| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
BIKASH INDIA AGRO ESTATE LTD.
|
|
|
|
SIDDARTHA SANKAR SAHOO
|
|
|
SUBRAT DAS
|
|
|
USHA RANI DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 82 |
|
|
BLISS AGRO(I) LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
KAMLESH SOOD
|
|
|
NEELAM BHATIA
|
|
|
PRAMOD KUMAR
|
|
|
SUSHIL KUMAR SOOD
|
|
|
VIKAS VOHRA
|
|
|
VINOD KUTHIALA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.16 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 83 |
|
|
BLISS PLANTATIONS & HILL RESORTS PVT.LTD.
|
|
|
|
B.V.SHAH
|
|
|
HITESH V.SHAH
|
|
|
SATHIA LAKSHMI
|
|
|
V.S.SHAH (LATE)
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
OBTAINED A STAY ORDER FROM THE HON'BLE HIGH COURT
|
| 84 |
|
|
BLUMONDE AGRO-FORESTRY LTD.
|
|
|
|
ALBERT DA COSTA
|
|
|
ANANT GAJANAN PIMPLE
|
|
|
CHRISTUPHER DE ALMEIDA
|
|
|
GEORGE D'SOUZA
|
|
|
GUILHERME D'SILVA
|
|
|
JOAGNIM D'SOUZA
|
|
|
JOHN AGNEL XAVIER
|
|
|
KISHORE SHRIVAS
|
|
|
VICTUR FERNANDES
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACQUITTED
|
| 85 |
|
|
BON PLANTATIONS & EXPORTS LTD.
|
|
|
|
DEVASSYKUTTY
|
|
|
KRISHNA KUMAR K.BHAMMER
|
|
|
MANIKANT PADAMSHI
|
|
|
SREEKUMAR V.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 86 |
|
|
BRAMMAPUTHRA PLANTATIONS PVT.LTD.
|
|
|
|
JOLLY JOSE
|
|
|
JOSE MATHEW
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 87 |
|
|
BRAVIM FARMS LTD.
|
|
|
|
AMARJEET SINGH
|
|
|
BACHAN LAL
|
|
|
BALRAM CHUGH
|
|
|
KULDEEP MALIK
|
|
|
KUSUM GUPTA
|
|
|
MADHU SHEEL
|
|
|
MANOHAR LAL
|
|
|
RAJ RANI SHARMA
|
|
|
SATISH KAUSHIK
|
|
|
SOHAN LAL ARORA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.46.6 LAKH. ACCUSED NO.3 CONVICTED VIDE ORDER DATED
23/08/2007 AND WAS ORDERED TO PAY FINE OF RS.5000 AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. ACCUSED NO.2 DEAD. ACCUSED NO.1, 4 AND 5 DIDN’T APPEAR. ACCUSED NO.4 AND 5 DECLARED PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 88 |
|
|
BRIGHT FOREST LTD.
|
|
|
|
CHANDER BHAN GOYAL
|
|
|
DHARAM PAL GARG
|
|
|
JASWANT GARG
|
|
|
KANHIYA LAL GUPTA
|
|
|
KRISHAN CHAND GARG
|
|
|
PAWAN JINDAL
|
|
|
PAWAN KUMAR GOYAL
|
|
|
SULOCHANA DEVI GOYAL
|
|
|
SUNITA DEVI JINDAL
|
|
|
SUNITA GARG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 3,5,6,7,8,9,10 AND 11. AND IMPOSED A FINE 0F RS.8000 EACH.ACCUSED NOS.2, AND 4 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 89 |
|
|
BRILLIANT AGRO FARMS PVT.LTD.
|
|
|
|
M.A.KHADER
|
|
|
NAZEER HUSSAIN KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 90 |
|
|
BRSSHA PLANTATIONS LTD.
|
|
|
|
ANITA DEVI
|
|
|
ARCHANA RAMAN
|
|
|
BITIN KUMAR
|
|
|
DEONATH SINGH
|
|
|
MANOJ KUMAR
|
|
|
MANOJ KUMAR JHA
|
|
|
SANDEEP PARASHAR
|
|
|
SANJAY KUMAR
|
|
|
SHAILENDRA KUMAR
|
|
|
SUMAN KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND SENTENCED TO PAY A FINE OF RS.5000 OFFENCE QUA ACCUSED NO.2,3,4,5,7,9,10 & 11 HAVE ALREADY BEEN COMPOUNDED AND ACCUSED PERSONS HAVE BEEN DISCHARGED.ACCUSED NO.6 & 8 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 91 |
|
|
BSI LTD.
|
|
|
|
KIRAN N.WADHWANA
|
|
|
YATIN N.WADHWANA
|
|
|
YOGESH N.WADHWANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 92 |
|
|
BURMAN PLANTATIONS LTD.
|
|
|
|
ANAND BALLABH AGARWAL
|
|
|
MAHESH CHANDRA AGARWAL
|
|
|
RAMESH CHAND
|
|
|
RAVI ARORA
|
|
|
SANJAY BURMAN
|
|
|
U.C.BURMAN
|
|
|
UMA CHARAN BURMAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT HELD GUILTY A3 (SH. RAVI ARORA), ACQUITED A7 (SH.ANAND BALLABH AGARWAL) AND A8 ( SH. MAHESH CHANDRA AGARWAL) DURING THE TRIAL, IT WAS FOUND THAT A4 (MS. UMA CHARAN BURMAN) ARE THE SAME PERSONS AND PROCEEDINGS AGAINST A4 AND A5 WERE ABATED ON ACCOUNT OF HER DEATH. VIDE ORDER DATEDJULY 26, 2007, A 2 ( SH. SANJAY BURMAN ) WAS DECLARED PROCLAIMED OFFENDER. FURTHER VIDE ORDER DATED MARCH 11, 2010, A6 (SH. RAMESH CHAND) WAS ALSO DECLARED PROCLAIMED OFFENDER ON THE ACCOUNT OF HIS NON-APPEARANCE. VIDE ORDER DATED FEB 22, 2013 PROCEEDINGS AQUA COMPANY ACCUSED WAS ABATED ON ACCOUNT OF ITS DISSOLUTION, IN VIEW OF ORDER DATED JANUARY 13, 2012 PASSED BY HON'BLE HIGH COURT OF ALLAHABAD. COURT SENTENCE THE CONVICT FOR A PERIOD OF SIX MONTHS RIGOROUS IMPRISONMENT FOR THE SAID VIOLATIONS AND ALSO IMPOSED A FINE OF INR 3 LAC UPON THE CONVICT IN DEFAULT, THE CONVICT, WILL UNDERGO THREE MONTH S.1 FOR OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT.
|
| 93 |
|
|
CANON ORCHARDS LTD.
|
|
|
|
DAYARAM SHARMA
|
|
|
INDER JEET SAHU
|
|
|
VISHNU PRASAD TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 94 |
|
|
CAPITAL FORESTRY LTD.
|
|
|
|
ANUJ SHARMA
|
|
|
JAYWANT
|
|
|
MANINDER SINGH
|
|
|
MANJU TYAGI
|
|
|
MANMOHAN SINGH
|
|
|
PARAMJEET KAUR
|
|
|
RAJENDER KAUR
|
|
|
ROOPESH RAI SIKAND
|
|
|
SAWINDER SINGH SONDH
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.1 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.3000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR 2 MONTHS
|
| 95 |
|
|
CAREER AGRICULTURE FINANCE & PLANTATION LTD.
|
|
|
|
H.R.KHATRI
|
|
|
M.K.BHOOT
|
|
|
N.K.BHOOT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.10.7LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 96 |
|
|
CASION AGRO PRODUCTS & PLANTATIONS LTD.
|
|
|
|
B.K.JHA
|
|
|
LALAN KUMAR CHOUDHRY
|
|
|
NINA KUMARI RAMPAL
|
|
|
O.N.RAMPAL
|
|
|
RADHA DEVI
|
|
|
RAM KUMAR CHOUDHRY
|
|
|
S.K.SEN GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 97 |
|
|
CEE KAY AGRO PVT.LTD.
|
|
|
|
ANJANA BAHUKHANDI
|
|
|
C.K.KALRA
|
|
|
H.K.KALRA
|
|
|
KIRAN ARORA
|
|
|
MUKESH SHARMA
|
|
|
N.K.VIJ
|
|
|
S.S.CHAUDHERY
|
|
|
T.R.KUKREJA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1, A2 AND A3 CONVICTED. A4 TO A9 DECLARED PO. FILE CONSIGNED TO RECORD ROOM
|
| 98 |
|
|
CELESTINE FARMS & PROPERTIES MANAGEMENT PVT.LTD.
|
|
|
|
DOMINIC CELESTINE
|
|
|
LINDA DOMINIC CELESTINE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-JUL-2001 TO 26-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
26-JUL-2001
|
SAT: WITHDRAWAL OF APPEAL ALLOWED AND APPEAL DISMISSED AS WITHDRAWN
|
| 99 |
|
|
CHAMBAL FOREST (INDIA) LTD.
|
|
|
|
GARIMA SHARDA
|
|
|
MANISH SHARDA
|
|
|
NARESH MAHESHWARI
|
|
|
RADHE SHYAM SHARDA
|
|
|
RAM SWAROOP SHARMA
|
|
|
SMITA MAHESHWARI
|
|
|
TARADEVI SHARDA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 100 |
|
|
CHAMUNDA FORESTS LTD.
|
|
|
|
AMOL YASHWANT DESAI
|
|
|
JAIPRAKASH JASWANTRAI BHATT
|
|
|
LALIT JETHALAL NATHWANI
|
|
|
PADMAKAR SHANTARAM VEDAK
|
|
|
PRABHAKAR MAHADEV SADGAONKAR
|
|
|
RANGNATH BABURAO KHAVLE
|
|
|
SANTHOSH DATTATRAYA DIKSHIT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
SEBI VIDE ITS ORDER DATED 30/12/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 20/10/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.11,68,524.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 5 of 29
|
