| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
RAMESHCHANDRA KESHARIMAL JAIN
(PAN:ADIPJ1942R)
|
|
|
ALLEGED INDULGENCE IN AIDING AND ABETTING COMPANY AND ITS PROMOTERS IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF E.STAR INFOTECH LTD.
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF E.STAR INFOTECH LTD.
|
SHOW CAUSE NOTICE ISSUED
27-NOV-2009
|
|
| 62 |
|
|
RATNA DEVI SETHIA
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 63 |
|
|
ROSHINI SUSHIL PANDEY
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF ALKA SECURITIES LTD.
|
SHOW CAUSE NOTICE ISSUED
28-OCT-2010
|
|
| 64 |
|
|
S.VASUDEVAN
|
|
|
|
VATSA CORP.LTD.
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 65 |
|
|
SANGEETA SETHIA
(PAN:ARHPS2827H)
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 66 |
|
|
SANGITA JAIRAM SAWANT
(PAN:BOFPS1458J)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUN-2012
|
|
| 67 |
|
|
SANJAY AGARWAL
|
|
|
|
HOME TRADE LTD.
PAN:AABFH8408A
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUL-2004
|
|
| 68 |
|
|
SANJAY SHARMA
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF KIRLOSKAR INVESTMENT & FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
30-AUG-2004
|
|
| 69 |
|
|
SANJEEV SHARMA
(PAN:AARPS7233G)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
| 70 |
|
|
SATYENDRA SHRIVASTAVA
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
18-JUN-2012
|
|
| 71 |
|
|
SHAILAJA KATAR
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 72 |
|
|
SHAISHIL T.JHAVERI
(PAN:AGQPJ8664F)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH CIRCULAR, SYNCHRONISED, SELF AND REVERSAL OF TRADE TRANSACTIONS IN SCRIPS OF RIBA TEXTILES LTD., SUPERTEX INDUSTRIES LTD., BRIDGE SECURITIES LTD., AAREY DRUGS & PHARMACEUTICALS LTD. AND WINSOME TEXTILE INDUSTRIES LTD.
|
SHOW CAUSE NOTICE ISSUED
14-AUG-2013
|
|
| 73 |
|
|
SHASHI JAIN
|
|
|
|
ZIGMA SOFTWARE LTD.
PAN:AAACZ1503A
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF ZIGMA SOFTWARE LTD.
|
SHOW CAUSE NOTICE ISSUED
04-SEP-2009
|
|
| 74 |
|
|
SHREE CHAND SETHIA
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 75 |
|
|
SONIA SHARMA
(PAN:AARPS7234B)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
| 76 |
|
|
SUBODH BHANDARI
|
|
|
|
HOME TRADE LTD.
PAN:AABFH8408A
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUL-2004
|
|
| 77 |
|
|
SUNIL KUMAR PUROHIT
(PAN:AHSPP9704F)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF ERA CONSTRUCTIONS (INDIA) LTD.
|
SHOW CAUSE NOTICE ISSUED
12-AUG-2010
|
|
| 78 |
|
|
SWAMINATHAN RAJENDRAN
(PAN:AIGPR6377P)
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 79 |
|
|
TARUN V.SHAH
(PAN:AAZPS9234P)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ELTROL LTD.
|
SHOW CAUSE NOTICE ISSUED
28-APR-2008
|
|
| 80 |
|
|
TEJASH DINESH GHELANI
(PAN:AEPPG7381B)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF ERA CONSTRUCTIONS (INDIA) LTD.
|
SHOW CAUSE NOTICE ISSUED
12-AUG-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 4 of 5
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