| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
GOLDEN GLADE PLANTATIONS PVT.LTD.
(CIN:U01131KA1992PTC013495)
|
|
|
|
GAJANAND B.NEELAKARI
|
|
|
PAMPAPATI B.UPASE
|
|
|
VIVEK S.MAHINDRAKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: APPEAL ALLOWED WITH THE CONDITION TO DEPOSIT RS.2,00,000
SAT: APPEAL FAILED AND DISMISSED
THE LEARNED MAGISTRATE DISPOSED OFF THE COMPLAIANT ON THE GROUND THAT THE MATTER HAS BEEN COMPOUNDED. IT IS ALSO OBSERVED THAT SEBI HAS LIBERTY TO TAKE APPROPRIATE ACTION AGAINST THE ACCUSED PERSON IN CASE ANY INVESTOR COME FORWARD WITH SEPARATE CLAIM CONSIDERING IT TO BE A CONTINUING OFFENCE
|
| 62 |
|
|
GOLDEN GREEN FORESTS & INVESTMENTS (I) LTD.
|
|
|
|
AARTI
|
|
|
ANIL GARG
|
|
|
BRAJESH KUMAR DUBEY
|
|
|
KAVITA GARG
|
|
|
NEERAJ GARG
|
|
|
SARLA JAIN
|
|
|
SHIV JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 63 |
|
|
GOLDEN PROJECTS LTD.
|
|
|
|
A.L.SYAL
|
|
|
BIMLA SYAL
|
|
|
NEENA SYAL
|
|
|
PAMILA
|
|
|
R.K.SYAL
|
|
|
ROMILA SINHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-NOV-2001 TO 19-NOV-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
19-NOV-2001
|
ACCUSED NO.1 & 3 HELD GUILTY AND SENTENCED TO S.I. OF 1 YEAR AND FINE OF RS.5 LAKH ON ACCUSED NO.3. ACCUSED NO.2 & 4 EXPIRED HENCE PROCEEDINGS ABATED AGAINST THEM
|
| 64 |
|
|
GOLDENLAND DEVELOPMENT (INDIA) LTD.
|
|
|
|
A.S.ANIL
|
|
|
B.S.GULERIA
|
|
|
BABU RAM SHARMA
|
|
|
G.S.SAUNKHLA
|
|
|
JALAM SINGH
|
|
|
JUGAL MADHABA KHANDUAL
|
|
|
KAMALJIT KAUR
|
|
|
LEMBHAR SINGH
|
|
|
MONIKA SHARMA
|
|
|
NARAYAN SHARMA
|
|
|
OM BIR SINGH
|
|
|
PRATAP CHANDRA PANIGRAHY
|
|
|
RAMESH PATRO
|
|
|
RAVI MAHAJAN
|
|
|
RITA SHARMA
|
|
|
SANANTA KUMAR BEHRA
|
|
|
SANTOSH KUMAR JENA
|
|
|
SHASHI SANAORIA
|
|
|
VINOD MAHAJAN
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 65 |
|
|
GOLDENLAND PLANTATIONS LTD.
|
|
|
|
HARBHAJAN SINGH PADDA
|
|
|
J.G.VERMA
|
|
|
LAHMBER SINGH
|
|
|
N.K.KAUSHAL
|
|
|
PARAMJEET KAUR
|
|
|
R.K.BHATARA
|
|
|
RAKESH KUMAR
|
|
|
RAVI MAHAJAN
|
|
|
S.K.SURI
|
|
|
VIJAY KUMAR VERMA
|
|
|
VINOD MAHAJAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 66 |
|
|
GOLDSTAR TEAK FOREST (INDIA) LTD.
|
|
|
|
ANURAG SAXENA
|
|
|
D.K.SINGH
|
|
|
DHARMENDRA KUMAR ROY
|
|
|
J.D.SHARMA
|
|
|
JARNAL SINGH RATAN
|
|
|
NAUBAT RAI SAXENA
|
|
|
NILESH RAWAT
|
|
|
POONAM SINGH
|
|
|
S.P.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.4 CONVICTED AND SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT OF 6
MONTHS ALONG WITH FINE OF RS.50,000 ACCUSED NO.2 AND 3 DECLARED AS PROCLAIMED
OFFENDERS AND KEPT IN DORMANT FILE
|
| 67 |
|
|
GREEN AGRO PRODUCTS LTD.
|
|
|
|
PREMLATA PURUSHOTTAM KHANDELWAL
|
|
|
PURUSHOTTAM RADHESHYAM KHANDELWAL
|
|
|
RADHESHYAM SURAJMAL KHANDELWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 68 |
|
|
GREEN COUNTRY AGRO FOODS LTD.
(CIN:U52599TN1994PLC029060)
|
|
|
|
B.SREENAADHA REDDY
|
|
|
C.ARTHANAREESWARAN
|
|
|
J.SELVAN SUNDARARAJ
|
|
|
K.D.N.PRASAD
|
|
|
K.KRISHNAIAH
|
|
|
K.SRIHARI
|
|
|
V.K.SAIKUMAR
|
|
|
V.S.VENKATANARAYANAN
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-DEC-2002 TO 24-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-DEC-2002 TO 24-DEC-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
24-DEC-2002
|
|
| 69 |
|
|
GREEN COUNTRY BIOTECH LTD.
(CIN:U01119TN1995PLC033682)
|
|
|
|
B.SREENAADHA REDDY
|
|
|
H.SANKARANARAYANAN
|
|
|
K.D.N.PRASAD
|
|
|
K.KRISHNAIAH
|
|
|
K.SRIHARI
|
|
|
K.SUSEELENDRA RAO
|
|
|
P.SREENIVASULU
|
|
|
Y.KRISHNA REDDY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-DEC-2002 TO 24-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-DEC-2002 TO 24-DEC-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
24-DEC-2002
|
|
| 70 |
|
|
GREEN ENDOWMENT PLANTATIONS (I) LTD.
|
|
|
|
ABDUL GANI PARREY
|
|
|
ABDUL MAJEED BHAT
|
|
|
FARIDA AKHTER
|
|
|
GOWHAR HUSSAIN BHAT
|
|
|
MOHAMED ANWAR KUMAR
|
|
|
MUBEENA AKHTER
|
|
|
MUMTAZ AKHTER
|
|
|
MUSTAQ AHMED MALLA
|
|
|
RAJA TABASUM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICT NO.2 TO 4 SENTENCED RIGOROUS IMPRISONMENT FOR SIX MONTHS AND BURDENED WITH THE FINE OF 2LAC EACH IN DEFAULT FURTHER THREE MONTHS SIMPLE IMPRISONMENT FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF SEBI ACT. CONVICT NO.1 IS BURDENED WITH A FINE OF 5 LAC FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF SEBI ACT FINE AMOUNT NOT PAID
|
| 71 |
|
|
GREEN ESTATES (INDIA) LTD.
|
|
|
|
DEEPAK BANERJEE
|
|
|
DHIREN KUMAR MAHAPATRA
|
|
|
SAYED MUSTAQUE ALI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 72 |
|
|
GREEN GARDEN PROMOTERS LTD.
|
|
|
|
B.C.JAIPURIA
|
|
|
N.C.NAYAK
|
|
|
N.NAYAK
|
|
|
R.C.DAS
|
|
|
S.D.NAYAK
|
|
|
S.ROUT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 73 |
|
|
GREEN GLOBAL (INDIA) LTD.
|
|
|
|
KANTA ANTIL
|
|
|
MANOJ GROVER
|
|
|
NARESH HASIJA
|
|
|
SUMAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.38.4 LAKH. ACCUSED NO.5 DECLARED AS PROCLAIMED OFFENDER. ACCUSED COMPANY AND ACCUSED NO.2 AND 3 SENTENCED TO FINE OF RS.1 LAKH EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR FOUR MONTHS. FURTHER, ORDERED TO FILE WRR WITHIN 1 MONTH WITH SEBI. THE COURT CONVICTED ACCUSED NO.3 AND SENTENCED TO PAY FINE OF RS.2000 ON 21/2/2004.ACCUSED 5 WAS DECLARED AS P O.
|
| 74 |
|
|
GREEN GOLD AGRO DEVELOPMENT LTD.
|
|
|
|
BHUMIKA D.MEHTA
|
|
|
DINESH C.MANUBARWALA
|
|
|
LATA GADHIA
|
|
|
MAHABALESHWAR SHETTI
|
|
|
MAHENDRA M.GADHIA
|
|
|
MEERA MAHABALESHWAR SHETTI
|
|
|
NITIN MAHABALESHWAR SHETTI
|
|
|
PRATIKSHA MAHENDRA GADHIA
|
|
|
USHA NITIN SHETTI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-OCT-2001 TO 05-OCT-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 75 |
|
|
GREEN GOLD AGRO PRODUCTS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
06-NOV-2001
|
|
| 76 |
|
|
GREEN GOLD FORESTRY LTD.
|
|
|
|
MAHENDRA M.GADHIA
|
|
|
PRATIMA A.PATEL
|
|
|
VAISHALI H.PARIKH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-OCT-2001 TO 05-OCT-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 77 |
|
|
GREEN GOLD HORTICULTURE LTD.
|
|
|
|
CHARULATA D.MANUBARWALA
|
|
|
CHETNA I.VORA
|
|
|
LATA GADHIA
|
|
|
MAHENDRA M.GADHIA
|
|
|
MAULIK M.GADHIA
|
|
|
MOHAN KAUR KOTHARI
|
|
|
NITIN A.MASEKAR
|
|
|
PRATIKSHA GOKANI
|
|
|
RAKESH GOKANI
|
|
|
SUNITA C.SHAH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-OCT-2001 TO 05-OCT-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 78 |
|
|
GREEN SHARE AGRO FARM (INDIA) PVT.LTD.
|
|
|
|
CHOWDA REDDY
|
|
|
FRANCIS K.J.
|
|
|
K.M.RAJAN
|
|
|
M.K.JAIN
|
|
|
MUNISWAMY
|
|
|
R.V.TYAGARAJAN
|
|
|
S.B.KRISHNAPPA
|
|
|
SHAIJU K.S.
|
|
|
T.P.MAMMU
|
|
|
THIMMA REDDY
|
|
|
VARGHESE MICHEAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 79 |
|
|
GREEN SHIELD PLANTATIONS LTD.
|
|
|
|
PANKAJ KAPOOR
|
|
|
SANJAY ANAND
|
|
|
SANJEEV RUSTAGI
|
|
|
SUBROTO BANERJI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
COURT CONVICTED ACCUSED NO.1,2,3 AND 5 AND SENTENCED TO PAY A FINE OF ` 50,000 EACH, IN DEFAULT 3 MONTHS SIMPLE IMPRISONMENT. FURTHER, THE COURT ALSO DIRECTED TO DEPOSIT 1.70 LAC WITH THE SEBI/ESCROW ACCOUNT WITHIN A PERIOD OF ONE MONTH FROM THE DATE OF THE ORDER, UNDER THE INTIMATION TO THE COURT. THE COURT FURTHER DIRECTED THAT THE SAID AMOUNT CAN BE DISBURSED TO THE INVESTORS AS AND WHEN THEY APPROACH THE SEBI.ACCUSED NO. 4 (SHRI SANJAY ANAND) WAS DECLARED PROCLAIMED OFFENDER
|
| 80 |
|
|
GREEN TIME AGROTECH PVT.LTD.
|
|
|
|
DEEPAK JAIN
|
|
|
PRAMOD CHOUDHARY
|
|
|
SUNIL LUHADIA
|
|
|
VIJAY CHOUDHARY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 11
|
