| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
JAYESH KUMAR PRAKASHBHAI SHAH
(PAN:AFYPJ2696E)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
30-NOV-2007
|
|
| 102 |
|
|
JITAL PARIN SAYANI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 103 |
|
|
JYOTI SHARMA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 104 |
|
|
KAILASH K.JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 105 |
|
|
KAJAL SANCHETI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 106 |
|
|
KAMLA JAJOO
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 107 |
|
|
KAMLESH BAJAJ
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 108 |
|
|
KAMLESH RASIKLAL PATEL
(PAN:ALPPP0536Q)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
14-NOV-2007
|
|
| 109 |
|
|
KANTADEVI AGRAWAL
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 110 |
|
|
KHUBILAL K.BAYATI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 111 |
|
|
KINJAL VASANTLAL SAVLA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 112 |
|
|
KIRAN DHANAVADE
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
12-NOV-2007
|
|
| 113 |
|
|
KIRAN MEHTA
|
|
|
ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.
|
SUMMON ISSUED
31-JAN-2008
|
|
| 114 |
|
|
KIRIT VAGHELA
|
|
|
ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.
|
SUMMON ISSUED
31-JAN-2008
|
|
| 115 |
|
|
KISHORE KUMAR GUPTA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 116 |
|
|
KISHORI SANJAY KALE
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 117 |
|
|
KUSUM CHURIWALA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF AURANGABAD CRYOGENICS LTD. (NOW KNOWN AS BANSAL NATUREVEST LTD.)
|
SUMMON ISSUED
09-OCT-2007
|
|
| 118 |
|
|
KUSUM NAWAL SONI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 119 |
|
|
LAKSHMI BAI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 120 |
|
|
LALIT AGRAWAL
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 17
|
