| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 901 |
|
UMESH WAMORKAR
(PAN:ABNPW4549C)
|
|
|
|
JCT ELECTRONICS LTD.
PAN:AAACJ4084A
CIN:L32109PB1976PLC003680
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
|
| 902 |
|
|
UPENDRA KUMAR
|
|
|
|
U P HOTELS LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 02/12/2014 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
SEBI VIDE ITS ORDER DATED 30/09/2018 GRANTED RELAXATION FROM APPLICABILITY OF REGULATION 8(1B) (I) (LIMITED TO THE EXTENT OF COMPLIANCE WITH MINIMUM PUBLIC SHAREHOLDING NORMS) FOR SPECIFIC PURPOSE OF SEEKING VOLUNTARY DELISTING OF ITS EQUITY SHARES
|
| 903 |
|
|
USHA MITRUKA
(PAN:ADDPA0607A)
|
|
|
|
KUSUM IRON & STEEL LTD.
PAN:AEPPM5110C
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 20/01/2016 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
SAT: SAT VIDE ITS ORDER DATED 19/05/2017 PERMITTED APPELLANT TO MAKE A REPRESENTATION BEFORE SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. IF SUCH REPRESENTATION IS MADE WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER THEN SEBI SHALL CONSIDER THE SAME AND PASS APPROPRIATE ORDER WITHIN A PERIOD OF TWO WEEKS THEREAFTER. NO COSTS
|
| 904 |
|
|
USHA MUTHA
|
|
|
|
VIPPY INDUSTRIES LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 29/04/2014 DIRECTED VIPPY INDUSTRIES LIMITED/ITS PROMOTERS (I.E., THE ACQUIRERS IN THE DELISTING OFFER) 1. TO COMPLETE DELISTING PROCESS AND ENSURE THAT COMPANY IS DELISTED FROM BSE WITHIN A PERIOD OF 4 MONTHS FROM DATE OF THIS ORDER AND COMPANY SHALL FILE A REPORT INFORMING SEBI OF OUTCOME OF DELISTING PROCESS, WITHIN A PERIOD OF 15 DAYS THEREAFTER.2 DIRECTIONS ISSUED VIDE INTERIM ORDER DATED JUNE 04, 2013 ARE VACATED WITH IMMEDIATE EFFECT AND SCN ISSUED VIDE PARAGRAPH 18 OF INTERIM ORDER, SHALL ALSO STAND DISPOSED OFF 3.DIRECTIONS ISSUED VIDE INTERIM ORDER DATED JUNE 04, 2013 SHALL BE RE-IMPOSED IMMEDIATELY (WITHOUT NEED FOR PASSING OF SEPARATE ORDER) IN CASE DELISTING PROCESS OF COMPANY IS NOT COMPLETED WITHIN PERIOD DIRECTED ABOVE. FURTHER, THEY WOULD ALSO BE LIABLE FOR ACTIONS CONTEMPLATED IN PARAGRAPH 18 OF INTERIM ORDER
|
| 905 |
|
|
USHA V.AGARWAL
|
|
|
|
HINDUSTAN BREWERIES & BOTTLING LTD.
PAN:AAACH0104M
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 10/12/2015 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 906 |
|
|
USHABEN K.PARIKH
|
|
|
|
OCEAN AGRO (INDIA) LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 21/07/2014 REVOKED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 907 |
|
|
V.K.BAJORIA
|
|
|
|
VISHNU SUGAR MILLS LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 25/02/2014 MODIFIED ITS DIRECTIONS ISSUED VIDE INTERIM EX-PARTE ORDER DATED 04/06/2013 1.DIRECTIONS ISSUED IN PARA 17(B) MODIFIED TO THE EXTENT THAT IT SHALL NOT HINDER ALREADY ANNOUNCED VOLUNTARY DELISTING OFFER/PROCESS INITIATED BY COMPANY AND THAT VISHNU SUGAR MILLS LTD., MR.K.K.BAJORIA AND MR.H.K.BAJORIA (PROMOTERS) SHALL BE PERMITTED TO BUY SHARES FROM PUBLIC SHAREHOLDERS AS PART OF DELISTING OFFER 2.DIRECTIONS CONTAINED IN PARA 17(B) SHALL BE REIMPOSED/REVIVED IMMEDIATELY IN CASE DELISTING PROCESS IS NOT SUCCESSFUL 3.DIRECTIONS CONTAINED IN PARA 17(A),(C) AND (D) SHALL CONTINUE TILL SUCH TIME THE COMPANY IS DELISTED FROM THE STOCK EXCHANGES OR IT BECOMES COMPLIANT WITH THE MPS NORMS WHICHEVER IS EARLIER
|
| 908 |
|
|
V.N.AGARWAL
|
|
|
|
TEA TIME LTD.
PAN:AAACT9777A
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 10/11/2015 REVOKED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 909 |
|
|
V.SHANTHINI
|
|
|
|
UMS TECHNOLOGIES LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 25/02/2014 MODIFIED ITS DIRECTIONS ISSUED VIDE INTERIM EX-PARTE ORDER DATED 04/06/2013 1.DIRECTIONS ISSUED IN PARA 17(B) MODIFIED TO THE EXTENT THAT IT SHALL NOT HINDER ALREADY ANNOUNCED VOLUNTARY DELISTING OFFER/PROCESS INITIATED BY THE COMPANY AND THAT GEDEE INVESTMENTS PVT.LTD. AND VENTURE INVESTMENTS PVT.LTD. (PROMOTERS) SHALL BE PERMITTED TO BUY SHARES FROM PUBLIC SHAREHOLDERS AS PART OF DELISTING OFFER 2.DIRECTIONS CONTAINED IN PARA 17(B) SHALL BE REIMPOSED/REVIVED IMMEDIATELY IN CASE DELISTING PROCESS IS NOT SUCCESSFUL 3.DIRECTIONS CONTAINED IN PARA 17(A),(C) AND (D) SHALL CONTINUE TILL SUCH TIME THE COMPANY IS DELISTED FROM THE STOCK EXCHANGES OR IT BECOMES COMPLIANT WITH MPS NORMS WHICHEVER IS EARLIER
SEBI VIDE ITS ORDER DATED 17/12/2014 GRANTED TWO MONTHS TIME FROM THE DATE OF THIS ORDER I.E.17/12/2014 TO COMPLETE THE DELISTING PROCESS
|
| 910 |
|
|
VAIBHAV P.MORARKA
|
|
|
|
BRADY & MORRIS ENGINEERING CO.LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 05/11/2013 REVOKED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 911 |
|
|
VAIDYANATHAN RAMANATHAN
|
|
|
|
KANUMANEK TRADING CO.LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 10/02/2014 MODIFIED ITS DIRECTIONS ISSUED VIDE INTERIM EX-PARTE ORDER DATED 04/06/2013 1.DIRECTIONS ISSUED IN PARA 17(B) MODIFIED TO THE EXTENT THAT IT SHALL NOT HINDER ALREADY ANNOUNCED VOLUNTARY DELISTING OFFER/PROCESS INITIATED BY THE COMPANY AND THAT MS.AMITHA SHETH AND MS.JYOTI SHETH (PROMOTERS) SHALL BE PERMITTED TO BUY SHARES FROM PUBLIC SHAREHOLDERS AS PART OF DELISTING OFFER 2.DIRECTIONS CONTAINED IN PARA 17(A),(C) AND (D) SHALL CONTINUE TILL SUCH TIME THE COMPANY IS DELISTED FROM THE STOCK EXCHANGES OR IT BECOMES COMPLIANT WITH MPS NORMS WHICHEVER IS EARLIER
|
| 912 |
|
|
VANDANA GUPTA
|
|
|
|
SANGHVI ASBESTOS CEMENTS LTD.
CIN:L26942MP1984PLC002520
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 11/01/2016 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 913 |
|
|
VANDANA JATIA
|
|
|
|
THACKER & CO.LTD.
PAN:AAACT3200A
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
COMPANY COMPLIED WITH THE GUIDELINES ON 24/06/2013 THROUGH OFFER FOR SALE (STOCK EXCHANGE MECHANISM)
SEBI VIDE ITS ORDER DATED 22/08/2013 REVOKED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 914 |
|
|
VANDANA V.SARAF
|
|
|
|
REMI METALS GUJARAT LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SAT: APPEAL DISPOSED OFF WITH THE DIRECTION TO SEBI TO DISPOSE OFF THE REPRESENTATION WITHIN A PERIOD OF ONE MONTH FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 14/10/2013 VACATED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
SEBI VIDE ITS ORDER DATED 03/03/2014 MODIFIED ITS ORDER DATED OCTOBER 14, 2013 TO THE EXTENT THAT THE DIRECTIONS ISSUED VIDE ITS ORDER DATED JUNE 04, 2013, SHALL IMMEDIATELY BE REVIVED (WITHOUT NEED FOR PASSING OF SEPARATE ORDER) IF - (I) PROMOTER SHAREHOLDING IN THE COMPANY, RMG ALLOY STEEL LIMITED, IS NOT REDUCED TO 75% OR LESS WITHIN FEBRUARY 06, 2016 BEING THE END OF PERIOD TILL WHICH THE HON'BLE BIFR HAD GIVEN EXEMPTION AS PER ITS ORDER DATED 16.01.2014 ; AND (II) COMPANY, RMG ALLOY STEEL LIMITED, FAILS TO INCREASE ITS PUBLIC SHAREHOLDING TO MINIMUM 25%
SEBI VIDE ITS ORDER DATED 06/09/2018 REVOKED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013 READ WITH ORDER DATED 14/10/2013 AND MODIFICATION ORDER DATED 03/03/2014
|
| 915 |
|
|
VARSHA S.MORARKA
|
|
|
|
INDIA SUGARS & REFINERIES LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 10/12/2015 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 916 |
|
|
VARSHINI
|
|
|
|
UMS TECHNOLOGIES LTD.
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
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SEBI VIDE ITS ORDER DATED 25/02/2014 MODIFIED ITS DIRECTIONS ISSUED VIDE INTERIM EX-PARTE ORDER DATED 04/06/2013 1.DIRECTIONS ISSUED IN PARA 17(B) MODIFIED TO THE EXTENT THAT IT SHALL NOT HINDER ALREADY ANNOUNCED VOLUNTARY DELISTING OFFER/PROCESS INITIATED BY THE COMPANY AND THAT GEDEE INVESTMENTS PVT.LTD. AND VENTURE INVESTMENTS PVT.LTD. (PROMOTERS) SHALL BE PERMITTED TO BUY SHARES FROM PUBLIC SHAREHOLDERS AS PART OF DELISTING OFFER 2.DIRECTIONS CONTAINED IN PARA 17(B) SHALL BE REIMPOSED/REVIVED IMMEDIATELY IN CASE DELISTING PROCESS IS NOT SUCCESSFUL 3.DIRECTIONS CONTAINED IN PARA 17(A),(C) AND (D) SHALL CONTINUE TILL SUCH TIME THE COMPANY IS DELISTED FROM THE STOCK EXCHANGES OR IT BECOMES COMPLIANT WITH MPS NORMS WHICHEVER IS EARLIER
SEBI VIDE ITS ORDER DATED 17/12/2014 GRANTED TWO MONTHS TIME FROM THE DATE OF THIS ORDER I.E.17/12/2014 TO COMPLETE THE DELISTING PROCESS
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| 917 |
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VARUN PRADEEP GODHA
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SHANTIVIJAY JEWELS LTD.
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DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
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SEBI VIDE ITS ORDER DATED 14/08/2014 MODIFIED ITS DIRECTIONS ISSUED VIDE INTERIM EX-PARTE ORDER DATED 04/06/2013 1.DIRECTIONS ISSUED IN PARA 17(B) MODIFIED TO THE EXTENT THAT IT SHALL NOT HINDER ALREADY COMMENCED VOLUNTARY DELISTING PROCESS AND PROMOTERS SHALL BE PERMITTED TO BUY EQUITY SHARES FROM PUBLIC SHAREHOLDERS AS PART OF DELISTING OFFER 2. COMPANY SHALL COMPLETE DELISTING PROCESS WITHIN A PERIOD OF FIVE MONTHS PERIOD FROM DATE OF THIS ORDER AND SHALL REPORT THE OUTCOME WITHIN ONE MONTH PERIOD FROM THE DATE OF DELISTING. FURTHER DIRECTORS WHO ARE NOT PART OF PROMOTER GROUP AND WHO ARE RESTRAINED FROM SELLING THEIR SHARES IN THE COMPANY WOULD BE ALLOWED TO SELL THEM IN DELISTING OFFER 3.DIRECTIONS CONTAINED IN PARA 17(B) OF INTERIM ORDER DATED 04/06/2013 SHALL BE REIMPOSED/REVIVED IMMEDIATELY IN CASE DELISTING PROCESS IS NOT SUCCESSFUL WITHIN THE PERIOD AS SPECIFIED ABOVE 4.DIRECTIONS CONTAINED IN PARA 17(A),(C) AND (D) OF INTERIM ORDER DATED 04/06/2013 SHALL CONTINUE TO BE IN EFFECT TILL SUCH TIME THE COMPANY IS DELISTED FROM THE STOCK EXCHANGES OR IT BECOMES COMPLIANT WITH MPS NORMS ,WHICHEVER IS EARLIER
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| 918 |
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VASUDHA JATIA
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THACKER & CO.LTD.
PAN:AAACT3200A
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DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
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COMPANY COMPLIED WITH THE GUIDELINES ON 24/06/2013 THROUGH OFFER FOR SALE (STOCK EXCHANGE MECHANISM)
SEBI VIDE ITS ORDER DATED 22/08/2013 REVOKED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
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| 919 |
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VEDANT AMAN AGRAWAL
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BOMBAY RAYON FASHIONS LTD.
CIN:L17120MH1992PLC066880
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DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
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SEBI VIDE ITS ORDER DATED 11/12/2015 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
SEBI VIDE ITS ORDER DATED 09/03/2017 REVOKED ITS DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 04/06/2013 READ WITH CONFIRMATORY ORDER DATED 11/12/2015
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| 920 |
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VEDANT KHAITAN
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SHALIMAR WIRES INDUSTRIES LTD.
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DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
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DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
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SEBI VIDE ITS ORDER DATED 01/10/2013 VACATED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
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| Page 46 of 49
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