| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
JEM FISCAL LTD.
|
|
|
|
NAZIR HAKEEM
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED REGULATION 12 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 102 |
|
|
JHP SECURITIES PVT.LTD.
(PAN:AAACJ2847H)
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 103 |
|
|
JUGNU SECURITIES PVT.LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 104 |
|
|
JVG FINANCE LTD.
|
|
|
|
BHARATI SHARMA
|
|
|
KARNEL TRIPAT SINGH BHAN
|
|
|
V.K.SHARMA
|
|
|
VIRESH PRASAD SINGH
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 105 |
|
|
KAJOL IMPEX LTD.
(PAN:AAACJ9577E)
|
|
|
|
HEMRAJSINGH SURENDRASINGH VAGHELA
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 106 |
|
|
KAKATIYA CEMENTS LTD.
|
|
|
|
C.MADHUSUDANA RAO
|
|
|
J.LAKSHMI NALINI
|
|
|
J.S.R.PRASAD
|
|
|
J.SESHAGIRI
|
|
|
P.VENKATESHWARLU
|
|
|
V.B.R.SURYAM
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL ACCUSED WERE DISCHARGED BY COURT. SEBI FILED CR. WP IN BOMBAY HIGH COURT WHICH IS PENDING
|
| 107 |
|
|
KALBADEVI FINANCE PVT.LTD.
(PAN:AAACB4200F)
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 108 |
|
|
KARVY STOCK BROKING LTD.
(PAN:AABCK5190K)
|
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
DUSHYANT NATWARLAL DALAL
PAN:AAAPD5859Q
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
GITABEN UPENDRA SHAH
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
K.SUJAL SHAH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
PULOMA DUSHYANT DALAL
PAN:AAEPD2909B
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SOAYUBEN H.VORA
|
|
|
SUJAL UPENDRA SHAH
|
|
|
UPENDRABHAI HIMATLAL SHAH
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 109 |
|
|
KASSA FINVEST PVT.LTD.
(CIN:U74899DL1994PTC060668
PAN:AAACK1206B)
|
|
|
|
ANJANA KUMAR
PAN:AHOPK6281C
|
|
|
ASHOK KUMAR
DIN:00405986
PAN:AAFPK7362N
|
|
|
NITIKA SHANKAR
PAN:AADPB9990K
|
|
|
SIDDHARTH SHANKAR
PAN:AAMPS8754R
|
|
|
UMASHANKAR SHARAN SHRIVASTAV
PAN:AGKPS7923C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 110 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
DIN:00009510
|
|
|
KETAN VINAYCHANDRA PAREKH
DIN:00009468
PAN:AADPP1505A
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
DIN:00009494
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
DISMISSED
|
| 111 |
|
|
KOLAR BIOTECH LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 112 |
|
|
KOLAR SHAREX PVT.LTD.
(PAN:AAACK6474D)
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 113 |
|
|
KOSHA INVESTMENTS LTD.
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 114 |
|
|
KRN FINVEST & LEASING PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 115 |
|
|
KUNNAMKULAM PAPER MILLS LTD.
|
|
|
|
A.P.MOHAMMED ALI
|
|
|
C.P.MATHEW
|
|
|
C.U.BINOY
|
|
|
K.C.APPUNKUNJAN
|
|
|
K.C.RAJAN
|
|
|
K.P.GEORGE
|
|
|
M.M.MOHAMMED ASHARAF
|
|
|
P.D.GOPALAN
|
|
|
P.M.BENNY
|
|
|
P.M.PRABHAKARAN
|
|
|
SEBASTIAN CHOONDAL
|
|
|
T.A.MOAMMED ALI
|
|
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
SAT: SAT VIDE ITS ORDER DATED 23/11/2016 ALLOWED THE APPEALS TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH APPEAL WITHIN FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
|
| 116 |
|
|
LINEAR INVESTMENT
|
|
|
|
N.K.JOSHI
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 117 |
|
|
LUMINANT INVESTMENTS PVT.LTD.
(PAN:AAACL0834A)
|
|
|
|
ARUN J.SHAH
|
|
|
KETAN VINAYCHANDRA PAREKH
DIN:00009468
PAN:AADPP1505A
|
|
|
MUKESH J.JOSHI
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 118 |
|
|
M’BELLE INTERNATIONAL PVT.LTD.
|
|
|
|
ANUPAMA S.MOTWANI
|
|
|
GOPU PARIMAL BELANI
|
|
|
RITA K.MOTWANI
|
|
|
SURESH HEMWANI
|
|
|
SUSHIL M.THAKKAR
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 119 |
|
|
M’BELLE INTERNATIONAL PVT.LTD.
|
|
|
|
ANUPAMA S.MOTWANI
|
|
|
DEVEN MEHTA
|
|
|
GOPU PARIMAL BELANI
|
|
|
MEENAL CHHABARIA
|
|
|
RITA K.MOTWANI
|
|
|
SURESH GURBUX MOTWANI
|
|
|
SURESH HEMWANI
|
|
|
SUSHIL M.THAKKAR
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
SEBI VIDE ITS NOTICE DATED 02/05/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 26/12/2018 DIRECTED TO A) RECOVERY PROCEEDING INITIATED AGAINST MIL SHALL CONTINUE TO REMAIN IN FORCE B) BANK/DEMAT ACCOUNTS OF MIL SHALL CONTINUE TO REMAIN ATTACHED C) SHOW-CAUSE NOTICE DATED 21/03/2016 ISSUED TO THE DIRECTIONS OTHER THAN THE APPELLANTS SHALL CONTINUE TO REMAIN IN FORCE
SEBI VIDE ITS NOTICE DATED 26/12/2018 DIRECTED TO A) RECOVERY PROCEEDING INITIATED AGAINST MIL SHALL CONTINUE TO REMAIN IN FORCE B) BANK/DEMAT ACCOUNTS OF MIL SHALL CONTINUE TO REMAIN ATTACHED C) SHOW-CAUSE NOTICE DATED 21/03/2016 ISSUED TO THE DIRECTIONS OTHER THAN THE APPELLANTS SHALL CONTINUE TO REMAIN IN FORCE
|
| 120 |
|
|
MAHARASHTRA DISTILLERIES LTD.
|
|
|
|
K.P.JAYAKAR
|
|
|
P.L.NARASIMHAN
|
|
|
R.S.JOHAR
|
|
|
RANJAN MUKERJEE
|
|
|
SATISH J.KAUL
|
|
|
VINOD KUMAR LUTHRA
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 13
|
