| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
GREEN VINDRABAN FARMS LTD.
|
|
|
|
ASHA RANI
|
|
|
BALDEV SINGH
|
|
|
CHARAN DASS
|
|
|
HARBANS LAL
|
|
|
JAGIR RAM
|
|
|
MANJIT KAUR
|
|
|
NIRMALJIT SINGH
|
|
|
SADA RAM
|
|
|
SITAL SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: IMPUGNED ORDER UPHELD,APPEAL DISMISSED
THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON DECEMBER 20, 2012 FOR PRONOUNCEMENT OF JUDGMENT. ON THE POINT OF SENTENCE ARGUMENT WERE ADDRESSED, THE DEFENCE COUNSEL REQUESTED FOR A LENIENT VIEW ON THE GROUND, AMONG OTHERS, THAT THE ACCUSED COMPANY HAD ALREADY REFUNDED THE COLLECTED AMOUNT TO THE TUNE OF INR 92 LAC TO THE INVESTORS. PER CONTRA, IT WAS ARGUED BY SEBI COUNSEL THAT SINCE VIOLATIONS STOOD ESTABLISHED SUBSTANTIAL PUNISHMENT SHOULD BE AWARDED IN THE MATTER. ACCUSED WITH REGARD TO REPAYMENT TO INVESTORS EXAMINED ASSISTANT TO THE OFFICIAL LIQUIDATOR (OL) AND FILED THE LIST OF PAYMENTS MADE BY THE COMPANY. THE COURT AFTER CONSIDERING THE ARGUMENT AND MATERIAL AVAILABLE ON RECORD IMPOSED A FINE OF INR 50,000 UPON EACH CONVICT IN DEFAULT, THE CONVICT SHALL UNDERGO THREE MONTH S.I.FOR OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT. IT IS TO STATE THAT DURING THE PROCEEDINGS THE A2 (SH. HARBANS LAL) WAS DECLARED AS PROCLAIMED OFFENDER. THE COURT DIRECTED THAT FILE OF THE CASE BE CONSIGNED TO RECORD ROOM TO BE REVIVED AS AND WHEN A2 IS APPREHENDED OR AS AND WHEN THE STAY GRANTED BY HON'BLE HIGH COURT OF PUNJAB & HARYANA IS VACATED. IT IS ALSO PERTINENT TO MENTION HERE THAT THE HON'BLE HIGH COURT OF PUNJAB & HARYANA VIDE ITS ORDER DATED DECEMBER 19, 2012 HAS DISPOSED OF THE APPLICATION (FOR DISCHARGE IN THE MATER) FILED BY OL WITH A DIRECTION TO OL TO ASSIST THE LD. TRIAL COURT IN THE MATTER
|
| 82 |
|
|
GREENAGE AGROTECH LTD.
|
|
|
|
ARABINDA DAS
|
|
|
ASIT PANDIT
|
|
|
BALAI CHANDA
|
|
|
HARADHAN GHOSAL
|
|
|
HASEEN HASHMI
|
|
|
INDRA BHUSAN DAS
|
|
|
INDRA BHUSHAN ROY
|
|
|
K.MITRA
|
|
|
MANOTOSH KARMAKAR
|
|
|
PRADIP BHOWMICK
|
|
|
PRADYUT SARKAR
|
|
|
PRANAB BASU
|
|
|
PROBODH CHANDRA GHOSH
|
|
|
SUPRAVAT DEY
|
|
|
TAPASH RANJAN DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
15-NOV-2002
|
|
| 83 |
|
|
GREENEDGE PLANTATIONS LTD.
|
|
|
|
A.S.CHARI
|
|
|
B.N.DAS
|
|
|
KALYAN ROY
|
|
|
SURANJAN GUHA
|
|
|
SWAPAN KUMAR ROY
|
|
|
TAPAS CHAKRAVARTY
|
|
|
TRIDIP KUMAR DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 84 |
|
|
GREENWAYS PROJECTS LTD.
|
|
|
|
A.K.CHADHA
|
|
|
HARJEET KAUR
|
|
|
S.K.KHOSLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 85 |
|
|
GREENWORLD RESORTS LTD.
|
|
|
|
JAYA SUBRAMANIAM
|
|
|
MEHENDRAN P.
|
|
|
P.DINAKARAN
|
|
|
P.K.PERUMAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 86 |
|
|
GRINDLAY FORESTRY INDIA LTD.
(CIN:U01119PB1989PLC009441)
|
|
|
|
A.BUDHIRAJA
|
|
|
A.K.BHADRA
|
|
|
AMARPAL SINGH DILAWAN
|
|
|
B.M.SHINGARI
|
|
|
BHAGWAN SINGH
|
|
|
BHAHADUR SINGH
|
|
|
JASPAL KAUR
|
|
|
PREM DHAWAN
|
|
|
RADHIKA DHAWAN
|
|
|
S.PRAMANIK
|
|
|
SANTOSH SIKDAR
|
|
|
SWARN SINGH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
A-2 TO 5, 7 AND 8 WERE DECLARED PROCLAIMED OFFENDERS. A6 AND A9 HAVE BEEN ACQUITTED. FILE CONSIGNED TO RECORD ROOM
|
| 87 |
|
|
GROWGREEN FOREST (INDIA) LTD.
|
|
|
|
BALDEV KUMAR
|
|
|
KAMLA JAIN
|
|
|
R.K.VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COURT DECLARED THE ACCUSED AS PROCLAIMED OFFENDERS
|
| 88 |
|
|
GSR AGRO RESORTS LTD.
|
|
|
|
G.C.MODGILL
|
|
|
RAKESH MEHTA
|
|
|
S.K.GUPTA
|
|
|
V.K.SETH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE CASE RESULTED IN CONVICTION. COPY OF ORDER AWAITED
|
| 89 |
|
|
HAKIKAT FARM LANDS LTD.
|
|
|
|
ANAND PRAKASH BHARDWAJ
|
|
|
BRIJ PAL VATS
|
|
|
RAJESH KUMAR KHATRIYAN
|
|
|
SANTLESH
|
|
|
SATOO RANI
|
|
|
TARAWATI
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 90 |
|
|
HARIYALI PLANTATIONS (INDIA) LTD.
|
|
|
|
AJIT MANI TRIPATHI
|
|
|
AMAR MANI TRIPATHI
|
|
|
GIRIJA SHANKAR JAISWAL
|
|
|
MADHU MANI TRIPATHI
|
|
|
NARENDRA KUMAR JAISWAL
|
|
|
VIJAY LAXMI
|
|
|
VIRENDRA KUMAR JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 91 |
|
|
HELIOS PLANTATION & DEVELOPERS LTD.
|
|
|
|
ARUN KUMAR PANDEY
|
|
|
NAGENDRA KUMAR PANDEY
|
|
|
PREMA KUMARI
|
|
|
RAKESH KUMAR
|
|
|
S.K.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 92 |
|
|
HIM FARMS LTD.
|
|
|
|
ANIL JAIN
|
|
|
C.L.SHARMA
|
|
|
GURSHARAN LAL
|
|
|
HEMANT GOYAL
|
|
|
JANAK RAJ BANSAL
|
|
|
MOOLCHAND BANSAL
|
|
|
RITU GHAI
|
|
|
SOM NATH ARORA
|
|
|
USHA BANSAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
NONE FOR COMPANY. A 2 AND 4 PO. A3 EXPIRED AND PROCEEDINGS AGAINST HIM ABATED. FILE CONSIGNED TO RR
|
| 93 |
|
|
HIM FORESTS LTD.
|
|
|
|
ASHOK DIWAN
|
|
|
INDERJIT SINGH SAWHNEY
|
|
|
JANAK RAJ BANSAL
|
|
|
PAWAN CHAUDHARY
|
|
|
PREM KUMAR GARG
|
|
|
RAVINDER KUMAR GARG
|
|
|
RITU GHAI
|
|
|
S.K.KANSAL
|
|
|
SANJEEV MEHAN
|
|
|
SOM NATH ARORA
|
|
|
SURINDER S.PANWAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 94 |
|
|
HIMGIRI PLANTATIONS LTD.
|
|
|
|
AJAY KUMAR AGGARWAL
|
|
|
ANITA RANA
|
|
|
D.S.BHANDARI
|
|
|
DHARAM SINGH RANA
|
|
|
DINESH THAPLIYAL
|
|
|
GULAB SINGH BISHT
|
|
|
HUKAM SINGH NEGI
|
|
|
JAI SINGH NEGI
|
|
|
JAYA GULERIA
|
|
|
N.P.KHANDURI
|
|
|
NARAYAN SINGH GULERIA
|
|
|
NARENDER SINGH RAWAT
|
|
|
PURAN SINGH NEGI
|
|
|
RAJENDRA SINGH RANA
|
|
|
RAJESH MOHAN RANA
|
|
|
RAKESH MOHAN RANA
|
|
|
RAVINDRA MOHAN RANA
|
|
|
S.L.SAHI
|
|
|
S.S.RAWAT
|
|
|
SANTOSH MOHAN KUKRETI
|
|
|
SHRAWAN SINGH GULERIA
|
|
|
T.S.BHANDARI
|
|
|
TIRATH SINGH BHANDARI
|
|
|
VIJAYA SATI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 95 |
|
|
HINDUSTAN FORESTRY & AGRO DEVELOPMENT LTD.
|
|
|
|
A.KUMAR CHOUDHARY
|
|
|
ANIL DAIMA
|
|
|
ANIL KUMAR BHARDWAJ
|
|
|
D.N.PARASHAR
|
|
|
ISHWAR PARIHAR
|
|
|
JAGRAO SINGH YADAV
|
|
|
MAHENDRA KUMAR JAIN
|
|
|
N.K.MISHRA
|
|
|
OM PRAKASH VERMA
|
|
|
PAWAN KUMAR WADHWA
|
|
|
PRAMOD KUMAR TYAGI
|
|
|
PRAVEEN KUMAR WADHWA
|
|
|
R.BAHADUR SINGH
|
|
|
SAVITA DUTTA
|
|
|
SUDIPTA SEN
|
|
|
T.P.SEN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 96 |
|
|
INDUS VALLEY ESTATES & FARMS LTD.
|
|
|
|
B.S.SARAO
|
|
|
G.S.GOSAL
|
|
|
GURBANS GOSAL
|
|
|
H.S.GOSAL
|
|
|
K.S.GOSAL
|
|
|
S.S.WALIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: APPEAL DISMISSED AS WITHDRAWN
COURT CONVICTED ACCUSED NO.1 COMPANY,2,3 AND 4 AND SENTENCED TO PAY A FINE OF RS.50000 EACH, IN DEFAULT 2 TO 4 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT ACCUSED NO.5,6 AND 8 WERE ACQUITTED BY THE COURT. PROCEEDINGS AGAINST ACCUSED NO.7 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| 97 |
|
|
JAI MATA DI AGRO PLANTATIONS LTD.
|
|
|
|
ARVIND KAPILA
|
|
|
ASHA KAPILA
|
|
|
ATUL KUMAR SINGH
|
|
|
DARSHAN SINGH
|
|
|
DEEPENDRA NATH
|
|
|
DIPENDRA NATH
|
|
|
NIRBHAY KUMAR
|
|
|
RITA RAI CHOUDHARY
|
|
|
SANGEETA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 3 AND SENTENCED TO PAY A FINE OF RS.6,00,000 ON EACH, IN DEFAULT, ACCUSED NO.3 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. ACCUSED NO.2 AND 4 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 98 |
|
|
JANARAKSHA GREEN FORESTS LTD.
|
|
|
|
AMARJIT KHANNA
|
|
|
GURDEV KAUR
|
|
|
HARISH KUMAR
|
|
|
HEM RAJ KAPOOR
|
|
|
KAMLESH KHANNA
|
|
|
NEELAM KAPOOR
|
|
|
ONKAR SINGH PARMAR
|
|
|
PREM RAJ DHAND
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R.KPAOOR
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SANJEEV KUMAR SHARMA
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SANTOSH VERMA
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SUDESH KUMARI
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VARINDER DHAND
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VINAY KUMAR MALHAN
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DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-MAR-2003 TO 24-MAR-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-MAR-2003 TO 24-MAR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
24-MAR-2003
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| 99 |
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JANASOWBHAGYA SHEEP FARMS PVT.LTD.
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AMBATI MURALI KRISHNA
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APURI RAMA RAO
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BANDI SIVARAMA PRASAD
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MEKALA RAMA RAO
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SETLEM VENKATA RAMGAIAH
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 100 |
|
|
JEEVANJYOTI PLANTATIONS LTD.
|
|
|
|
ABHAY KUMAR DUBEY
|
|
|
AMARJIT SINGH
|
|
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ARVIND TRIVEDI
|
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ASHOK KUMAR VERMA
|
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ASWANI KUMAR DUBEY
|
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LALITA DEVI
|
|
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MAJNAR ALAM
|
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MUKESH KUMAR GUPTA
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RAJESH KUMARI
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RAJNI BHARDWAJ
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RUBY DEVI
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|
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TEJ NARAYAN PRASAD
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|
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UPENDRA KUMAR
|
|
|
VINOD KUMAR BHARDWAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.28.3 LAKH. ACCUSED NO.4 AND 6 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR ONE YEAR EACH AND FINE OF RS.5 LAKH. EACH AND ON DEFAULT OF PAYMENT OF FINE, SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION,APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2,3 AND 5 DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 5 of 11
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