| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 881 |
|
RASHI INVESTMENTS
(PAN:AAHFR8356B)
|
|
|
ALLEGED INDULGENCE IN FRONT RUNNING OF HDFC AMC TRADES-II AND MADE PROFIT OF RS.38.55 LACS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) & 4(1) OF SEBI PFUTP REGULATIONS, 2003 IN MATTER OF HDFC AMC TRADES II
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.3,21,93,750 VIDE CONSENT ORDER)
17-SEP-2019
|
|
| 882 |
|
|
RATNASURI SHARES & SERVICES PVT.LTD.
(PAN:AAECR4211M)
|
|
|
INDULGED IN SIPHONING OFF IPO PROCEEDS IN MATTER OF MIDVALLEY ENTERTAINMENT LTD.
DID NOT PROVIDE INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON IN MATTER OF MIDVALLEY ENTERTAINMENT LTD.
|
IMPOSED PENALTY RS.7,00,000
31-MAY-2022
|
|
| 883 |
|
|
RAVI KUMAR DISTILLERIES LTD.
(PAN:AABCR4195D)
|
|
|
|
AMIT KUMAR KHEMKA
PAN:AQRPK7830M
|
|
|
ANIL BENIPRASAD AGRAWAL
PAN:ACTPA6034D
|
|
|
ANNU ANIL AGRAWAL
PAN:ADMPA0248F
|
|
|
ASHOK SHETTY
PAN:ACIPS5289H
|
|
|
BADRINATH S.GANDHI
PAN:APAPB7016E
|
|
|
BHARAT NANUBHAI SHIROYA
PAN:ALLPS7688G
|
|
|
CHANDRAKALA PUROHIT
PAN:AFUPP1827R
|
|
|
JUGAL CHANDRAKANT THACKER
PAN:ABCPT8861F
|
|
|
K.S.M.RAO
PAN:AALPR0723Q
|
|
|
POPATLAL KATHARIYA
PAN:AAEPK4407B
|
|
|
R.AMIRTHAVALLI
PAN:ADJPA9449B
|
|
|
R.V.RAVIKUMAR
PAN:ACZPR4932K
|
|
|
S.VIJAYALAKSHMI
PAN:ABYPV0939Q
|
|
|
SARTHAK VIJLANI
PAN:ADMPV9381J
|
|
MIS-STATEMENTS IN THE PROSPECTUS
DID NOT MAKE MATERIAL DISCLOSURES IN PROSPECTUS IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
MADE MIS-STATEMENTS IN THE BALANCE SHEET VIOLATING REGULATION 4(F) & (K) OF SEBI (PFUTP) REGULATIONS, 2003
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2022
12-MAR-2019
|
|
| 884 |
|
|
RAVI KUMAR DISTILLERIES LTD.
(PAN:AABCR4195D)
|
|
|
|
AMIT KUMAR KHEMKA
PAN:AQRPK7830M
|
|
|
ANIL BENIPRASAD AGRAWAL
PAN:ACTPA6034D
|
|
|
ANNU ANIL AGRAWAL
PAN:ADMPA0248F
|
|
|
BHARAT NANUBHAI SHIROYA
PAN:ALLPS7688G
|
|
|
CHANDRAKALA PUROHIT
PAN:AFUPP1827R
|
|
|
JUGAL CHANDRAKANT THACKER
PAN:ABCPT8861F
|
|
|
SARTHAK VIJLANI
PAN:ADMPV9381J
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RAVI KUMAR DISTILLERIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-MAR-2019 TO 11-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2019 TO 11-MAR-2024
DIRECTED TO RETURN RS.33.83 CRORES WITH INTEREST @12% P.A. W.E.F. 01/04/2011 WITHIN ONE YEAR FROM DATE OF ORDER
12-MAR-2019
|
|
| 885 |
|
|
RAVI KUMAR DISTILLERIES LTD.
(PAN:AABCR4195D)
|
|
|
|
AMIT KUMAR KHEMKA
PAN:AQRPK7830M
|
|
|
ANIL BENIPRASAD AGRAWAL
PAN:ACTPA6034D
|
|
|
ANNU ANIL AGRAWAL
PAN:ADMPA0248F
|
|
|
ASHOK SHETTY
PAN:ACIPS5289H
|
|
|
BADRINATH S.GANDHI
PAN:APAPB7016E
|
|
|
BHARAT NANUBHAI SHIROYA
PAN:ALLPS7688G
|
|
|
CHANDRAKALA PUROHIT
PAN:AFUPP1827R
|
|
|
JUGAL CHANDRAKANT THACKER
PAN:ABCPT8861F
|
|
|
K.S.M.RAO
PAN:AALPR0723Q
|
|
|
POPATLAL KATHARIYA
PAN:AAEPK4407B
|
|
|
R.AMIRTHAVALLI
PAN:ADJPA9449B
|
|
|
R.V.RAVIKUMAR
PAN:ACZPR4932K
|
|
|
S.VIJAYALAKSHMI
PAN:ABYPV0939Q
|
|
|
SARTHAK VIJLANI
PAN:ADMPV9381J
|
|
INDULGED IN SIPHONING OFF/DIVERSION OF RS.33.83 CRORES OF IPO PROCEEDS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(F) AND (K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF IPO OF RAVI KUMAR DISTILLERIES LTD.
MADE MIS-STATEMENTS IN ANNUAL REPORT TO COVER-UP SIPHONING OF FUNDS IN MATTER OF IPO OF RAVI KUMAR DISTILLERIES LTD.
INDULGED IN SIPHONING OFF/DIVERSION OF RS.33.83 CRORES OF IPO PROCEEDS VIOLATING REGULATIONS 57(1), 60(4) (A) AND 60(7)(A) AND CLAUSES 2(IV)(H)(24), 2(VII)(G), 2(X)(A)(1)(H), 2(X)(A)(3)(A), 2(X)(A)(5) AND 2(XVI)(B)(2) OF PART A OF SCHEDULE VIII READ WITH REGULATION 57(2)(A) OF SEBI (ICDR) REGULATIONS, 2009 IN MATTER OF IPO OF RAVI KUMAR DISTILLERIES LTD.
|
IMPOSED PENALTY RS.2,00,00,000
21-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 28/06/2021 CONDONED THE DELAY IN FILING OF APPEAL. GRANTED RESPONDENT THREE WEEKS TIME TO FILE AND REJOINDER MAY BE FILED ON OR BEFORE THE NEXT DATE
SEBI VIDE ITS NOTICE DATED 19/07/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 28/07/2022 DIRECTED ALL THE BANKS TO REMIT RS.2,09,45,341.00 TO THE EXTENT LYING IN THE ACCOUNT OF RAVI KUMAR DISTILLERIES LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 06/01/2023 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED INSPECTORS GENERAL OF REGISTRATION PUDUCHERRY AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED D) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 20/03/2023 DIRECTED TO RELEASE THE PROPERTIES LISTED IN THE ORDER IN NAME OF MR.R.V.RAVI KUMAR AND MS.R.AMIRTHAVALLI AND ALLOWED THEM TO TRANSFER, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST ON THE SAID PROPERTIES
SEBI VIDE ITS ORDER DATED 20/03/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.3305 OF 2021 DATED 19/07/2022
SAT: SAT VIDE ITS ORDER DATED 08/07/2025 GRANTED TWO WEEKS TO FILE WRITTEN SUBMISSION
|
| 886 |
|
|
REAL MARKETING PVT.LTD.
(PAN:AACCR4046C)
|
|
|
INDULGED IN SIPHONING OFF IPO PROCEEDS IN MATTER OF MIDVALLEY ENTERTAINMENT LTD.
DID NOT PROVIDE INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON IN MATTER OF MIDVALLEY ENTERTAINMENT LTD.
|
IMPOSED PENALTY RS.7,00,000
31-MAY-2022
|
|
| 887 |
|
|
REGENT FINANCE CORP.PVT.LTD.
(PAN:AABCB9930G)
|
|
|
INDULGED IN SIPHONING OFF IPO PROCEEDS IN MATTER OF MIDVALLEY ENTERTAINMENT LTD.
|
IMPOSED PENALTY RS.5,00,000
31-MAY-2022
|
SAT: SAT VIDE ITS ORDER DATED 15/05/2023 CONDONED THE DELAY IN FILING OF APPEAL
|
| 888 |
|
|
REINDUS TRADEWAY PVT.LTD.
(PAN:AAICR9376D)
|
|
|
DID NOT MAKE DISCLOSURE OF INTER-SE CONNECTION AMONGST THEM WHILE TRADING ON MENTHA OIL FUTURES ON EXCHANGE VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT. AND REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 READ WITH SEBI CIRCULAR NO.CDMRD.DMP/CIR/2016/96 DATED 27/09/2016 AND SEBI/HO/DCDMRD/DMP/CIR/P/2017/84 DATED 25/07/2017
|
IMPOSED PENALTY RS.6,00,000
31-MAR-2023
|
SAT: SAT VIDE ITS ORDER DATED 08/09/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS NOTICE DATED 14/07/2023 DIRECTED TO PAY RS.6,31,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 10/06/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6870 OF 2023 DATED 14/07/2023
|
| 889 |
|
|
REINDUS TRADEWAY PVT.LTD.
(PAN:AAICR9376D)
|
|
|
AIDED AND ABETTED SCHEME AND ARTIFICE UTILIZED BY NEFM GROUP FOR TRADING IN MENTHA OIL CONTRACTS THROUGH A NUMBER OF ENTITIES WHO TRADED IN MENTHA OIL FUTURES AS CLIENT OF RCS VIOLATING REGULATION 2(1)(C) OF SEBI (PFUTP) REGULATIONS, 2003
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2019 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-FEB-2019 TILL FURTHER ORDERS
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
28-FEB-2019
|
SAT: SAT VIDE ITS ORDER DATED 30/04/2019 QUASHED THE IMPUGNED ORDER SO FAR IT RELATED TO THE APPLELLANT
SEBI VIDE ITS ORDER DATED 06/12/2019 REVOKED ITS DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 28/02/2019
SAT: SAT VIDE ITS ORDER DATED 03/07/2023 ALLOWED RESPONDENT FURTHER TWO WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN TWO WEEKS
SAT: SAT VIDE ITS ORDER DATED 09/08/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 890 |
|
|
RELIANCE BIG ENTERTAINMENT PVT.LTD.
(PAN:AAFCA6658L)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 891 |
|
|
RELIANCE BIG ENTERTAINMENT PVT.LTD.
(PAN:AAFCA6658L)
|
|
|
MISREPORTED FINANCIALS OF RELIANCE HOME FINANCE LTD. AND ITS BOOKS OF ACCOUNTS FOR FY. 2018-19 VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-AUG-2024 TO 21-AUG-2029
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-AUG-2024 TO 21-AUG-2029
IMPOSED PENALTY RS.25,00,00,000
22-AUG-2024
|
SEBI VIDE ITS NOTICE DATED 14/11/2024 DIRECTED TO PAY RS.26,00,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 02/12/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 02/01/2025 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.26,50,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
SAT: SAT VIDE ITS ORDER DATED 24/09/2026 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT OF FULL PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 892 |
|
|
RELIANCE BROADCAST NETWORK LTD.
(PAN:AADCR1885L)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 893 |
|
|
RELIANCE BUSINESS BROADCAST NEWS HOLDINGS LTD.
(PAN:AABCU0804C)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 894 |
|
|
RELIANCE BUSINESS BROADCAST NEWS HOLDINGS LTD.
(PAN:AABCU0804C)
|
|
|
MISREPORTED FINANCIALS OF RELIANCE HOME FINANCE LTD. AND ITS BOOKS OF ACCOUNTS FOR FY. 2018-19 VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-AUG-2024 TO 21-AUG-2029
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-AUG-2024 TO 21-AUG-2029
IMPOSED PENALTY RS.25,00,00,000
22-AUG-2024
|
SEBI VIDE ITS NOTICE DATED 30/10/2024 DIRECTED TO PAY RS.25,75,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 18/11/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 18/12/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.26,25,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
SAT: SAT VIDE ITS ORDER DATED 24/09/2026 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT OF FULL PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 895 |
|
|
RELIANCE CAPITAL LTD.
(CIN:L65910MH1986PLC165645
PAN:AAACR5054J)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 896 |
|
|
RELIANCE CLEANGEN LTD.
(PAN:AAACR2664L)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 897 |
|
|
RELIANCE CLEANGEN LTD.
(PAN:AAACR2664L)
|
|
|
MISREPORTED FINANCIALS OF RELIANCE HOME FINANCE LTD. AND ITS BOOKS OF ACCOUNTS FOR FY. 2018-19 VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-AUG-2024 TO 21-AUG-2029
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-AUG-2024 TO 21-AUG-2029
IMPOSED PENALTY RS.25,00,00,000
22-AUG-2024
|
SEBI VIDE ITS NOTICE DATED 30/10/2024 DIRECTED TO PAY RS.25,75,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 14/11/2024 RECOVERY OF PENALTY TO REMAIN STAYED SUBJECT TO DEPOSIT 50% OF THE PENALTY AMOUNT WITH RESPONDENT WITHIN SIX WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 17/01/2025 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER WITHIN FOUR WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 14/02/2025 GRANTED APPELLANT SIX WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 23/04/2025 CONDONED THE DELAY IN FILING OF APPEALS
SAT: SAT VIDE ITS ORDER DATED 24/09/2026 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT OF FULL PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 898 |
|
|
RELIANCE COMMERCIAL FINANCE LTD.
(PAN:AABCR6898M)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 899 |
|
|
RELIANCE COMMERCIAL FINANCE LTD.
(PAN:AABCR6898M)
|
|
|
MISREPORTED FINANCIALS OF RELIANCE HOME FINANCE LTD. AND ITS BOOKS OF ACCOUNTS FOR FY. 2018-19 VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-AUG-2024 TO 21-AUG-2029
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-AUG-2024 TO 21-AUG-2029
IMPOSED PENALTY RS.25,00,00,000
22-AUG-2024
|
SEBI VIDE ITS NOTICE DATED 30/10/2024 DIRECTED TO PAY RS.25,75,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 19/11/2024 GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED THREE SEEKS THEREAFTER. RECOVERY OF PENALTY OF RS.25 CRORE TO BE REMAIN STAYED SUBJECT TO DEPOSIT 50% OF THE PENALTY AMOUNT WITH RESPONDENT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 17/01/2025 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER WITHIN FOUR WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 14/02/2025 GRANTED APPELLANT SIX WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 23/04/2025 CONDONED THE DELAY IN FILING OF APPEALS
SAT: SAT VIDE ITS ORDER DATED 24/09/2026 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT OF FULL PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
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| 900 |
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RELIANCE EXCHANGE NEXT LTD.
(PAN:AABCR7567D)
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INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
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SHOW CAUSE NOTICE ISSUED
11-FEB-2022
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 45 of 61
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