| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
COFFEE DAY ENTERPRISES LTD.
(PAN:AADCC3995L)
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27(1) OF SEBI ACT, 1992
|
IMPOSED PENALTY RS.10,00,000
02-MAR-2026
|
|
| 102 |
|
|
COFFEE DAY ENTERPRISES LTD.
(PAN:AADCC3995L)
|
|
|
INDULGED IN DIVERSION OF FUNDS OF RS.3,535 CRORE FROM SEVEN SUBSIDIARY COMPANIES OF COFFEE DAY ENTERPRISES LTD. TO MYSORE AMALGAMATED COFFEE ESTATES LTD. WITHOUT APPROVAL OF BOARD, AUDIT COMMITTEE OR SHAREHOLDERS VIOLATING REGULATIONS 4, 5, 16, 23(1), 23(2), 23(4) AND 24 OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN DIVERSION OF FUNDS TO RS.3,535 CRORE FROM SUBSIDIARY COMPANIES OF COFFEE DAY ENTERPRISES LTD. TO MYSORE AMALGAMATED COFFEE ESTATES LTD. WITHOUT APPROVAL OF BOARD, AUDIT COMMITTEE OR SHAREHOLDERS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO TAKE NECESSARY STEPS TO RECOVER ENTIRE DUES
DIRECTED TO APPOINT INDEPENDENT LAW FIRM
DIRECTED TO EXTEND ALL NECESSARY ASSISTANCE AND AUTHORIZATION TO LAW FIRM
DIRECTED TO FILE QUARTERLY REPORT WITH NSE/BOARD OF COFFEE DAY ENTERPRISES LTD., DETAILING PROGRESS IN RECOVERY PROCESS
DIRECTED TO PLACE EVERY ANNUAL GENERAL MEETING UPDATED DETAILED REPORT ON THE RECOVERY PROCESS UNDERTOOK BY NOTICEE AND/OR ITS SUBSIDIARIES
IMPOSED PENALTY RS.26,00,00,000
24-JAN-2023
|
SAT: SAT VIDE ITS ORDER DATED 03/03/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPOSITION OF PENALTY DURING PENDENCY OF APPEAL AND APPELLANT TO FURNISH UNDERTAKING TO SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 02/05/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 27/06/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED THE APPLICATION
SAT: SAT VIDE ITS ORDER DATED 18/08/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 26/09/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 08/11/2023 CONDONED THE DELAY IN FILING OF APPEAL AND REPLY IS TAKEN ON RECORD
|
| 103 |
|
|
COMBINE HOLDING LTD.
(PAN:AAACC0807E)
|
|
|
ALLEGED MISREPRESENTATION OF SHAREHOLDING OF PROMOTERS AS PUBLIC SHAREHOLDING VIOLATING REGULATIONS 18(1)(B), 19(1)(C) AND/OR 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULARNO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 READ WITH REGULATION 2(ZA) OF SEBI (ICDR) REGULATIONS, 2009 AND CLAUSE 35 OF LISTING AGREEMENT
ALLEGED FAILURE IN COMPLIANCE OF MINIMUM PUBLIC SHAREHOLDING NORMS VIOLATING RULE 19A(1) OF SECURITIES CONTRACTS (REGULATION) RULES, 1957 READ WITH REGULATION 38 OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2(II) OF SEBI CIRCULAR NO.CIR/CFD/DIL/10/2010 DATED 16/12/2010 READ WITH CIRCULAR NO.CIR/CFD/CMD/14/2015 DATED 30/11/2015
ALLEGED VIOLATION SECTIONS 12A(A) AND 12A(B) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B), 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,43,10,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC) FROM 07-SEP-2022 TO 06-SEP-2024
07-SEP-2022
|
SAT: SAT VIDE ITS ORDER DATED 07/02/2023 CONDONED THE DELAY IN FILING OF APPEAL. APPEAL ALLOWED AND QUASHED IMPUGNED ORDERS. MATTER REMITTED TO AO TO PASS A FRESH ORDER IN THE LIGHT OF DECISION OF TRIBUNAL WITHIN THREE MONTHS
|
| 104 |
|
|
CONCORD DRUGS LTD.
(PAN:AAACC8171D)
|
|
|
|
AKANSHA
PAN:AWRPA9608B
|
|
|
ESWAR RAO
PAN:AFIPM0175K
|
|
|
JYOTI GOYAL
PAN:BTYPG3872L
|
|
|
K.RAMACHANDRA REDDY
PAN:AFGPK1990L
|
|
|
MONICA BHUTTADA
PAN:BCUPB1464J
|
|
|
P.CHADRAKALA
PAN:BYEPP9563Q
|
|
|
P.VENKATARAM REDDY
PAN:BYEPP9569E
|
|
|
S.KONI REDDY
PAN:APHPR3654R
|
|
|
S.NAGI REDDY
PAN:AIRPS8676D
|
|
|
SONIA BIDLAN
PAN:ATQPB6253K
|
|
|
T.NARASIMHA REDDY
PAN:AQBPT1842Q
|
|
MISREPRESENTED FINANCIAL STATEMENTS AND DID NOT TAKE APPROVAL FROM AUDIT COMMITTEE/SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS
TRANSACTED WITH STRUCK OFF ENTITY
DID NOT FILE LIMITED REVIEW REPORT TO STOCK EXCHANGES
WRONGLY REPORTED TRADE RECEIVABLES
MISREPRESENTED IN FINANCIALS OF DEBTORS-CREDITORS NETTING OFF
DISCREPANCIES / DEFICIENCIES IN DOCUMENTATION FOUND IN TRANSACTIONS ENTERED WITH BHUVANA ENTERPRISES
APPOINTED INELIGIBLE INDEPENDENT DIRECTORS
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF CONCORD DRUGS LTD.
DEFAULTED IN APPOINTMENT OF COMPANY SECRETARY AND/OR COMPLIANCE OFFICER VIOLATING REGULATION 6(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT HAVE SUFFICIENT AND ADEQUATE INTERNAL CONTROL IN PLACE
|
IMPOSED PENALTY RS.15,00,000
11-AUG-2023
|
SAT: SAT VIDE ITS ORDER DATED 14/02/2024 CONDONED THE DELAY IN FILING OF REPLY BY RESPONDENT AND ALLOWED THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 18/04/2024 ALLOWED APPELLANT ADDITIONAL THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 03/07/2024 GRANTED APPELLANTS TWO WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 23/08/2024 GRANTED APPELLANT TWO WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 09/10/2024 GRANTED APPELLANT EXTENSION OF TIME TO FILE REJOINDERS
|
| 105 |
|
|
COX & KINGS LTD.
(CIN:U74999MH1980PLC022661)
|
|
|
|
URRSHILA KERKAR
|
|
DIVERTED FUNDS AND REPORTED FALSE AND MANIPULATED FINANCIAL STATEMENTS
|
NOT AVAILABLE
12-AUG-2025
|
|
| 106 |
|
|
CREATIVE MERCHANTS LTD.
(PAN:AAFCC4234H)
|
|
|
DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT PURVA SHAREREGISTRY (INDIA) PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
22-NOV-2021
|
SEBI VIDE ITS NOTICE DATED 21/02/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 107 |
|
|
CRESSANDA RAILWAY SOLUTIONS LTD.
(PAN:AAACC1553F)
|
|
|
|
MANOHAR IYER SADAHALLI NAGARAJ
PAN:ADKPN1944R
|
|
|
MILIND MADHUKAR PALAV
PAN:BOLPP8040R
|
|
|
RAJKUMAR DINESH MASALIA
PAN:AKNPM0248H
|
|
INDULGED IN FICTITIOUS PURCHASE AND SALES TO INFLATED FINANCIALS OF COMPANY VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(F), 4(2)(5) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
RAISED MONEY THROUGH PREFERENTIAL ISSUE AND ALLOTMENT OF WARRANTS VIOLATING REGULATIONS 4(1), 4(2)(E), 33 AND 34 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CRESSANDA RAILWAY SOLUTIONS LTD. (PREVIOUSLY KNOWN AS CRESSANDA SOLUTIONS LTD.)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2024 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2024 UNTIL FURTHER ORDERS
11-OCT-2024
|
SEBI VIDE ITS ORDER DATED 26/03/2025 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 11/10/2024
SAT: SAT VIDE ITS ORDER DATED 09/05/2025 STAYED THE IMPUGNED ORDER DATED 26/03/2025
|
| 108 |
|
|
CUPID LTD.
(PAN:AAACC2389K)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF COURT ORDERS DATED 08/12/2023, 15/12/2023 AND 30/03/2024 VIOLATING REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SUB-PARAGRAPHS 2 AND 20 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.SEBI/HO/CFD/CFD-POD-1/P/CIR/2023/123 DATED 13/07/2023
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.19,51,300 VIDE CONSENT ORDER)
20-DEC-2024
|
|
| 109 |
|
|
D S KULKARNI DEVELOPERS LTD.
(CIN:L45201PN1991PLC063340
PAN:AAACD6431H)
|
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES WITH RESPECT TO DEFAULTS ON LOANS TO BANKS AND FINANCIAL INSTITUTIONS VIOLATING REGULATIONS 30(1), 30(2) AND 30(6) READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS AND CLAUSE 6 OF PARA A OF ANNEXURE I OF SEBI CIRCULAR READ WITH REGULATIONS 4(1)(H), (I), (J) AND 4(2)(B) & (E) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGE WITH RESPECT TO REVISION IN CREDIT RATINGS VIOLATING REGULATIONS 30(1), 30(2) AND 30(6) READ WITH CLAUSE 3 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS AND CLAUSE 3 OF PARA A OF ANNEXURE I OF SEBI CIRCULAR READ WITH REGULATIONS 4(1)(H), (I), (J) AND 4(2)(B) & (E) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGE WITH RESPECT TO CERTAIN REGULATORY PROCEEDINGS VIOLATING REGULATIONS 30(1), 30(3), 30(4)(II) AND 30(6) READ WITH CLAUSE 8 OF PARA B OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS AND CLAUSE 8 OF PARA B OF ANNEXURE I OF SEBI CIRCULAR READ WITH REGULATIONS 4(1)(H), (I), (J) AND 4(2)(B) & (E) OF SEBI (LODR) REGULATIONS, 2015
DID NOT REPLY TO QUERIES RAISED BY STOCK EXCHANGE WITH RESPECT TO CERTAIN ARTICLES APPEARING IN MEDIA VIOLATING REGULATION 30(10) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.10,00,000
29-JAN-2020
|
|
| 110 |
|
|
DALMIA INDUSTRIAL DEVELOPMENT LTD.
(CIN:L74140WB1982PLC035394
PAN:AAACD9405B)
|
|
|
|
SHAILENDRA NATH BAKSHI
PAN:ACXPB4934B
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II), (6)(7), 4(2)(F)(III) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DALMIA INDUSTRIAL DEVELOPMENT LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF DALMIA INDUSTRIAL DEVELOPMENT LTD.
|
IMPOSED PENALTY RS.3,00,000
21-APR-2022
|
|
| 111 |
|
|
DALMIA INDUSTRIAL DEVELOPMENT LTD.
(CIN:L74140WB1982PLC035394
PAN:AAACD9405B)
|
|
|
|
ALOK AGARWAL
PAN:ACSPA4871B
|
|
|
RAJ MOHTA
PAN:AZXPM4978M
|
|
|
VIKASH CHOWDHARY
PAN:ABXPC9870G
|
|
|
VINEET CHOWDHARY
PAN:ACQPC5971Q
|
|
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (E), (G), 4(2)(F)(II)(1),(6)(7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN FUNCTIONAL WEBSITE AND DID NOT DISSEMINATE REQUIRED INFORMATION VIOLATING REGULATIONS 46(1), 46(2), AND 46(2)(K) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT VOTING RESULTS OF AGM/EGM TO STOCK EXCHANGES VIOLATING REGULATIONS 44(3) OF SEBI (LODR) REGULATIONS, 2015
DID NOT FORM RISK MANAGEMENT COMMITTEE OF BOARD OF DIRECTORS VIOLATING REGULATION 21 OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2) (A), (E), (F) AND (R) OF SEBI (PFUTP) REGULATION, 2003
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING SECTION 21 OF SCRA, 1956
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 21-APR-2022 TO 20-APR-2023
IMPOSED PENALTY RS.40,00,000
21-APR-2022
|
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 01/09/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO 50% AND REDUCED DEBARMENT PERIOD TO THE PERIOD UNDERWENT
|
| 112 |
|
|
DEBOCK INDUSTRIES LTD.
(PAN:AACCD9561G)
|
|
|
INFLATED FINANCIALS OF COMPANY THROUGH FICTITIOUS PURCHASES AND SALES VIOLATING SECTIONS 11(2)(IA) AND 12A(A) 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(C), 4(2)(F), 4(2)(H) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003
CLAIMED NON-EXISTENT PURCHASES AND SALES RECORDED IN BOOKS OF COMPANY AS GENUINE IN MATTER OF DEBOCK INDUSTRIES LTD.
SHOWED FICTITIOUS RECEIPT OF APPLICATION MONIES IN FIRST PREFERENTIAL ISSUE AND SECOND PREFERENTIAL ALLOTMENT AND THEIR UTILIZATION AS GENUINE IN MATTER OF DEBOCK INDUSTRIES LTD.
CREATED FREE RESERVES THROUGH FICTITIOUS PREFERENTIAL ISSUES AND FICTITIOUS PURCHASES AND SALES AND UTILISED SUCH RESERVES FOR MAKING BONUS ISSUE IN MATTER OF DEBOCK INDUSTRIES LTD.
SUBMITTED FORGED BANK STATEMENTS TO SEBIIN MATTER OF DEBOCK INDUSTRIES LTD.
INDULGED IN DIVERSION OF RIGHTS ISSUE PROCEEDS TO PERSONS/ENTITIES CONNECTED TO PROMOTERS IN MATTER OF DEBOCK INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE TO CHANGE IN OBJECTS OF ISSUE TO STOCK EXCHANGES IN ANNUAL REPORT IN RESPECT OF UTILISATION OF PROCEEDS OF RIGHTS ISSUE IN MATTER OF DEBOCK INDUSTRIES LTD.
CREATED FICTITIOUS CASH FLOWS AND DID NOT ADHERE TO IND AS 1 AND IND AS 7 WHILE PREPARING FINANCIAL STATEMENTS IN MATTER OF DEBOCK INDUSTRIES LTD.
DID NOT PREPARE FINANCIAL STATEMENTS IN ACCORDANCE WITH REGULATIONS 33(1)(A) AND 33(1)(C) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DEBOCK INDUSTRIES LTD.
ENTERED INTO MATERIAL RELATED PARTY TRANSACTIONS WITHOUT OBTAINING REQUISITE APPROVAL OF AUDIT COMMITTEE AND THE SHAREHOLDERS IN MATTER OF DEBOCK INDUSTRIES LTD.
|
DIRECTED TO BRING BACK COMPLETE RIGHTS ISSUE FUNDS OTHER THAN THE AMOUNT DIRECTED TO BE IMPOUNDED BY MS.PRIYANKA SHARMA
DIRECTED NSE TO NOT TO GRANT APPROVAL FOR SCHEME TO AMALGAMATION BETWEEN DEBOCK VENTURES LTD. WITH DEBOCK INDUSTRIES LTD.
DIRECTED SEBI TO INITIATE PROSECUTION PROCEEDINGS AGAINST DEBOCK INDUSTRIES LTD., MR.MUKESH MANVEER SINGH AND MR.SUNIL KALOT AS PER LAW
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
23-AUG-2024
IMPOSED PENALTY RS.1,10,00,000
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-AUG-2024 TO 22-AUG-2031
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-AUG-2024 TO 22-AUG-2031
DIRECTED TO BRING BACK RS.49 CRORE DIVERTED FROM PROCEEDS OF RIGHTS ISSUE ALONG WITH INTEREST @12% TO BE COMPUTED FROM DATE OF DIVERSION I.E. 24/07/2023
28-AUG-2026
|
SEBI VIDE ITS ORDER DATED 11/12/2024 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 23/08/2024 WITHOUT ANY MODIFICATIONS
SEBI VIDE ITS ORDER DATED 28/08/2026 DIRECTED TO A) FORTHWITH BUT NOT LATER THAN THREE MONTHS FROM DATE OF THIS ORDER, RS.49 CRORE DIVERTED FROM PROCEEDS OF RIGHTS ISSUE TO BE BRING BACK ALONG WITH INTEREST @ 12% COMPUTED FROM THE DATE OF DIVERSION I.E. 24/07/2023 B) DEBARRED FROM ACCESSING SECURITIES MARKET AND ALSO PROHIBITED FROM BUYING, SELLING AND OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FOR SEVEN YEARS FROM DATE OF THIS ORDER C) PENALTY IMPOSED RS.1 CRORE U/S 15HA AND RS.10 LAC U/S 15HB OF SEBI ACT.
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| 113 |
|
|
DECIPHER LABS LTD.
(PAN:AAACC8372L)
|
|
|
|
JANAKIRAM AJJARAPU
PAN:ACAPA0374P
|
|
|
KUMAR RAGHAVAN
PAN:ABMPR9770M
|
|
|
SUSHANT MOHAN LAL
PAN:AKXPM8796N
|
|
ISSUED FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D) AND 4(1), 4(2)(E),4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DECIPHER LABS LTD.
ISSUED FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS VIOLATING REGULATIONS 30(7) READ WITH 4(1)(C), 4(1)(E), 4(1)(H) AND 4(1)(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DECIPHER LABS LTD.
|
RESTRAINED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS), DIRECTLY OR INDIRECTLY FROM 31-JUL-2025 TO 30-JUL-2026
31-JUL-2025
|
SAT: SAT VIDE ITS ORDER DATED 16/09/2025 GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER. NO COERCIVE ACTION TO RECOVER THE DISGORGEMENT AND PENALTY AMOUNT SUBJECT TO DEPOSIT OF 50% AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND STAYED THE DIRECTION AT PARAGRAPH NO105(A) OF IMPUGNED ORDER
SAT: SAT VIDE ITS ORDER DATED 09/10/2025 GRANTED FURTHER FOUR WEEKS TO DEPOSIT 50% PENALTY AND DISGORGEMENT AMOUNT
|
| 114 |
|
|
DELHI TRANSCO LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
19-MAY-2021
|
|
| 115 |
|
|
DELPHI WORLD MONEY LTD.
(PAN:AABCC7143A)
|
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|
ALLEGED FAILURE IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS REQUIRED UNDER ACCOUNTING STANDARD 24 VIOLATING REGULATION 4(1)(A), 4(1)(B), 4(2)(E)(I), 33(1)(C), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 VIDE CONSENT ORDER)
20-FEB-2026
|
|
| 116 |
|
|
DEVERA DEVELOPERS PVT.LTD.
(PAN:AADCB1809L)
|
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INDULGED IN DIVERSION OF FUNDS OF RS.2315.09 CRORES (APPROX.) FROM RELIGARE FINVEST LTD. TO PROMOTERS AND THEIR RELATED ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) & 4(1), 4(2)(F) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIGARE ENTERPRISES LTD.
DID NOT MAKE DISCLOSURE OF FUNDS ROUTED BY RELIGARE FINVEST LTD. THROUGH UNRELATED ENTITIES TO PROMOTERS AND PROMOTERS GROUP ENTITIES VIOLATING CLAUSE 32 OF LISTING AGREEMENT IN MATTER OF RELIGARE ENTERPRISES LTD.
MISREPRESENTATED FINANCIAL POSITION BY ROLLING OVER THE LOANS VIOLATING REGULATIONS 4(1)(B), (C), 30(1) AND 51(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED NOT TO DIVERT ANY FUNDS EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI
14-MAR-2019
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SEBI VIDE ITS ORDER DATED 11/09/2019 DIRECTED NOT TO DISPOSED OFF OR ALIENATE ANY OF THEIR ASSETS OR DIVERT ANY FUNDS, EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI TILL COMPLETION OF INVESTIGATION AND FURTHER ORDERS
SEBI VIDE ITS ORDER DATED 12/11/2020 REVOKED ITS DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 14/03/2019 READ WITH CORRIGENDUM ORDER DATED 18/04/2019
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| 117 |
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DEWAN HOUSING FINANCE CORP.LTD.
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DID NOT INVEST/DEPOSIT 15% (RS.700.20 CRORES) OF NCDS MATURING TOWARDS DEBENTURE REDEMPTION RESERVE (DRR) REQUIREMENT VIOLATING REGULATION 16(1) OF SEBI (ISSUE & LISTING OF DEBT SECURITIES) REGULATIONS, 2008 READ WITH RULES 18(7)(B)(II) AND 18(7)(C) OF SEBI (SHARE CAPITAL AND DEBENTURES) RULES, 2014
DID NOT SUBMIT FINANCIAL RESULT AND LINE ITEMS WITH PRESCRIBED TIME VIOLATING REGULATIONS 52(1) READ WITH 52(4) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.20,00,000
29-MAY-2020
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SAT: SAT VIDE ITS ORDER DATED 15/07/2020 DIRECTED THAT NO RECOVERY TO BE MADE FROM THE APPELLANT PURSUANT TO IMPUGNED ORDER DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 09/10/2020 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 29/05/2020
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| 118 |
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DGP SECURITIES LTD.
(PAN:AABCS4946F)
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FILED WRONG DISCLOSURE OF SHAREHOLDING PATTERN IN MATTER OF KEMP & CO.LTD.
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
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IMPOSED PENALTY RS.20,00,000
26-JUN-2024
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SAT: SAT VIDE ITS ORDER DATED 21/08/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER. EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED SUBJECT TO DEPOSIT OF RS.1 CRORE BY APPELLANT WITH RESPONDENT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
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| 119 |
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DHANVARSHA FINVEST LTD.
(PAN:AADCS0876Q)
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DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT PURVA SHAREREGISTRY (INDIA) PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.2,50,000
25-NOV-2021
|
|
| 120 |
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DIC INDIA LTD.
(PAN:AABCC0703C)
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ALLEGED FAILURE IN TAKING RECOMMENDATIONS OF NOMINATION AND REMUNERATION COMMITTEE IN RELATION TO APPOINTMENT OF COMPANY’S HEAD OF SALES AND MARKETING VIOLATING REGULATION 19(4) READ WITH SUB-PARAGRAPH 4 OF PARAGRAPH A OF PART D OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015
ALLEGED DELAY IN MAKING DISCLOSURE IN RELATION TO CHANGES IN ITS SENIOR MANAGEMENT VIOLATING REGULATION 30 READ WITH SUB-PARAGRAPHS 7 AND 7C OF PARAGRAPH A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
ALLEGED FAILURE IN DISCLOSING DETAILS OF REMUNERATION OF KEY MANAGERIAL PERSONNELS AND DID NOT PUBLISH THE SAME ON WEBSITE VIOLATING REGULATION 23(9) OF SEBI (LODR) REGULATIONS, 2015
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.34,32,000 VIDE CONSENT ORDER)
21-MAR-2025
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 6 of 28
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