| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 921 |
|
SULPHUR SECURITIES PVT.LTD.
(PAN:AAQCS9353M)
|
|
|
FUNDS OF RS.1000 CRORE ADVANCED AS LOAN WERE ROUND TRIPPED AND COMPANY ENDED UP ISSUING SHARES WITHOUT RECEIVING ANY CONSIDERATION VIOLATING SEBI SAST REGULATIONS, 2011 IN MATTER OF PACHELI INDUSTRIAL FINANCE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-JAN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-JAN-2025 TILL FURTHER ORDERS
DIRECTED TO UNDERTAKE DETAILED INVESTIGATION BY SEBI INTO THE ISSUES IDENTIFIED IN THIS ORDER INCLUDING TRADES EXECUTED IN THE SCRIP DURING PRICE RISE PERIOD
DIRECTED TO FULLY CO-OPERATE WITH THE EXAMINATION TO BE CONDUCTED BY SEBI
16-JAN-2025
|
SEBI VIDE ITS ORDER DATED 30/12/2025 MODIFIED TO EXTENT THAT THE RESTRAINT IMPOSED ON THEM REGARDING BUYING, SELLING, OR DEALING IN SECURITIES SHALL BE APPLICABLE ONLY FOR THE SCRIPS OF PACHELI INDUSTRIAL FINANCE LTD.AND THREE OTHER LISTED ENTITIES THROUGH WHOM FUNDS WERE ROUTED NAMELY SUNSHINE CAPITAL LTD., ABHIJIT TRADING CO.LTD. AND ALSTONE TEXTILES (INDIA) LTD.
|
| 922 |
|
|
SUN INVESTMENTS LTD.
(PAN:AAACS0389M)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING FOR CHANGE OF MORE THAN 2% OF TOTAL SHAREHOLDING OF MS.URVI JINDAL ALONG WITH PERSONS ACTING IN CONCERT (PACS) VIOLATING REGULATION 29(2) OF SAST REGULATION, 2022 IN MATTER OF SHALIMAR PAINTS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,04,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
13-MAR-2025
|
|
| 923 |
|
|
SUNAYANA INVESTMENT CO.LTD.
(CIN:L67120MP1977PLC001397
PAN:AAUCS5765M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF AMRAPALI FINCAP LTD.
|
IMPOSED PENALTY RS.2,00,000
13-OCT-2020
|
|
| 924 |
|
|
SUNFLOWER SCHOOLS SOLUTIONS PVT.LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SWAN ENERGY LTD. (FORMERLY KNOWN AS SWAN MILLS LTD.)
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,70,894 VIDE CONSENT ORDER)
13-SEP-2017
|
|
| 925 |
|
|
SUNGOLD CAPITAL LTD.
(PAN:AAJCS0998M)
|
|
|
|
DHAVAL RAMESH KOTIA
PAN:ADUPK0459Q
|
|
|
RAJIV R.KOTIA
PAN:AEJPK0374C
|
|
|
RAVI RAJIV KOTIA
PAN:AUEPK3142K
|
|
|
SHILPA AMIT KOTIA
PAN:AHEPK2567R
|
|
|
SHWETHA DHAVAL KOTIA
PAN:AHEPK2566Q
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF SUNGOLD CAPITAL LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 3(4) AND 7 OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF SUNGOLD CAPITAL LTD.
|
IMPOSED PENALTY RS.11,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-MAY-2020
|
|
| 926 |
|
|
SUNIDHI CAPITAL PVT.LTD.
(PAN:AAJCS0968B)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF PRAKASH INDUSTRIES LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PRAKASH INDUSTRIES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.4,50,000 VIDE CONSENT ORDER)
09-JAN-2017
|
|
| 927 |
|
|
SUNIL EQUITRADE PVT.LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF INTELLIVATE CAPITAL VENTURES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
06-JUN-2018
|
|
| 928 |
|
|
SUPERIOR FINANCIAL CONSULTANCY SERVICES PVT.LTD.
(PAN:AACCS2302J)
(Along with : PAT FINANCIAL CONSULTANTS PVT.LTD.,
FIDELITY MULTITRADE PVT.LTD.,
PASHA FINANCE PVT.LTD.)
|
|
|
|
BHARAT JAYANTILAL PATEL
PAN:AAAPP6652R
|
|
|
HARDIK BHARAT PATEL
PAN:AHIPP1407H
|
|
|
MINAL BHARAT PATEL
PAN:AACPP5126G
|
|
|
RUCHIT BHARAT PATEL
PAN:ANDPP9202F
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SUPER SALES INDIA LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-DEC-2020
|
SAT: SAT VIDE ITS ORDER DATED 06/05/2022 DIRECTED APPELLANTS TO FILE CERTIFIED COPY OF IMPUGNED ORDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANTS TO FILE REJOINDER THREE WEEKS THEREAFTER. EFFECT AND OPERATION OF IMPUGNED ORDER DATED 23/12/2020 TO REMAIN STAYED DURING PENDENCY OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 08/07/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 29/08/2022 ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER
|
| 929 |
|
|
SURANA SECURITIES LTD.
(PAN:AADCS9077P)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.M.TELELINKS LTD.
|
IMPOSED PENALTY RS.1,00,000
29-JUN-2018
|
|
| 930 |
|
|
SURBHI INFRAPROJECTS PVT.LTD.
(PAN:AAMCS9707M)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS13(1) AND 13(2A) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF YAMINI INVESTMENTS CO.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF YAMINI INVESTMENTS CO.LTD.
|
IMPOSED PENALTY RS.5,00,000
04-SEP-2023
|
SAT: SAT VIDE ITS ORDER DATED 09/11/2023 CONDONED THE DELAY IN FILING OF APPEAL. IN THE MEANWHILE, RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED ON OR BEFORE NEXT DATE. STAYED EFFECT AND OPERATION OF THE IMPUGNED ORDER
SEBI VIDE ITS NOTICE DATED 07/01/2025 DIRECTED TO PAY RS.5,86,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 28/01/2025 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.8505 OF 2025 DATED 07/01/2025
|
| 931 |
|
|
SURE PORTFOLIO SERVICES PVT.LTD.
(CIN:U67120DL2013PTC253731
PAN:AATCS2129L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF EMED.COM TECHNOLOGIES LTD.
|
IMPOSED PENALTY RS.14,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-APR-2019
|
|
| 932 |
|
|
SURESH CHAND AGRAWAL (HUF)
(PAN:AAKHS8188R)
(Along with : HARISH AGRAWAL (HUF))
|
|
|
|
HARISH CHANDRA AGRAWAL
PAN:AAQPA0371A
|
|
|
MADHUR AGRAWAL
PAN:ALCPA9519K
|
|
|
RASHMI AGRAWAL
PAN:AAXPA7947D
|
|
|
SURESH CHAND AGRAWAL
PAN:AAHPA7386E
|
|
|
UDIT AGRAWAL
PAN:ANHPA3288N
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF CAPITAL TRADE LINKS LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
07-AUG-2014
|
PENALTY AMOUNT OF RS.10,00,000.00 PAID BY APPELLANTS BY DEMAND DRAFT NO.229866 FOR RS.5,00,00.00 AND 229867 FOR RS.5,00,00.00 DATED 23/01/2015 DRAWN ON ORIENTAL BANK OF COMMERCE
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 933 |
|
|
SURESHKUMAR PODDAR & CO.(HUF)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GOVIND RUBBER LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF GOVIND RUBBER LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 10(7) OF SAST REGULATIONS, 2011 IN MATTER OF GOVIND RUBBER LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.15,91,581 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-FEB-2019
|
|
| 934 |
|
|
SURPLUS FINVEST PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(3) READ WITH 3(2) AND 25(5) OF SAST REGULATIONS, 2011 IN MATTER OF PRAXIS HOME RETAIL LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-APR-2023
|
|
| 935 |
|
|
SURYA MEDI-TECH LTD.
(PAN:AALCS3282L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ASHUTOSH PAPER MILLS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHUTOSH PAPER MILLS LTD.
|
IMPOSED PENALTY RS.4,00,000
30-JUN-2017
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 936 |
|
|
SURYA MEDI-TECH LTD.
(PAN:AALCS3282L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATION 12(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ASHUTOSH PAPER MILLS LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHUTOSH PAPER MILLS LTD.
|
IMPOSED PENALTY RS.1,00,000
27-FEB-2018
|
|
| 937 |
|
|
SURYAVANSHI COMMOTRADE PVT.LTD.
(PAN:AADCS6807R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MAXWELL INDUSTRIES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-JAN-2018
|
|
| 938 |
|
|
SURYAVANSHI COMMOTRADE PVT.LTD.
(PAN:AADCS6807R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF BETA DRUGS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.8,36,875 VIDE CONSENT ORDER)
18-FEB-2020
|
|
| 939 |
|
|
SUSHANKU ENTERPRISES LTD.
(PAN:AAECS4434R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SVC RESOURCES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF SVC RESOURCES LTD.
|
IMPOSED PENALTY RS.2,60,000
31-JUL-2020
|
SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 31/07/2020. DIRECTED APPELLANTS TO APPEAR BEFORE THE AO ON 30/06/2022 AND DIRECTED AO TO DECIDE THE MATTER AFRESH WITHIN FOUR MONTHS AFTER THE REPLY RECEIVED
SEBI VIDE ITS ORDER DATED 30/11/2022 RE-IMPOSED PENALTY TO RS.2.60 LAC U/S 15A(B) AND U/S 15H(II) OF SEBI ACT,1992 AND DIRECTED TO PAY WITHIN FORTY-FIVE-DAYS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 10/05/2023 DIRECTED TO PAY RS.2,76,600.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 17/05/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6522 OF 2023 DATED 10/05/2023
|
| 940 |
|
|
SV SHAH CONSTRUCTION SERVICES PVT.LTD.
(PAN:AAACS5999M)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF PRADEEP METALS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,29,625 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
09-DEC-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 47 of 55
|
