| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
JEHLUM AGRO FORESTS LTD.
|
|
|
|
BASHIR AHMAD SHAH
|
|
|
IRFAN MAJID
|
|
|
MOHD.ABBAR MIR
|
|
|
MOHD.AMIN ITOO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
PROCLAIMED OFFENDERS
|
| 102 |
|
|
JIBANBIKASH PLANTATIONS LTD.
|
|
|
|
GURUDAS BANERJEE
|
|
|
MADAN MOHAN MOHANTY
|
|
|
MOUSUMI BANERJEE
|
|
|
RABINDRA KUMAR MOHANTY
|
|
|
RUPASHREE MOHANTY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 103 |
|
|
KALP VARKSHA PLANTATION LTD.
|
|
|
|
ALKA RANI
|
|
|
ANAND PRAKASH
|
|
|
KRISHNA SHARMA
|
|
|
POONAM VASHISHTH
|
|
|
PRAMILA KANTA
|
|
|
RAVINDRA NATH VASHISHT
|
|
|
VIKAS SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 104 |
|
|
KALPTARU AGRO (INDIA) LTD.
(CIN:U65923UP1995PLC019165)
|
|
|
|
A.K.AHUJA
|
|
|
AJAY KUMAR SHARMA
|
|
|
ANAND PAL SINGH
|
|
|
ANIL AHUJA
|
|
|
B.M.SINGH
|
|
|
BEENA SINGH
|
|
|
BHANU PRATAP SINGH
|
|
|
BHASKAR SAWANT
|
|
|
BHIKAM SINGH
|
|
|
D.P.SINGH
|
|
|
DEEPAK KUMAR
|
|
|
G.N.WALAVALEKEY
|
|
|
JAI KRISHNA SINGH RANA
|
|
|
K.B.THAPA
|
|
|
K.N.PANDRY
|
|
|
KAVITA GAUTAM
|
|
|
LALIT KUMAR MISHRA
|
|
|
M.M.RANE
|
|
|
MANGESH SAWANT
|
|
|
MEENA SHARMA
|
|
|
MITHILESH SINGH
|
|
|
NAVNEET KULSHRESHTHA
|
|
|
PRABHU
|
|
|
PRADEEP GARG
|
|
|
RAJ KISHORE RAJPUT
|
|
|
RAJ KUMAR LUTHRA
|
|
|
RAJ KUMAR SHARMA
|
|
|
RAJESH VERMA
|
|
|
RAMESH CHANDRA SHARMA
|
|
|
S.I.KHATIB
|
|
|
S.P.SINGH
|
|
|
SANJAY SHARMA
|
|
|
SANT RAM SHARMA
|
|
|
SUKHDEV SINGH
|
|
|
V.P.SHARMA
|
|
|
VISHAL RANA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-APR-2003 TO 10-APR-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-APR-2003 TO 10-APR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-APR-2003
|
SAT: APPEAL FAILED AND DISMISSED
ACCUSED NOS.2,6,7,8, AND 9 ARE HELD GUILTY FOR VIOLATION OF SECTION 12 (1B) OF SEBI ACT, 1992 AND REGULATIONS 5(1), 68 (1), 73 AND 74 OF SEBI (CIS) REGULATIONS, 1999 AND ACCUSED NOS.3, 4, 5 AND 10 ARE ACQUITTED
|
| 105 |
|
|
KHANDELWAL CEMENTS LTD.
(Along with : N.P.AGRO (INDIA) LTD.)
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| 106 |
|
|
KIRAN KRISHNA AGRO TECH LTD.
(CIN:U01119TG1996PLC026045)
|
|
|
|
ANAND BABU
|
|
|
V.KIRANMAYI
|
|
|
V.KRISHNA PRASAD
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
DISMISSED
|
| 107 |
|
|
KIRTI AGROCOM LTD.
|
|
|
|
ABUL HASSAN
|
|
|
AJAY KUMAR AGARWAL
|
|
|
AJIT KUMAR AGARWAL
|
|
|
ALOCK KUMAR AGARWAL
|
|
|
BINOD KUMAR SHRIVASTAVA
|
|
|
LILY UPADHYAY
|
|
|
PREM PRAKASH
|
|
|
USHA MISHRA
|
|
|
VIJAY KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 108 |
|
|
KISLAY PLANTATION LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
B.N.CHOUDHARY
|
|
|
DEO NATH PRASAD KUSHAWAHA
|
|
|
DUDH NATH PRASAD
|
|
|
JAGDEV MANDAL
|
|
|
MOHAMMAD ABDUL KALAM
|
|
|
N.K.JAIN
|
|
|
PREM LATA
|
|
|
S.P.RAI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 109 |
|
|
KRIEX GLOBAL PLANTATIONS LTD.
|
|
|
|
AVADESH SINGH
|
|
|
BABA SINGH
|
|
|
HARSH CHAND
|
|
|
KAMLESH KUMAR GUPTA
|
|
|
KRISHNA KANT VERMA
|
|
|
PREM CHAND
|
|
|
SHYAM NATH VERMA
|
|
|
TARA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
ALL ACCUSED PLEADED GUILTY AND CONVICTED AND SENTENCED TO FINE OF RS.10,000.00 EACH AND ON DEFAULT SIMPLE IMPRISONMENT (SI) FOR ONE MONTH. FURTHER, RS.1,98,000.00 (AMOUNT LYING UNPAID TO INVESTORS) TO BE DEPOSITED WITH THE COURT
|
| 110 |
|
|
KUBER PLANTERS LTD.
(PAN:AACCK8875E)
|
|
|
|
AJIT EDWIN
|
|
|
DEEP CHAND SHARMA
|
|
|
MUKESH MOHAN SHARMA
|
|
|
PRADYUMAN KUMAR SHARMA
|
|
|
RAJIV KUMAR SHIPSTONE
|
|
|
RENU SHARMA
|
|
|
ROWENA SHARMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 03/06/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/03/2018 A. PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B. PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER. C. DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONGWITH COPY/ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI. D.DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 18/05/2020 DISPOSED OFF THE REPRESENTATION DATED 07/02/2020 AND REJECTED THE APPLICATION
SEBI VIDE ITS ORDER DATED 11/01/2022 REJECTED THE REPRESENTATION DATED 15/07/2021 AND CONTINUE TO PROHIBITORY ORDER DATED 09/03/2018
|
| 111 |
|
|
LALIMA AGRO & FARM DEVELOPERS LTD.
|
|
|
|
EJAJ AHMED KHAN
|
|
|
GANGA PRASAD
|
|
|
JITENDRA KUMAR
|
|
|
NABI AHMED KHAN
|
|
|
NATH DAS AGARWAL
|
|
|
RACHNA SRIVASTAVA
|
|
|
RAKESH CHANDRA SRIVASTAVA
|
|
|
RAM PRAKASH
|
|
|
SURENDRA KUMAR SRIVASTAVA
|
|
|
SURYADEV VIDHYARTHI
|
|
|
VIJAY KUMAR SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.3,60,000 BY THE ACCUSED TO SEBI
|
| 112 |
|
|
LIFE GUARD FORESTRY PVT.LTD.
|
|
|
|
K.B.SINGH
|
|
|
P.N.MISHRA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
RAVINDER KUMAR SRIVASTAVA
|
|
|
VIJAY NATH MISHRA
|
|
|
Y.N.PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
COMPLAINT DISMISSED AND ALL THE 5 ACCUSED HAVE BEEN ACQUITTED
|
| 113 |
|
|
LOKPRIYA HORTICULTURE & PLANTATIONS LTD.
|
|
|
|
ARUN KUMAR SINGH
|
|
|
BINOD KUMAR SINHA
|
|
|
JAI PRAKASH SINGH
|
|
|
KAMESHWER PRASAD SINGH
|
|
|
LAXMI PRASAD GUPTA
|
|
|
MANIKANT
|
|
|
SANJAY KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 114 |
|
|
MAHABHAIRAV PLANTATION & FINANCE LTD.
|
|
|
|
ALKESH JAISWAL
|
|
|
BRIJESHWAR JAISWAL
|
|
|
INDUSEN SINGH
|
|
|
RAJESHWAR JAISWAL
|
|
|
RITU JAISWAL
|
|
|
SUMAN JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 115 |
|
|
MAHAKAUSHAL PLANTATION LTD.
|
|
|
|
A.K.SINHA
|
|
|
ANOOP UPADHAYAY
|
|
|
DEEPAK MAHAJAN
|
|
|
M.A.H.KHAN
|
|
|
P.K.BHATTACHARYA
|
|
|
Q.HUDA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 116 |
|
|
MAHARASHTRA AGRITECH LTD.
|
|
|
|
MADHUKAR ATMARAM PATIL
|
|
|
SHOBHANA M PATIL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 117 |
|
|
MARUTI KRISHI UDYOG (I) LTD.
|
|
|
|
GOPALRAO KULKADE
|
|
|
MARUTRAO WARHADE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 118 |
|
|
MAXWORTH ORCHARDS (INDIA) LTD.
|
|
|
|
A.L.KRISHNAKUMAR
|
|
|
E.BHASKARAN
|
|
|
JAFARULLAH KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 119 |
|
|
MEHNA PLANTATIONS LTD.
|
|
|
|
ARCHIE BALD QUADROS
|
|
|
COLIN D'SILVA
|
|
|
KISHEN MANDANNA
|
|
|
MELVILLE PAIS
|
|
|
P.K.SOMAIAH
|
|
|
SATHURINE D'SOUZA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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| 120 |
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MILKYWAY FARMS LTD.
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ASHOK KUMAR R.JAIN
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JAY PRAKASH SINGH
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P.KAMINI
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VINOD KUMAR JOSHI
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 6 of 11
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