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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 16-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: CANCELLED REGISTRATION AS INVESTMENT ADVISOR

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person RESEARCH VIA

(PAN:AAOFR9481J)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
62
History of entity/person RUDRA INVESTMENT

(PAN:ANPPR7825L)  
Click here to view complete history of this specific entity/person BHUPENDRA SINGH RAGHUWANSHI

PAN:ANPPR7825L
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
63
History of entity/person RUDRAKSH INVESTMENT

(PAN:AEVPA5923P)  
Click here to view complete history of this specific entity/person DHARMESH AGARWAL

PAN:AEVPA5923P
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 10-SEP-2025

10-SEP-2025 		 
64
History of entity/person SHAH INVESTOR'S HOME LTD.

(PAN:AAFCS4436C)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 10-SEP-2025

10-SEP-2025 		 
65
History of entity/person SKYRISE CAPITAL ADVISORS

(PAN:ADMFS7358C)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
66
History of entity/person STAR INDIA MARKET RESEARCH

(PAN:AJZPL7369K)  
Click here to view complete history of this specific entity/person DHARMENDRA KUMAR LODHI

PAN:AJZPL7369K
  		PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

DID NOT CARRY OUT RISK PROFILING OF CLIENTS

DID NOT ENSURE SUITABILITY ADVICE PROVIDE TO CLIENTS

CARRIED OUT IMPROPER RISK PROFILING OF CLIENTS

LEADING QUESTIONS IN QUESTIONNAIRE FOR RISK PROFILING

SOLD PRODUCTS TO CLIENTS WHICH WERE NOT SUITABLE TO RISK PROFILE OF THE CLIENTS

OFFERED PRODUCTS/SERVICES WITHOUT ASSESSING APPROPRIATE RISK BEARING CAPACITY OF THE CLIENTS

SOLD HNI SERVICES TO NON-HNI CLIENTS

CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

CHARGED SERVICE FEES DISPROPORTIONATE TO ANNUAL INCOME/PROPOSED INVESTMENT

CHARGED EXTRA MONEY FROM CLIENTS/INVESTORS

DID NOT RENDER SERVICE EVEN AFTER RECEIPT OF FEES

OBTAINED REGISTRATION FROM SEBI AS AN INVESTMENT ADVISER BY SUBMITTING INCORRECT INFORMATION

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT FURNISH REQUISITE INFORMATION TO SEBI

DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 29-DEC-2023

29-DEC-2023 		 
67
History of entity/person STOCKEY INVESTMENT ADVISORS

(PAN:EHVPS8595A)  
Click here to view complete history of this specific entity/person VAIBHAV SHARMA

PAN:EHVPS8595A
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
68
History of entity/person TAURO INVESTMENT ADVISORS PVT.LTD.

(PAN:AAFCT3930N)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
69
History of entity/person TRADE INDIA RESEARCH

(PAN:BEHPG5479R)  
Click here to view complete history of this specific entity/person NEHA GUPTA

PAN:BEHPG5479R
  		CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

SOLD ADVISORY SERVICES/PRODUCTS TO CLIENTS WITHOUT ENSURING SUITABILITY OF ADVICE ACCORDING TO THEIR RISK PROFILE

PROVIDED INVESTMENT ADVICE WITHOUT CONSENT OF THE CLIENTS

DID NOT OBTAIN AND/OR MAINTAIN ANY DOCUMENTS FOR KNOW YOUR CLIENTS (KYC), RISK PROFILING, SUITABILITY, ACKNOWLEDGEMENT FROM CLIENTS, COMMUNICATION WITH CLIENTS/INVESTORS, CALL RECORDING OF CARRYING OUT RISK PROFILING AND RATIONALE FOR ADVISORY SERVICES ETC.

DID NOT INTIMATE SEBI ABOUT MATERIAL CHANGE IN INFORMATION

MANIPULATED AND FORCED CLIENT TO PAY MORE AND MORE FEES WITH THREAT OF FORFEITURE

PROVIDED EXECUTION SERVICES TO CLIENT

MOBILIZED MONEY FROM CLIENT IN DECEITFULLY AND CREATED FAKE PORTFOLIO

CONCEALED INFORMATION IN APPLICATION FORM FOR GRANT OF REGISTRATION CERTIFICATE

REPRESENTATIVES/EMPLOYEES DID NOT HAVE REQUISITE QUALIFICATION AND CERTIFICATION

DID NOT REDRESS INVESTOR COMPLAINTS   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 30-NOV-2023

30-NOV-2023 		 
70
History of entity/person TRUENORTH LABS PVT.LTD.

(PAN:AAFCT8811L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
71
History of entity/person VALUEVEST SERVICES PVT.LTD.

(PAN:AAGCV1497F)  
  DID NOT ADHERE TO NET WORTH REQUIREMENT AS SPECIFIED UNDER REGULATION 8(1) OF SEBI (INVESTMENT ADVISORS) REGULATIONS, 2013   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 09-MAY-2024

09-MAY-2024 		 
72
History of entity/person VBS INVESTMENTS

(PAN:AARFV0808L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-JUL-2025

25-JUL-2025 		 
73
History of entity/person VRUDHI ADVISORY SERVICES LLP

(PAN:AAPFV2336R)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
74
History of entity/person WALLET INVESTMENT ADVISORS

(Along with : AM WEALTH MANAGERS PVT.LTD.)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
75
History of entity/person WEALTH CHASER GLOBAL RESEARCH

(PAN:AXAPR0008C)  
Click here to view complete history of this specific entity/person SUMIT RATHI

PAN:AXAPR0008C
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
76
History of entity/person WEALTHFUND SERVICES PVT.LTD.

(PAN:AADCI7727C)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
77
History of entity/person WEALTHIT GLOBAL

(PAN:CXGPM4395H)  
Click here to view complete history of this specific entity/person MOHIT MANGHNANI

PAN:CXGPM4395H
  		DID NOT RENEW NISM REGISTRATION

DID NOT HAVE QUALIFICATION TO CONTINUE TO ACT AS REGISTERED INVESTMENT ADVISER

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

SOLD MULTIPLE PRODUCTS AND CHARGED UNREASONABLE FEES AND/OR SERVICE CHARGE

DID NOT CO-OPERATE IN PROVIDING INFORMATION TO SEBI FOR THE PURPOSE OF EXAMINATION OF ITS AFFAIRS

DID NOT PROVIDE MATERIAL INFORMATION TO SEBI

DID NOT COMMUNICATE RISK PROFILE TO CLIENTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES IN STIPULATED TIME

DID NOT REDRESS INVESTOR COMPLAINTS   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 30-APR-2023

31-MAR-2023 		SAT: SAT VIDE ITS ORDER DATED 25/07/2023 CONDONED THE DELAY IN FILING OF APPEAL. ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER 31/03/2023. MATTER REMITTED BACK TO SEBI TO PASS FRESH ORDER IN ACCORDANCE WITH LAW  
78
History of entity/person YOUR FIN PLANNERS

(PAN:AACFY2228G)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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