4 CONVICTED AND SENTENCED
TO FINE OF RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 6 MONTHS.
PROCEEDINGS AGAINST ACCUSED 8 (DESRAJ) WERE STOPPED CONSIDERING THE FACT THAT HE WAS PROMOTER. ACCUSED NO. 5,6 AND 7 WERE ACQUITTED
|
| 139 |
|
|
FLAWLESS PLANTATIONS LTD.
|
|
|
|
ASHUTOSH KUMAR SRIVASTAVA
|
|
|
CHANDRA KISHORE ASTHANA
|
|
|
GIRISH KUMAR SRIVASTAVA
|
|
|
MANOJ KUMAR
|
|
|
PAWAN KUMAR VERMA
|
|
|
SAMSHER KHAN
|
|
|
SUNIL KUMAR ASTHANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO. 1,2&3 HELD GUILTY. CONVICT 2 AND 3 ARE SENTENCED TO RIGOROUS IMPRISONMENT FOR 4 MONTHS AND FINE OF RS. 2 LACS. CONVICT COMPANY IS BURDENED WITH FINE OF RS. 4 LACS. A4 AND 7 PO. A PROCEEDING AGAINST A6 IS ABATED ON ACCOUNT OF HIS DEATH.ACCUSED NO. 5 & 8 ARE ACQUITTED
|
| 140 |
|
|
FLOTECH (INDIA) PVT.LTD.
|
|
|
|
ANJAN KUMAR
|
|
|
K.P.KAKSHA
|
|
|
SANJIV KAPOOR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 28
|
