| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 8621 |
|
VIREN KENIA
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF POCHIRAJU INDUSTRIES LTD.,CAMBRIDGE TECHNOLOGY ENTERPRISES LTD.,MINDTREE CONSULTING LTD.,SHREE ASHTAVINAYAK CINE VISION LTD.,PYRAMID SAIMIRA THEATRE LTD. & AL CHAMPDANY INDUSTRIES LTD. ON LISTING DATE
|
CEASED AND DESIST FROM DEALING IN SHARES BY HEAVY PURCHASES ON IPOS LISTINGS TO ARTIFICIALLY CREATE DEMAND
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES DIRECTLY OR INDIRECTLY ON IPOS LISTING DATES FROM 26-APR-2007 TILL FURTHER ORDERS
26-APR-2007
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
14-NOV-2008
|
CONFIRMED INTERIM ORDER DATED APRIL 26,2007
AD INTERIM EX-PARTE ORDER DATED 26/04/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,00,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 14/11/2008
|
| 8622 |
|
|
VIRENDER KUMAR AGARWAL
(PAN:AABHV0298L)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8623 |
|
|
VIRENDRA KUMAR GUPTA
(PAN:ADMPG8880F)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8624 |
|
|
VIRENDRA NATH
(PAN:AAAHV5609L)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,20,000 VIDE CONSENT ORDER)
19-AUG-2024
|
|
| 8625 |
|
|
VIRENDRAKUMAR DHARAMCHANDBHAI SHAH
(PAN:AAHHV0011M)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,20,000 VIDE CONSENT ORDER)
19-AUG-2024
|
|
| 8626 |
|
|
VIRESH SHANKAR SOHONI
(PAN:AMSPS0276L)
|
|
|
|
LLOYDS ENTERPRISES LTD.
PAN:AAACB2975J
|
|
ALLEGED FAILURE IN RECOGNITION OF EXPECTED CREDIT LOSSES ON OUTSTANDING ADVANCES OF RS.144.82 CRORE TO CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. VIOLATING IND-AS 109 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. AS RELATED PARTIES IN ANNUAL REPORTS VIOLATING REGULATIONS 4(1), 4(2)(E), 33(1)(A), 33(1)(C), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED MISUTILIZATION AND DIVERSION OF RS.144.82 CRORE TO CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. FOR BENEFIT OF PROMOTERS/RELATED ENTITIES BY LENDING FUNDS AT NIL RATE OF INTEREST AND WITHOUT ANY AGREEMENT VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED CERTIFY FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E), 33(1)(A), 33(1)(C), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27 OF SEBI ACT., 1992 IN MATTER OF LLOYDS ENTERPRISES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,44,00,000 VIDE CONSENT ORDER)
29-SEP-2026
|
|
| 8627 |
|
|
VIRMATI DHAWAN
(PAN:AAIPD3450B)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8628 |
|
|
VISHAKHA GARODIA
(PAN:AKHPG0751D)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8629 |
|
|
VISHAKHA GUPTA
(PAN:BAFPG5988P)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8630 |
|
|
VISHAKHA PODDAR
(PAN:AFHPP8874K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8631 |
|
|
VISHAKHA SHROFF
(PAN:AWYPS3801K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8632 |
|
|
VISHAL ADITYA SAHOO
(PAN:BHLPS5294K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8633 |
|
|
VISHAL AGGARWAL
(PAN:AACPA2374B)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8634 |
|
|
VISHAL AMARLAL TALREJA
(PAN:ASVPT8926B)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,97,500 VIDE CONSENT ORDER)
14-JAN-2021
|
|
| 8635 |
|
|
VISHAL ASHOKKUMAR SHAH
(PAN:ALXPS1552K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8636 |
|
|
VISHAL BALI
(PAN:ABLPB4414B)
|
|
|
ALLEGED AIDING IN MISUSE AND DIVERSION OF PUBLIC SHAREHOLDERS FUNDS FOR BENEFIT OF PROMOTERS OF FORTIS HEALTHCARE LTD. AND FORTIS HOSPITALS LTD. VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF FORTIS HEALTHCARE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.65,02,500 VIDE CONSENT ORDER)
21-FEB-2022
|
|
| 8637 |
|
|
VISHAL CHURIWAL
(PAN:AGUPC8982B)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8638 |
|
|
VISHAL GOENKA
(PAN:ADNPG2988H)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8639 |
|
|
VISHAL GUPTA
(PAN:AEXPG6288E)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 8640 |
|
|
VISHAL JAISWAL
(PAN:ASFPJ0958F)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 432 of 438
|
