| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
CHANDIGARH FORESTS LTD.
|
|
|
|
ALAM DEEP KAUR
|
|
|
ARVINDER KAUR
|
|
|
CHANDER KANTA
|
|
|
JASWANT SINGH
|
|
|
RAMAN CHOUDHARY
|
|
|
SATNAM SINGH
|
|
|
SHUAG WATI
|
|
|
SOMPRAKASH CHAUDHARY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 102 |
|
|
CHARBHUJNATH CEMENT CO.LTD.
|
|
|
|
MADHUKAR JANGID
|
|
|
MOOL NATH
|
|
|
SANJAY PANDEY
|
|
|
SHAILENDRA PANDEY
|
|
|
SHANKAR LAL PANDEY
|
|
|
SRI KUMARI PANDYA
|
|
|
TARA CHAND KHAROL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.1 TO 7 CONVICTED AND SENTENCED ACCUSED NO.2 TO 7 TO RIGOROUS IMPRISONMENT FOR 6 MONTHS EACH AND PAY A FINE OF RS 1,00,000EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. IN ADDITION, THE COURT SENTENCED ACCUSED NO.1 COMPANY TO PAY FINE OF RS 1,00,000 ACCUSED NO. 8 DECLARED AS PROCLAIMED OFFENDER
|
| 103 |
|
|
CHARMWOOD PLANTATIONS PVT.LTD.
|
|
|
|
DWIVEDI KUMAR ALOK
|
|
|
TRIVEDY BINITA
|
|
|
TRIVEDY NATH DHIRENDRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 104 |
|
|
CHHATRASAL FARMS & PLANTATIONS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 105 |
|
|
CHOTANAGPUR HERBAL AGRO PVT.LTD.
|
|
|
|
ASHA KIRAN KUJUR
|
|
|
KIRAN AJIT KUJUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
15-NOV-2002
|
|
| 106 |
|
|
CITIGOLD AGRO INDIA LTD.
|
|
|
|
AJIT KUMAR SINHA
|
|
|
ANIL KUMAR GUPTA
|
|
|
BHARAT BHARDWAJ
|
|
|
LALIT KALRA
|
|
|
MOHAN JEET SINGH
|
|
|
PRADIP KUMAR SINHA
|
|
|
RAGHUVIR SARAN SINHA
|
|
|
RAJESH JOSHI
|
|
|
SANJAY VIJ
|
|
|
SAROJ SHARMA
|
|
|
SUJIT KUMAR SIHNA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS
|
| 107 |
|
|
CITY AGRISILVICULTURE & HOUSING DEVELOPMENT (INDIA) LTD.
|
|
|
|
JAGDISH VISHWAKARMA
|
|
|
SHIV KUMAR SAHU
|
|
|
SURENDER KUMAR TIWARI
|
|
|
TEJPAL SINGH BHATIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 108 |
|
|
CLIFFWOOD AGRO PLANTATIONS LTD.
|
|
|
|
P.V.EASOW
|
|
|
P.V.GEORGE
|
|
|
SIBY ALEXANDER
|
|
|
U.KUNJU MOHAMMED
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 109 |
|
|
COLOURFUL CULTIVATORS & IRRIGATIONS LTD.
|
|
|
|
DILIP RAVISHANKAR RAVAL
|
|
|
HEMANT C.MEHTA
|
|
|
JITENDRAKUMAR JAIN
|
|
|
KAMALA VIJAYA JAIN
|
|
|
VIJAY KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 110 |
|
|
CORAL GREEN FIELDS LTD.
|
|
|
|
MANOJ KUMAR
|
|
|
RAJINDER SINGH
|
|
|
RAM SINGH
|
|
|
REKHA MALIK
|
|
|
SARITA
|
|
|
SHEEL SINGH
|
|
|
SHEELA TOMAR
|
|
|
SURENDER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.1.1 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH
|
| 111 |
|
|
CRYSTAL BIOTECH INDUSTRIES LTD.
|
|
|
|
AFROZ AHMED
|
|
|
B.K.DHAWAN
|
|
|
KANHAIYA LAL PATHAK
|
|
|
M.PHATAK
|
|
|
MAHESH PATHAK
|
|
|
NIRANJAN LAL PATHAK
|
|
|
P.VENKATACHALAM
|
|
|
PUSHPA VERMA
|
|
|
R.S.NEGI
|
|
|
RAJIV JOHRI
|
|
|
SANJIV JOHRI
|
|
|
SARVESH KUMAR JOHRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
PROCLAIMED OFFENDERS
|
| 112 |
|
|
DANVANTI AGRO FOREST LTD.
|
|
|
|
SUDESH PAL SINGH
|
|
|
SURVENDER PAL SINGH
|
|
|
VEENA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 113 |
|
|
DBR AGROTECH INDIA LTD.
|
|
|
|
ANIL KUMAR MATHUR
|
|
|
ASHA SINGH TEOTIA
|
|
|
BHUPENDRA KUMAR
|
|
|
DHIRENDRA SINGH CHONIYAN
|
|
|
NARESH KUMAR PAL
|
|
|
PRAVESH RANI
|
|
|
SEEMA TEOTIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED COMPANY AND ACCUSED NO.3,4,6 TO 8 CONVICTED AND SENTENCED TO PAY A FINE OF RS 10,000 EACH AND ON DEFAULT, ACCUSED NO. 3, 4, 6 TO 8 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS.FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20,000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2 &5 DECLARED AS PROCLAIMED OFFENDERS
|
| 114 |
|
|
DEEP SANGEET PLANTATION LTD.
|
|
|
|
D.K.PAUL
|
|
|
K.DEO DAS
|
|
|
KUMKUM PAUL
|
|
|
MANOJ KUMAR SHUKLA
|
|
|
R.S.SHUKLA
|
|
|
SADHANA MISHRA
|
|
|
SANJAY KUMAR SHUKLA
|
|
|
SETWAN MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 115 |
|
|
DEEPSHIKHA ORCHARDS & FARMS LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
JITENDRA PATI TRIPATHI
|
|
|
MARKANDAY TIWARI
|
|
|
SUNIL KUMAR SHUKLA
|
|
|
THAKURJEE MISHRA
|
|
|
UDAY RAJ SHUKLA
|
|
|
VIJAY RAJ SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY AND IMPOSED FINE OF RS.5000 THE COURT ACQUITTED ACCUSED NO.5 ALL OTHER ACCUSED WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 116 |
|
|
DEEPTI AGRO FARMS PVT.LTD.
|
|
|
|
N.SASHIKALA
|
|
|
P.MOHANA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 117 |
|
|
DHAN FOREST (INDIA) LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
DISMISSED
|
| 118 |
|
|
DHANBAD PLANTATIONS PVT.LTD.
|
|
|
|
ANJU SAHA
|
|
|
SUNIL KUMAR SAHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 119 |
|
|
DHANVARSHA FORESTS (INDIA) LTD.
|
|
|
|
ANITA AWASTHI
|
|
|
HARI SHANKAR MISHRA
|
|
|
RAJINDER GARG
|
|
|
SANJAY SHARMA
|
|
|
SHARMILA PARMAR
|
|
|
SUSMA SEHGAL
|
|
|
VINEET JOSHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COMPLAINT DISMISSED AND ALL THE 7 ACCUSED HAVE BEEN ACQUITTED
|
| 120 |
|
|
DIAMOND TREE TEAK PLANTATION
|
|
|
|
BHAVESH C.SHAH
|
|
|
BHUPESH R.SHAH
|
|
|
CHETAN R.SHAH
|
|
|
GOVINDBHAI J.PATEL
|
|
|
MILAN S.SHAH
|
|
|
PRANAV S.SHAH
|
|
|
RAMESHBHAI N.PATEL
|
|
|
SURESHBHAI O.SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 29
|
