| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
ENDOGRAM LEASING & TRADING CO.LTD.
(PAN:AAACE6313P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ALCHEMIST REALTY LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-OCT-2018
|
|
| 62 |
|
|
ESCAL FINANCE SERVICES LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 63 |
|
|
EURO OFFSHORE INVESTMENTS LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF HOME TRADE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-DEC-2015
|
|
| 64 |
|
|
FAWN TRADING CO.PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
21-JAN-1999
|
SEBI VIDE ITS ORDER DATED 25/04/2013 DIRECTED APPLICANTS TO MAKE COMBINED PUBLIC ANNOUNCEMENT TO ACQUIRE, JOINTLY AND SEVERALLY, THE SHARES OF TARGET COMPANY, SAURASHTRA CEMENT LTD.
SAT: SAT VIDE ITS ORDER DATED 10/03/2014 QUASHED AND SET ASIDE THE IMPUGNED ORDER DATED 25/04/2013 AND REMANDED THE MATTER TO SEBI TO PASS FRESH ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 31/12/2014 DIRECTED FAWN TRADING COMPANY PVT.LTD., PALLOR TRADING COMPANY PVT.LTD., FERN TRADING COMPANY PVT.LTD. TEJASHREE TRADING COMPANY PVT.LTD.AND WILLOW TRADING COMPANY PVT.LTD.TO MAKE A PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF TARGET COMPANY, SAURASHTRA CEMENTS LTD. AS DIRECTED VIDE SEBI ORDER DATED 15/01/1999 AS UPHELD BY ORDER DATED 05/04/1999. IN VIEW OF DELAY IN MAKING OPEN OFFER IN TERMS OF SEBI ORDER DATED JANUARY 15, 1999, NOTICEES SHALL, ALONG WITH CONSIDERATION AMOUNT, PAY INTEREST @10% PER ANNUM, FROM DATE WHEN THEY INCURRED THE LIABILITY TO MAKE PUBLIC ANNOUNCEMENT TILL THE DATE OF PAYMENT OF CONSIDERATION.
SAT: SAT VIDE ITS ORDER DATED 14/09/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 21/06/1999 AND DIRECTED SEBI TO PASS FRESH ORDER
SEBI VIDE ITS ORDER DATED 17/01/2019 DIRECTED TO A) MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF SAURASHTRA CEMENT LTD. AND B) PAY INTEREST @ 10% P.A. FROM THE DATE WHEN LIABILITY TO MAKE PUBLIC ANNOUNCEMENT INCURRED (I.E. 11/03/1998)
SAT: SAT VIDE ITS ORDER DATED 20/10/2021 DISMISSED THE APPEAL
|
| 65 |
|
|
FERN TRADING CO.PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
21-JAN-1999
|
SEBI VIDE ITS ORDER DATED 25/04/2013 DIRECTED APPLICANTS TO MAKE COMBINED PUBLIC ANNOUNCEMENT TO ACQUIRE, JOINTLY AND SEVERALLY, THE SHARES OF TARGET COMPANY, SAURASHTRA CEMENT LTD.
SAT: SAT VIDE ITS ORDER DATED 10/03/2014 QUASHED AND SET ASIDE THE IMPUGNED ORDER DATED 25/04/2013 AND REMANDED THE MATTER TO SEBI TO PASS FRESH ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 31/12/2014 DIRECTED FAWN TRADING COMPANY PVT.LTD., PALLOR TRADING COMPANY PVT.LTD., FERN TRADING COMPANY PVT.LTD. TEJASHREE TRADING COMPANY PVT.LTD.AND WILLOW TRADING COMPANY PVT.LTD.TO MAKE A PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF TARGET COMPANY, SAURASHTRA CEMENTS LTD. AS DIRECTED VIDE SEBI ORDER DATED 15/01/1999 AS UPHELD BY ORDER DATED 05/04/1999. IN VIEW OF DELAY IN MAKING OPEN OFFER IN TERMS OF SEBI ORDER DATED JANUARY 15, 1999, NOTICEES SHALL, ALONG WITH CONSIDERATION AMOUNT, PAY INTEREST @10% PER ANNUM, FROM DATE WHEN THEY INCURRED THE LIABILITY TO MAKE PUBLIC ANNOUNCEMENT TILL THE DATE OF PAYMENT OF CONSIDERATION.
SAT: SAT VIDE ITS ORDER DATED 14/09/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 21/06/1999 AND DIRECTED SEBI TO PASS FRESH ORDER
SEBI VIDE ITS ORDER DATED 17/01/2019 DIRECTED TO A) MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF SAURASHTRA CEMENT LTD. AND B) PAY INTEREST @ 10% P.A. FROM THE DATE WHEN LIABILITY TO MAKE PUBLIC ANNOUNCEMENT INCURRED (I.E. 11/03/1998)
SAT: SAT VIDE ITS ORDER DATED 20/10/2021 DISMISSED THE APPEAL
|
| 66 |
|
|
FOCUS INVESTMENTS & TRADERS PVT.LTD.
(PAN:AAACF1256G)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) READ WITH 13(2) OF SAST REGULATIONS, 2011 IN MATTER OF SERVOTECH ENGINEERING INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
23-JAN-2015
|
|
| 67 |
|
|
FORESIGHT ENTERPRISES
(PAN:AABFF5083D)
|
|
|
DID NOT COMPLETE PUBLIC ANNOUNCEMENT WITHIN STIPULATED TIME AS REQUIRED UNDER REGULATION 22(19) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MADHUSUDAN SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
20-FEB-2014
|
|
| 68 |
|
|
FOSECO PLC
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT IN MATTER OF BURMAH CASTROL PLC
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAY-2001
|
SAT: ORDER UPHELD BUT DIRECTION OF RESPONDENT TO PAY INTEREST SET ASIDE
|
| 69 |
|
|
FUTURISTIC GARMENTS PVT.LTD.
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM APPLICABILITY OF REGULATION 11 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PROPOSED INCREASE OF VOTING RIGHTS FROM 35.15% TO 51% OF SURYA PHARMACEUTICALS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
24-SEP-2008
|
SAT: APPEAL DISPOSED OFF WITH DIRECTION TO BOARD THAT IN CASE APPLICANT FILED A COMPLETE APPLICATION SEEKING EXEMPTION UNDER TAKEOVER CODE,1997 SAME SHALL BE HEARD AND DISPOSED OFF IN ACCORDANCE WITH LAW
GRANT OF EXEMPTION UNDER REGULATION 3(1) (I) READ WITH REGULATION 4 OF SEBI TAKEOVER CODE NOT GRANTED. AS PER ORDER DATED 16/06/2009
SAT: APPELLANT SEEKING EXEMPTION FROM PROVISIONS OF TAKEOVER CODE IS PREMATURE HENCE DISPOSED OFF. NO ORDER AS TO COSTS. IF ACQUIRER EXERCISES OPTION TO GET WARRANTS CONVERTED INTO EQUITY SHARES AFTER THEY ARE ALLOTTED, IT SHALL BE OPEN TO APPELLANT OR ACQUIRER TO APPLY TO BOARD
|
| 70 |
|
|
G K & SONS PVT.LTD.
(PAN:AAACG8389H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 71 |
|
|
G.E.CHEMICAL CO.S.A.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 25.10% SHARE CAPITAL OF DAIKAFFIL CHEMICALS INDIA LTD. IN PREFERENTIAL ALLOTMENT
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
05-FEB-2007
|
|
| 72 |
|
|
G.P.SHAH INVESTMENT PVT.LTD.
(PAN:AAACG7944A)
|
|
|
|
BABULAL GUMANMAL JAIN
PAN:ABNPJ1251A
|
|
|
DEVENDRA NATH BABULAL JAIN
PAN:ADTPJ4655Q
|
|
|
KARTIK B.JAIN
PAN:AEXPJ6838A
|
|
|
NEETU D.JAIN
|
|
|
PUSHPADEVI BABULAL JAIN
PAN:AAQPJ6966L
|
|
|
SHILPA B.JAIN
PAN:AEXPJ6837R
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN STIPULATED TIME AS REQUIRED UNDER REGULATION 3(2) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF NAKODA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-JUL-2013
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 73 |
|
|
GAINFUL EXPORTS PVT.LTD.
|
|
|
|
JITEN MEHTA
|
|
|
LUNKARAN KAYAL
|
|
|
MURARI PODDAR
|
|
|
MURUGAN PILLAI
|
|
|
PRAMILA MEHTA
|
|
|
RAJASHREE MEHTA
|
|
|
RATNESH CHAND JAIN
|
|
|
REENA JAIN
|
|
|
SUNIL RADHAKRISHNAN NAIR
|
|
|
VIJAYALAKSHMI PODDAR
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
10-SEP-2004
|
|
| 74 |
|
|
GLOBAL EXPORTS LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 75 |
|
|
GLOXINIA FINANCIAL SERVICES PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-JUN-2002
|
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| 76 |
|
|
GOLDEN CARPETS LTD.
|
|
|
|
SRIKRISHNA NAIK
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 6.40% SHARES/VOTING RIGHTS IN GOLDEN CARPETS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
23-JUN-2003
|
|
| 77 |
|
|
GOPAL KUMAR JIWARAJKA (HUF)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SALORA INTERNATIONAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
SAT: SAT VIDE ITS ORDER DATED 28/05/2018 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 04/03/2015 AND RESTORED TO THE FILE OF WTM OF SEBI FOR LIMITED PURPOSE OF RECONSIDERING THE DIRECTIONS ISSUED AGAINST THE APPELLANTS TO MAKE OFFER. NO COSTS
|
| 78 |
|
|
GRASIM INDUSTRIES LTD.
|
|
|
VIOLATED SEBI TAKEOVER REGULATIONS IN CASE OF OPEN OFFER OF LARSEN & TOUBRO LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED NOT TO PROCEED WITH OPEN OFFER FORMALITIES PURSUANT TO PUBLIC ANNOUNCEMENT
08-NOV-2001
|
SAT: INTERIM RELIEF NOT GRANTED
|
| 79 |
|
|
GREENCHIP TREXIM PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 80 |
|
|
GROWSAFE SECURITIES PVT.LTD.
(PAN:AAACG1693E)
|
|
|
DID NOT COMPLETE PUBLIC ANNOUNCEMENT WITHIN STIPULATED TIME AS REQUIRED UNDER REGULATION 22(19) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MADHUSUDAN SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
20-FEB-2014
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 4 of 13
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