| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
ESQUIRE INTERNATIONAL LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 62 |
|
|
EVERGROW FINANCIAL SERVICES PVT.LTD.
|
|
|
|
ASHOK KUMAR KOHLI
|
|
|
GOPAL GUPTA
|
|
|
PARDEEP SHARMA
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 63 |
|
|
EXCELL MULTITECH LTD.
|
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
DUSHYANT NATWARLAL DALAL
PAN:AAAPD5859Q
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
GITABEN UPENDRA SHAH
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
K.SUJAL SHAH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
PULOMA DUSHYANT DALAL
PAN:AAEPD2909B
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SOAYUBEN H.VORA
|
|
|
SUJAL UPENDRA SHAH
|
|
|
UPENDRABHAI HIMATLAL SHAH
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 64 |
|
|
EXCELL MULTITECH LTD.
|
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SOAYUBEN H.VORA
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME
VIOLATED SECTION 12A OF SEBI ACT.,1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 65 |
|
|
FIDELITY FINVEST PVT.LTD.
|
|
|
|
SALIL DUBEY
|
|
|
SUDHIR GUPTA
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 66 |
|
|
FOURAYS CONSTRUCTIONS PVT.LTD.
|
|
|
|
L.R.MAURYA
|
|
|
NIRMAL GUPTA
|
|
|
PRAKASH GUPTA
|
|
|
SALIL DUBEY
|
|
|
SHRIRAM MAURYA
PAN:AFEPM4756N
|
|
|
SUDHIR GUPTA
|
|
|
SUSHIL KUMAR
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 67 |
|
|
G.BHAVASAR & CO.
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 68 |
|
|
G.S.ORGANICS LTD.
|
|
|
|
MILIND VIPRA DAS
|
|
|
PRAMOD JOSHI
|
|
|
YOGENDRA DUBEY
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 69 |
|
|
GANGOTRI CEMENT LTD.
(PAN:AAACG8488P)
|
|
|
|
DIPESH MAHENDRA SHETH
PAN:AABPS6274M
|
|
|
H.C.SHETH
|
|
|
K.C.SHETH
|
|
|
SHARAD N.SHAH
PAN:AAPPS9151P
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 11 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 70 |
|
|
GORDON HERBERT (INDIA) LTD.
(PAN:AAACK7424R)
|
|
|
|
AMIT KUMAR
|
|
|
RAJENDRA PRASAD SHARMA
|
|
|
RAJKUMAR GUPTA
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 71 |
|
|
GREAT EASTERN MERCANTILE PVT.LTD.
|
|
|
|
IQBAL HAIDERALI RUPANI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 72 |
|
|
GREENFIELD TRADING & FINANCE LTD.
|
|
|
|
AMARJEET S.CHANDOK
|
|
|
ARUN PRANJIVANDAS GANDHI
|
|
|
HARMOHAN S.CHANDOK
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 73 |
|
|
GROWTH AGRO INDUSTRIES LTD.
|
|
|
|
PRAVEEN PANWAR
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 74 |
|
|
GSF VENTURE CAPITAL FUND
|
|
|
ALLEGED FAILURE IN FILING OF QUARTERLY REPORTS TO SEBIVIOLATING REGULATION 28OF SEBI (ALTERNATE INVESTMENT FUNDS) REGULATIONS, 2012 ALONG WITH SEBI CIRCULARS NO. CIR/IMD/DF/10/2013 DATED 29/07/2013 AND SEBI/HO/IMD/DF1/CIR/P/2017/87 DATED 31/07/2017
ALLEGED FAILURE IN FILING OF QUARTERLY REPORTS TO SEBI VIOLATING SECTION 12(3) OF SEBI ACT, 1992
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.15,13,600 VIDE CONSENT ORDER)
25-JAN-2024
|
|
| 75 |
|
|
GUJARAT FUN'N WATER PARK LTD.
|
|
|
|
D.H.BAROT
|
|
|
DHARMENDRA PATEL
|
|
|
YOGINI VYAS
|
|
FAILED TO PAY PENALTY
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 76 |
|
|
GUJARAT NRE COKE LTD.
|
|
|
|
ARUN KUMAR JAGATRAMKA
|
|
|
BASUDEB SEN
|
|
|
CHAKRAPANY NARASIMHA
|
|
|
CHINUBHAI RAMANLAL SHAH
|
|
|
GIRDHARILAL JAGATRAMKA
|
|
|
GOPAL PRASAD DOKANIA
|
|
|
MAHENDRA KUMAR LOYALKA
|
|
|
MANOJ K.SHAH
|
|
|
MONA JAGATRAMKA
|
|
|
MURARI SANANGULY
|
|
|
RAJENDRA PRASAD JAIN
|
|
|
SISIR KUMAR MUKERJEE
|
|
|
SUBODH KUMAR AGARWAL
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 77 |
|
|
HABISCUS INVESTMENTS PVT.LTD.
|
|
|
|
DEVEN MEHTA
|
|
|
MEENAL CHHABARIA
|
|
|
SURESH GURBUX MOTWANI
|
|
|
SURESH HEMWANI
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 78 |
|
|
HAKEEM AUTO LTD.
|
|
|
|
FAKRUDDIN TAHERALI MOIYADI
|
|
|
NAZIR HAKEEM
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE ACCUSED HAD PAID AN AMOUNT OF RS.6,50,000 TOWARDS COMPOUNDING CHARGES
|
| 79 |
|
|
HAKEEM AUTO LTD.
|
|
|
|
NAZIR HAKEEM
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 80 |
|
|
HINDUSTAN LEVER LTD.
|
|
|
|
A.LAHIRI
|
|
|
K.B.DADISETH
|
|
|
M.K.SHARMA
|
|
|
R.GOPALKRISHNAN
|
|
|
S.N.DATTA
|
|
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3(I),3(II) AND 3(III) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 26 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 4 of 13
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