| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
FOODS & INNS LTD.
|
|
|
|
MILAN BHUPENDRA DALAL
PAN:AAUPD0935H
|
|
|
MOLOY SAHA
PAN:AIQPS2918H
|
|
DID NOT FORMULATE CODE OF CONDUCT REQUIRED UNDER REGULATION 9(1) READ WITH SCHEDULE B OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF FOODS & INNS LTD.
|
IMPOSED PENALTY RS.2,00,000
13-MAR-2025
|
|
| 102 |
|
|
FOURTH DIMENSION SOLUTION LTD.
(PAN:AABCF7508A)
|
|
|
|
AMALENDU MUKHERJEE
DIN:03544485
PAN:AMWPM2947A
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3A OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF RICOH INDIA LTD.
|
DIRECTED TO DISGORGE
DIRECTED TO CREDIT AMOUNTS TO ESCROW ACCOUNT IN NATIONALISED BANK
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-JUL-2020 TO 05-JUL-2027
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-JUL-2020 TO 05-JUL-2027
17-MAR-2020
|
|
| 103 |
|
|
FOURTH DIMENSION SOLUTION LTD.
(PAN:AABCF7508A)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) & (E) OF SEBI ACT, 1992 AND REGULATIONS 3(I) AND 4 READ WITH REGULATION 12 AND 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF RICOH INDIA LTD.
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3A OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF RICOH INDIA LTD.
|
DIRECTED TO DISGORGE RS.2,30,34,010 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO CREDIT AMOUNTS TO ESCROW ACCOUNT IN NATIONALISED BANK
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
17-MAR-2020
|
|
| 104 |
|
|
FRESHLIME MEDIA PRODUCTIONS PVT.LTD.
(PAN:AADCT6229Q)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12(2) OF (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 IN MATTER OF INANNA FASHION & TRENDS LTD. (EARLIER KNOWN AS FRONTLINE BUSINESS SOLUTIONS LTD.)
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF INANNA FASHION & TRENDS LTD. (EARLIER KNOWN AS FRONTLINE BUSINESS SOLUTIONS LTD.)
|
IMPOSED PENALTY RS.2,00,000
15-MAR-2018
|
SEBI VIDE ITS NOTICE DATED 07/05/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 08/07/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 07/05/2019
|
| 105 |
|
|
FRONTLINE BHOOMI VISTAR PVT.LTD.
(PAN:AABCF2132L)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12(2) OF (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 IN MATTER OF INANNA FASHION & TRENDS LTD. (EARLIER KNOWN AS FRONTLINE BUSINESS SOLUTIONS LTD.)
|
IMPOSED PENALTY RS.2,00,000
15-MAR-2018
|
SEBI VIDE ITS NOTICE DATED 24/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 31/12/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 24/12/2018
|
| 106 |
|
|
FUTURE CORPORATE RESOURCES LTD.
(CIN:U74140MH2007PTC175603
PAN:AAJCS3979E)
|
|
|
|
ANIL BIYANI
PAN:AACPB0200F
|
|
|
KISHORE BIYANI
PAN:AACPB0199B
|
|
|
RAJESH PATHAK
PAN:ALIPP6155A
|
|
|
RAJKUMAR PANDE
PAN:AHTPP4635J
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(D) AND (E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF FUTURE RETAIL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-FEB-2021 TO 02-FEB-2023
03-FEB-2021
|
SAT: SAT VIDE ITS ORDER DATED 09/04/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 20/12/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 03/02/2021. NO COSTS
|
| 107 |
|
|
FUTURE CORPORATE RESOURCES LTD.
(CIN:U74140MH2007PTC175603
PAN:AAJCS3979E)
(Along with : FCRL EMPLOYEE WELFARE TRUST)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(D) AND (E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF FUTURE RETAIL LTD.
|
DIRECTED TO DISGORGE RS.2,75,68,650 ALONG WITH OTHER ENTITIES/PERSONS
03-FEB-2021
|
SAT: SAT VIDE ITS ORDER DATED 20/12/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 03/02/2021. NO COSTS
|
| 108 |
|
|
FUTURE CORPORATE RESOURCES LTD.
(CIN:U74140MH2007PTC175603
PAN:AAJCS3979E)
(Along with : FCRL EMPLOYEE WELFARE TRUST)
|
|
|
|
ANIL BIYANI
PAN:AACPB0200F
|
|
|
KISHORE BIYANI
PAN:AACPB0199B
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(D) AND (E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF FUTURE RETAIL LTD.
|
DIRECTED TO DISGORGE RS.17,78,25,000 ALONG WITH OTHER ENTITIES/PERSONS
03-FEB-2021
|
SAT: SAT VIDE ITS ORDER DATED 20/12/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 03/02/2021. NO COSTS
|
| 109 |
|
|
FUTURE CORPORATE RESOURCES LTD.
(CIN:U74140MH2007PTC175603
PAN:AAJCS3979E)
(Along with : FCRL EMPLOYEE WELFARE TRUST)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(D) AND (E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF FUTURE RETAIL LTD.
|
IMPOSED PENALTY RS.1,00,00,000
03-FEB-2021
|
SAT: SAT VIDE ITS ORDER DATED 20/12/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 03/02/2021. NO COSTS
|
| 110 |
|
|
FUTURE CORPORATE RESOURCES LTD.
(CIN:U74140MH2007PTC175603
PAN:AAJCS3979E)
|
|
|
|
ANIL BIYANI
PAN:AACPB0200F
|
|
|
KISHORE BIYANI
PAN:AACPB0199B
|
|
|
RAJESH PATHAK
PAN:ALIPP6155A
|
|
|
RAJKUMAR PANDE
PAN:AHTPP4635J
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(D) AND (E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF FUTURE RETAIL LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 03-FEB-2021 TO 02-FEB-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
03-FEB-2021
|
SAT: SAT VIDE ITS ORDER DATED 09/04/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 20/12/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 03/02/2021. NO COSTS
|
| 111 |
|
|
FUTURE ENTERPRISES LTD.
(CIN:L52399MH1987PLC044954
PAN:AAACP6317L)
|
|
|
DELAY IN MAKING DISCLOSURE OF INITIATION OF ARBITRATION PROCEEDINGS AND PASSING OF ORDER BY SINGAPORE INTERNATIONAL ARBITRATION CENTRE (SIAC) VIOLATING REGULATIONS 4(1)(D), 4(1)(E), 30(3), 30(4)(I)(A), 30(4)(I)(B), 30(6), 30(7) AND 30(11) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE OF INITIATION OF ARBITRATION PROCEEDINGS AND PASSING OF ORDER BY SINGPORE INTERNATIONAL ARBITRATION CENTRE (SIAC) VIOLATING CLAUSE 4 OF SCHEDULE A OF SEBI (PIT) REGULATIONSA, 2015
|
IMPOSED PENALTY RS.5,00,000
14-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 22/06/2022 DIRECTED TO PAY RS.5,21,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 11/07/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND APPELLANT TO FILE REJOINDER WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 02/11/2022 DISMISSED THE APPEAL AS WITHDRAWN. NO COSTS
SEBI VIDE ITS ORDER DATED 16/11/2022 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4958 OF 2022 DATED 22/06/2022
|
| 112 |
|
|
FUTURE RETAIL LTD.
(PAN:AADCB1093N)
|
|
|
DELAY IN MAKING DISCLOSURE OF INITIATION OF ARBITRATION PROCEEDINGS VIOLATING REGULATIONS 30(3) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015
INADEQUATE AND DELAYED DISCLOSURE OF INTERIM ORDER OF SINGAPORE INTERNATIONAL ARBITRATION CENTRE (SIAC) VIOLATING REGULATIONS 4(1)(D), 4(1)(E), 30(3), 30(6) 30(4)(I)(A), 30(4)(I)(B), 30(7) AND 30(11) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CIRCULAR DATED 09/09/2015
DELAY IN MAKING DISCLOSURE OF INITIATION OF ARBITRATION PROCEEDINGS AND PASSING OF ORDER BY SINGPORE INTERNATIONAL ARBITRATION CENTRE (SIAC) VIOLATING CLAUSE 4 OF SCHEDULE A OF SEBI (PIT) REGULATIONSA, 2015
|
IMPOSED PENALTY RS.10,00,000
24-APR-2025
|
|
| 113 |
|
|
G K & SONS PVT.LTD.
(PAN:AAACG8389H)
|
|
|
ALLEGED TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ELECTROSTEEL CASTINGS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,86,29,111, DISGORGEMENT AMOUNT RS.1,36,47,700, INTEREST RS.58,28,502 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY TO BE DEBARRED FROM SECURITIES MARKET) FROM 20-FEB-2025 TO 19-AUG-2025
20-FEB-2025
|
|
| 114 |
|
|
G K INVESTMENTS LTD.
(PAN:AAACG8390A)
|
|
|
ALLEGED TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ELECTROSTEEL CASTINGS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,08,02,210, DISGORGEMENT AMOUNT RS.1,64,12,000, INTEREST RS.70,09,048 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY TO BE DEBARRED FROM SECURITIES MARKET) FROM 20-FEB-2025 TO 19-AUG-2025
20-FEB-2025
|
|
| 115 |
|
|
GAURAV ENCLAVE PVT.LTD.
(PAN:AACCG8028M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF VIJAY SOLVEX LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED REGULATION 13(1) OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATIONS 12 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF VIJAY SOLVEX LTD.
|
IMPOSED PENALTY RS.50,000
28-NOV-2019
|
|
| 116 |
|
|
GEM INVESTMENT & TRADING PVT.LTD.
(PAN:AABCT7370G)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF UNITED BREWERIES (HOLDINGS) LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATION 12(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF UNITED BREWERIES (HOLDINGS) LTD.
|
IMPOSED PENALTY RS.3,00,000
28-JUN-2019
|
|
| 117 |
|
|
GENERAL INSURANCE CORP.OF INDIA
(PAN:AAACG0615N)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF AXIS BANK LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,23,36,188 VIDE CONSENT ORDER)
12-DEC-2019
|
|
| 118 |
|
|
GREATDEAL FINCONSULT ADVISORS LLP
(PAN:AAJFG7532J)
|
|
|
ALLEGED INDULGENCE IN TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF PIRAMAL ENTERPRISES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.17,43,73,563 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY TO BE DEBARRED FROM SECURITIES MARKET) FROM 25-JUL-2024 TO 24-JAN-2025
25-JUL-2024
|
|
| 119 |
|
|
GREATDEAL FINCONSULT ADVISORS LLP
(PAN:AAJFG7532J)
|
|
|
|
BENAIFER JIJINA
PAN:AADPJ5472G
|
|
|
KHUSHRU BURJOR JIJINA
PAN:AADPJ5821D
|
|
ALLEGED INDULGENCE IN TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF PIRAMAL ENTERPRISES LTD.
|
REACHED SETTLEMENT (DIRECTED TO DISGORGE) (DISGORGEMENT AMOUNT RS.15,32,95,440, INTEREST RS.9,41,94,798 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
25-JUL-2024
|
|
| 120 |
|
|
HI-POINT INVESTMENT & FINANCE PVT.LTD.
(PAN:AAACH0253K)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) READ WITH REGULATION 12 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ERA INFRA ENGINEERING LTD.
|
IMPOSED PENALTY RS.40,000
28-JAN-2022
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 18
|
