| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
GULSHAN FARISHTA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 82 |
|
|
GYANCHAND HUKUMCHAND PARAKH
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 83 |
|
|
HARESH RAMCHANDRA POSNAK
(PAN:AAHPP4638C)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
12-NOV-2007
|
|
| 84 |
|
|
HEM CHAND JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 85 |
|
|
HEMALATA BALMUKUND BAHETI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 86 |
|
|
HEMLATA LOHIA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 87 |
|
|
HITESH GUPTA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 88 |
|
|
HITESH JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 89 |
|
|
HITESH SHAH
|
|
|
ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.
|
SUMMON ISSUED
31-JAN-2008
|
|
| 90 |
|
|
HUGH HAMILTON ANDREWS
|
|
|
|
JERMYN CAPITAL PLC
|
|
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF DEALINGS OF JERMYN CAPITAL LLC
|
SUMMON ISSUED
24-SEP-2007
|
|
| 91 |
|
|
ICHRAJ DEVI KOTHARI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 92 |
|
|
INDIRA MANEK SHAH
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 93 |
|
|
INDRA DESHLAHRA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 94 |
|
|
INDU JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 95 |
|
|
JAGDISH UTTAM PARAB
(PAN:AMBPP7561L)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
14-NOV-2007
|
|
| 96 |
|
|
JAWARILAL P.JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 97 |
|
|
JAYA DULANI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 98 |
|
|
JAYANT J.APTE
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 99 |
|
|
JAYDEEP MANE
(PAN:ALBPM1357J)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
12-NOV-2007
|
|
| 100 |
|
|
JAYESH BABULAL SHAH
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 5 of 17
|
