| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
BHASKAR PLANTATION LTD.
(CIN:U01122BR1992PLC005062)
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 82 |
|
|
BHAVANI FORESTS INDIA LTD.
|
|
|
|
ANAND KOTHARI
|
|
|
JAGDIGH RAI
|
|
|
KAILASH PATHIK
|
|
|
LAKSHMI CHAND SHARMA
|
|
|
RAIS AHMED
|
|
|
SARDARA ATTAR SINGH
|
|
|
SITA RAM YADAV
|
|
|
SUNIL KUMAR SHARMA
|
|
|
SUSHILA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
A2 TO A7 CONVICTED. A8 EXPIRED, THUS, PROCEEDINGS ABATED. A9 ACQUITTED
A2 TO A7 CONVICTED. A8 EXPIRED, THUS, PROCEEDINGS ABATED. A9 ACQUITTED
|
| 83 |
|
|
BHU BHAIRAV AGROTECH LTD.
|
|
|
|
LALIT KUMAR BAPNA
|
|
|
NARENDRA SINGH MOHNOT
|
|
|
SHOBHA MOHNOT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 84 |
|
|
BIKASH INDIA AGRO ESTATE LTD.
|
|
|
|
SIDDARTHA SANKAR SAHOO
|
|
|
SUBRAT DAS
|
|
|
USHA RANI DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 85 |
|
|
BLESSING AGRO FARM INDIA LTD.
(CIN:U01210TN2009PLC070355)
|
|
|
|
INNSAIPILLAI LURDPILLAI JOSEPH JEYARAAJ
DIN:02430751
PAN:ACUPJ0102E
|
|
|
IRUDAYARAJ MANICKAM PILLAI JEYABALAN
DIN:02439369
PAN:AJFPJ3454R
|
|
|
PRAKASAM SAGAYA PACKIA SANTHI
DIN:02437679
PAN:ALKPS4279C
|
|
|
SANTHANAPETER
DIN:00230812
PAN:BQMPS1649Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-FEB-2016 TO 10-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-FEB-2016 TO 10-FEB-2020
15-DEC-2014
|
SEBI VIDE ITS ORDER DATED 11/02/2016 DIRECTED BLESSING AGRO FARM INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/10/2017 DIRECTED APPELLANT TO DISCLOSE THE LIST OF ALL THE ASSETS TO SEBI WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER AND WITHOUT THE LEAVE OF SEBI, THE APPELLANTS SHALL NOT DISPOSE OF THE ASSETS BELONGING TO THEM. NO COSTS
SEBI VIDE ITS ORDER DATED 26/10/2018 DIRECTED TO FURNISH EVIDENCE TO ESTABLISH THAT ADVANCE AMOUNT OF RS.32.50 LACS RECEIVED FOR SALE OF PROJECT LANDS HAVE BEEN UTILIZED FOR SOLE PURPOSE OF REFUNDING TO INVESTORS. DIRECTED TO SUBMIT WITHIN TWO WEEKS FROM DATE OF THIS ORDER. FURTHER DIRECTED, NOT TO ALIENATE OR DISPOSE OF ANY PROPERTIES/ASSETS STANDING IN THEIR NAME WITHOUT PERMISSION OF SEBI
SEBI VIDE ITS ORDER DATED 24/01/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS NOTICE DATED 25/11/2019 ADVISED INVESTORS (WHO HAS INVESTED IN UNREGISTERED/UNAUTHORIZED CIS SPONSORED AND CONTINUED BY BAFIL) TO SUBMIT THEIR CLAIMS ALONG WITH ORIGINAL PROOF OF INVESTMENT AGAINST BAFIL
SEBI VIDE ITS ORDER DATED 24/06/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF TAMIL NADU AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 86 |
|
|
BLISS AGRO(I) LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
KAMLESH SOOD
|
|
|
NEELAM BHATIA
|
|
|
PRAMOD KUMAR
|
|
|
SUSHIL KUMAR SOOD
|
|
|
VIKAS VOHRA
|
|
|
VINOD KUTHIALA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.16 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 87 |
|
|
BLISS PLANTATIONS & HILL RESORTS PVT.LTD.
|
|
|
|
B.V.SHAH
|
|
|
HITESH V.SHAH
|
|
|
SATHIA LAKSHMI
|
|
|
V.S.SHAH (LATE)
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
OBTAINED A STAY ORDER FROM THE HON'BLE HIGH COURT
|
| 88 |
|
|
BLUMONDE AGRO-FORESTRY LTD.
|
|
|
|
ALBERT DA COSTA
|
|
|
ANANT GAJANAN PIMPLE
|
|
|
CHRISTUPHER DE ALMEIDA
|
|
|
GEORGE D'SOUZA
|
|
|
GUILHERME D'SILVA
|
|
|
JOAGNIM D'SOUZA
|
|
|
JOHN AGNEL XAVIER
|
|
|
KISHORE SHRIVAS
|
|
|
VICTUR FERNANDES
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACQUITTED
|
| 89 |
|
|
BNP INDIA DEVELOPERS & INFRASTRUCTURE LTD.
(CIN:U45200MP2009PLC022303)
|
|
|
|
ANIL KUMAR PACHHORIYA
DIN:03589113
|
|
|
DAYA NAND
DIN:01868368
|
|
|
DEVENDRA KUMAR SAHU
DIN:06892158
|
|
|
GENDA BAI
DIN:02636699
|
|
|
KEDAR NAGAR
DIN:03339250
|
|
|
NEELESH SINGH NARWARIA
DIN:02957549
|
|
|
RAGHVENDRA SINGH NARWARIA
DIN:01451353
PAN:ADPPN6255N
|
|
|
SOM DATTA
DIN:06951151
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2017 TO 28-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-SEP-2017 TO 28-SEP-2021
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 29-SEP-2017 TO 28-SEP-2021
31-MAR-2015
|
SEBI VIDE ITS ORDER DATED 29/09/2017 TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| 90 |
|
|
BON PLANTATIONS & EXPORTS LTD.
|
|
|
|
DEVASSYKUTTY
|
|
|
KRISHNA KUMAR K.BHAMMER
|
|
|
MANIKANT PADAMSHI
|
|
|
SREEKUMAR V.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 91 |
|
|
BOTANIST BIOTECH PROJECTS LTD.
|
|
|
|
ARBINDA TIRKEY
|
|
|
AVATAR SINGH
|
|
|
DURGASANKAR CHAKRABORTY
|
|
|
GORDAN HAROLD JOHNSON
|
|
|
KORADA SRINIVAS RAO
|
|
|
KRISHAN MOHAN SAHOO
|
|
|
PARESH CHANDRA SARKAR
|
|
|
PAUL DENNIS CLARENCE
|
|
|
SATYENDRA LAL DEY
|
|
DID NOT REFUND MONEY COLLECTED UNDER CIS
DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992
DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-JAN-2006 TO 11-JAN-2011
12-JAN-2006
|
|
| 92 |
|
|
BRAMMAPUTHRA PLANTATIONS PVT.LTD.
|
|
|
|
JOLLY JOSE
|
|
|
JOSE MATHEW
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 93 |
|
|
BRAVIM FARMS LTD.
|
|
|
|
AMARJEET SINGH
|
|
|
BACHAN LAL
|
|
|
BALRAM CHUGH
|
|
|
KULDEEP MALIK
|
|
|
KUSUM GUPTA
|
|
|
MADHU SHEEL
|
|
|
MANOHAR LAL
|
|
|
RAJ RANI SHARMA
|
|
|
SATISH KAUSHIK
|
|
|
SOHAN LAL ARORA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.46.6 LAKH. ACCUSED NO.3 CONVICTED VIDE ORDER DATED
23/08/2007 AND WAS ORDERED TO PAY FINE OF RS.5000 AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. ACCUSED NO.2 DEAD. ACCUSED NO.1, 4 AND 5 DIDN’T APPEAR. ACCUSED NO.4 AND 5 DECLARED PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 94 |
|
|
BRIGHT FOREST LTD.
|
|
|
|
CHANDER BHAN GOYAL
|
|
|
DHARAM PAL GARG
|
|
|
JASWANT GARG
|
|
|
KANHIYA LAL GUPTA
|
|
|
KRISHAN CHAND GARG
|
|
|
PAWAN JINDAL
|
|
|
PAWAN KUMAR GOYAL
|
|
|
SULOCHANA DEVI GOYAL
|
|
|
SUNITA DEVI JINDAL
|
|
|
SUNITA GARG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 3,5,6,7,8,9,10 AND 11. AND IMPOSED A FINE 0F RS.8000 EACH.ACCUSED NOS.2, AND 4 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 95 |
|
|
BRILLIANT AGRO FARMS PVT.LTD.
|
|
|
|
M.A.KHADER
|
|
|
NAZEER HUSSAIN KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 96 |
|
|
BRSSHA PLANTATIONS LTD.
|
|
|
|
ANITA DEVI
|
|
|
ARCHANA RAMAN
|
|
|
BITIN KUMAR
|
|
|
DEONATH SINGH
|
|
|
MANOJ KUMAR
|
|
|
MANOJ KUMAR JHA
|
|
|
SANDEEP PARASHAR
|
|
|
SANJAY KUMAR
|
|
|
SHAILENDRA KUMAR
|
|
|
SUMAN KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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THE COURT CONVICTED ACCUSED NO.1 COMPANY AND SENTENCED TO PAY A FINE OF RS.5000 OFFENCE QUA ACCUSED NO.2,3,4,5,7,9,10 & 11 HAVE ALREADY BEEN COMPOUNDED AND ACCUSED PERSONS HAVE BEEN DISCHARGED.ACCUSED NO.6 & 8 WERE DECLARED AS PROCLAIMED OFFENDERS
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| 97 |
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BSI LTD.
|
|
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KIRAN N.WADHWANA
|
|
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YATIN N.WADHWANA
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YOGESH N.WADHWANA
|
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 98 |
|
|
BURMAN PLANTATIONS LTD.
|
|
|
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ANAND BALLABH AGARWAL
|
|
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MAHESH CHANDRA AGARWAL
|
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RAMESH CHAND
|
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RAVI ARORA
|
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SANJAY BURMAN
|
|
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U.C.BURMAN
|
|
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UMA CHARAN BURMAN
|
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT HELD GUILTY A3 (SH. RAVI ARORA), ACQUITED A7 (SH.ANAND BALLABH AGARWAL) AND A8 ( SH. MAHESH CHANDRA AGARWAL) DURING THE TRIAL, IT WAS FOUND THAT A4 (MS. UMA CHARAN BURMAN) ARE THE SAME PERSONS AND PROCEEDINGS AGAINST A4 AND A5 WERE ABATED ON ACCOUNT OF HER DEATH. VIDE ORDER DATEDJULY 26, 2007, A 2 ( SH. SANJAY BURMAN ) WAS DECLARED PROCLAIMED OFFENDER. FURTHER VIDE ORDER DATED MARCH 11, 2010, A6 (SH. RAMESH CHAND) WAS ALSO DECLARED PROCLAIMED OFFENDER ON THE ACCOUNT OF HIS NON-APPEARANCE. VIDE ORDER DATED FEB 22, 2013 PROCEEDINGS AQUA COMPANY ACCUSED WAS ABATED ON ACCOUNT OF ITS DISSOLUTION, IN VIEW OF ORDER DATED JANUARY 13, 2012 PASSED BY HON'BLE HIGH COURT OF ALLAHABAD. COURT SENTENCE THE CONVICT FOR A PERIOD OF SIX MONTHS RIGOROUS IMPRISONMENT FOR THE SAID VIOLATIONS AND ALSO IMPOSED A FINE OF INR 3 LAC UPON THE CONVICT IN DEFAULT, THE CONVICT, WILL UNDERGO THREE MONTH S.1 FOR OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT.
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| 99 |
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|
BVR PLANTATIONS PVT.LTD.
|
|
|
|
BHARAT B.LONGANI
|
|
|
HUMERA MASOOD
|
|
|
JAYA LONGANI
|
|
|
SHADAN MASOOD
|
|
DID NOT REFUND MONEY COLLECTED UNDER CIS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2003 TO 27-JAN-2008
28-JAN-2003
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ACCUSED NO.1 BURDENED WITH RS.50 LAC FINE. ACCUSED NO.2 SENTENCED RIGOROUS IMPRISONMENT FOR A PERIOD OF ONE YEAR AND A FINE OF RS.5 LAC IN DEFAULT FURTHER THREE MONTHS SIMPLE IMPRISONMENT. ACCUSED NO.3 CONVICTED BUT SENTENCE YET TO BE AWARDED TO HIM
|
| 100 |
|
|
CANON ORCHARDS LTD.
|
|
|
|
DAYARAM SHARMA
|
|
|
INDER JEET SAHU
|
|
|
VISHNU PRASAD TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 5 of 33
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