| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
NIDHIVAN INVESTMENTS & TRADING CO.LTD.
(PAN:AAACN7442A)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 62 |
|
|
NIIT TECHNOLOGIES LTD.
(PAN:AAACN0332P)
|
|
|
ALLEGED DELAY IN MAKING CORPORATE DISCLOSURE TO STOCK EXCHANGES VIOLATING CLAUSE 36 OF EQUITY LISTING AGREEMENT READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.19,12,500 VIDE CONSENT ORDER)
29-JAN-2021
|
|
| 63 |
|
|
NITCO LTD.
(PAN:AAACN1674N)
|
|
|
|
VIVEK TALWAR
PAN:AAAPT3994Q
|
|
ALLEGED FAILURE IN COMPLYING WITH THE PRESCRIBED ACCOUNTING STANDARDS WHILE ASSESSING IMPAIRMENT AND LIFETIME EXPECTED CREDIT LOSSES/ PROVISIONS OF OUTSTANDING LOANS
ALLEGED FAILURE IN DISCLOSING OUTSTANDING BALANCES OF LOANS TO ALL THE RELATED PARTIES UNDER RELATED PARTY DISCLOSURES AS PER IND AS 24
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.49,40,000 VIDE CONSENT ORDER)
28-FEB-2025
|
|
| 64 |
|
|
NOWROSJEE WADIA & SONS LTD.
(PAN:AAACN1836A)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 65 |
|
|
OCEANIC FOODS LTD.
(PAN:AAACO3708L)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF NCLT PETITION AND FREEZE OF ITS BANK ACCOUNTS BY ITS EX-MD & CEO VIOLATING CLAUSE 8.1 OF PARA B OF ANNEXURE I OF SEBI CIRCULAR CIR/CFD/CMD/4/2015 DATED 09/09/2015
ALLEGED FAILURE IN MAKING DISCLOSURE OF NCLT PETITION AND FREEZE OF ITS BANK ACCOUNTS BY ITS EX-MD & CEO VIOLATING REGULATIONS 30(3) & 30(4)(I)(B) READ WITH 4(1)(D) AND CLAUSE 8 OF PARA B OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
ALLEGED FAILURE IN MAKING DISCLOSURE OF NCLT PETITION AND FREEZE OF ITS BANK ACCOUNTS BY ITS EX-MD & CEO VIOLATING REGULATION 30(12) READ WITH 4(1)(D) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.12,22,650 VIDE CONSENT ORDER)
26-NOV-2024
|
|
| 66 |
|
|
ONE 97 COMMUNICATIONS LTD.
(PAN:AAACO4007A)
|
|
|
|
AJAY SHEKHAR SHARMA
PAN:BBJPS0729P
|
|
ALLEGED VIOLATION OF REGULATION REGULATION 2(1)(I)(III) OF SEBI (SBEB) REGULATIONS, 2021 IN MATTER OF EMPLOYEES STOCK OPTIONS (ESOPS) OF ONE97 COMMUNICATIONS LTD.
ALLEGED VIOLATION OF REGULATIONS 245(1) AND 245(2) OF SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018 IN MATTER OF GRANTING OF EMPLOYEES STOCK OPTIONS (ESOPS) OF ONE97 COMMUNICATIONS LTD.
ALLEGED VIOLATION OF REGULATIONS 4(1) AND 4(2) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,11,15,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED TO CANCEL 2,10,00,000 ESOPS GRANTED/VESTED AND NON-EXERCISED)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED TO CANCEL 2,22,862 ESOPS GRANTED/VESTED UPON BUT NOT EXERCISED)
08-MAY-2025
|
|
| 67 |
|
|
ONE 97 COMMUNICATIONS LTD.
(PAN:AAACO4007A)
|
|
|
|
AMIT KHERA
PAN:ADIPK2718E
|
|
|
ASHIT RANJIT LILANI
PAN:AEIPL6317D
|
|
|
DOUGLAS FEAGIN
|
|
|
MARK SCHWARTZ
|
|
|
MUNISH VARMA
PAN:AAGPV7557F
|
|
|
NEERAJ ARORA
PAN:AJNPA3852A
|
|
|
PALLAVI SHARDUL SHROFF
PAN:AQPPS7388Q
|
|
|
RAVI CHANDRA ADUSUMALLI
PAN:AIHPA6082D
|
|
ALLEGED FAILURE TO ENSURE CONFORMITY WITH THE REGULATORY PROVISIONS APPLICABLE TO LISTED ENTITY IN LETTER AND SPIRIT VIOLATING REGULATION 6(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ONE97 COMMUNICATIONS LTD.
ALLEGED FAILURE IN DISCHARGING DUTIES WITH UNBIASED AND INDEPENDENT APPROACH WHILE DECISION-MAKING W.R.T. MATTERS INVOLVING BENEFITS TO MR.VIJAY SHEKHAR SHARMA (MD & CEO, PAYTM) AND HIS RELATIVES VIOLATING REGULATION 4(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ONE97 COMMUNICATIONS LTD.
ALLEGED INDULGENCE IN APPROVAL AND SIGNING OFFER DOCUMENTS BY DIRECTORS CONTAINING INCORRECT STATEMENTS AND INCOMPLETE DISCLOSURES VIOLATING REGULATIONS 245(1) AND 245(2) OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF ONE97 COMMUNICATIONS LTD.
ALLEGED SIGN OFFER DOCUMENTS CONTAINING INCORRECT STATEMENT AND INCOMPLETE DISCLOSURES W.R.T. COMPANY BEING PROFESSIONALLY MANAGED COMPANY HAVING NO IDENTIFIABLE PROMOTER WHEREAS COMPANY HAVING PROMOTER I.E. MR.VIJAY SHEKHAR SHARMA VIOLATING REGULATIONS 245(1) AND 245(2) OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF ONE97 COMMUNICATIONS LTD.
|
REACHED SETTLEMENT ( CONSENT ORDER)
17-JAN-2025
|
|
| 68 |
|
|
PATELS AIRTEMP (INDIA) LTD.
(PAN:AABCP1375K)
|
|
|
ALLEGED VIOLATION OF REGULATION 30(2) READ WITH CLAUSE 4(D) OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
ALLEGED VIOLATION OF REGULATION 4(1)(C) READ WITH 30(2) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.28,53,180 VIDE CONSENT ORDER)
19-NOV-2024
|
|
| 69 |
|
|
PC JEWELLER LTD.
(PAN:AADCP5443Q)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES VIOLATING REGULATIONS 30(1), 30(4)(I) AND 30(7) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.19,12,500 VIDE CONSENT ORDER)
05-NOV-2019
|
|
| 70 |
|
|
PC JEWELLER LTD.
(PAN:AADCP5443Q)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF DEFAULT ON LOANS AND DETAILS RELATED TO QUARTERLY REPORTS ON LOAN DEFAULTS
ALLEGED DELAY IN MAKING DISCLOSURE OF DEFAULT ON LOANS AND DETAILS RELATED TO QUARTERLY REPORTS ON LOAN DEFAULTS
ALLEGED FAILURE IN MAKING CLASSIFICATION OF LOANS AS NON-PERFORMING ASSETS (NPAS)
ALLEGED SUBMISSION OF A RESOLUTION PLAN TO THE LENDERS
ALLEGED FAILURE OF RESOLUTION PLAN
ALLEGED FAILURE IN SUBMISSION OF IMPROVED RESOLUTION PLAN
ALLEGED FAILURE IN MAKING IMPROVED RESOLUTION PLAN
ALLEGED FAILURE IN FILING WRIT PETITION BEFORE HON’BLE HIGH COURT OF DELHI IN RESPECT OF REJECTION OF RESOLUTION PLAN
ALLEGED FAILURE IN FILING SBI’S PETITION IN DRT AND ORDER OF DRT
ALLEGED FAILURE IN FILING APPEAL BEFORE DRAT AND ORDER OF DRAT
ALLEGED FAILURE IN RECEIPT OF LOAN RECALL NOTICES FROM BANKS
ALLEGED FAILURE IN FILING OF APPLICATION BY SBI FOR INITIATION OF CIRP
ALLEGED FAILURE IN SEIZURE OF PROPERTIES OF ITS GUARANTORS BY ITS LENDERS ETC.
ALLEGED FURNISHING OF MISLEADING INFORMATION TO INVESTORS AND STOCK EXCHANGES
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.7,22,93,100 VIDE CONSENT ORDER)
24-JAN-2025
|
|
| 71 |
|
|
PNB HOUSING FINANCE LTD.
(PAN:AAACP3682N)
|
|
|
|
ASHWANI KUMAR GUPTA
PAN:ACDPG9749B
|
|
|
CH.S.S.MALLIKARJUNA RAO
PAN:AEWPM2516H
|
|
|
CHANDRASEKARAN RAMAKRISHNAN
PAN:AABPC6055C
|
|
|
GITA NAYYAR
PAN:ACBPN4600J
|
|
|
HARDAYAL PRASAD
PAN:ABEPP9257D
|
|
|
KAPIL MODI
PAN:AQUPM9805H
|
|
|
NEERAJ VYAS
PAN:ABDPV1345B
|
|
|
NILESH S.VIKAMSEY
PAN:AABPV3680Q
|
|
|
RAJNEESH KARNATAK
PAN:AAEPK7502P
|
|
|
SUDARSHAN SEN
PAN:AALPS2024B
|
|
|
SUNIL KAUL
PAN:AABPK1037E
|
|
|
TEJENDRA MOHAN BHASIN
PAN:AADPB4947Q
|
|
ALLEGED FAILURE IN OBTAINING REGISTERED VALUER’S REPORT IN ACCORDANCE WITH ARTICLE 19(2) OF ARTICLES OF ASSOCIATION (AOA) OF COMPANY VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE TO TAKE INTO ACCOUNT THE INTERESTS OF ALL STAKEHOLDER BY NOT ACCOUNTING FOR CONTROL PREMIUM IN PRICING OF THE PREFERENTIAL ISSUE VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE IN MAKING ADEQUATE AND TIMELY DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(D), 4(1)(H), 4(2)(B), 4(2)(E)(I), 4(2)(E)(II) AND 30(12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.28,50,000, INTEREST RS.44,26,533 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUL-2022
|
|
| 72 |
|
|
PRAXIS HOME RETAIL LTD.
(CIN:212866
PAN:AAECG1127D)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF MATERIAL EVENTS TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(D), 4(1)(E), 30(2), 30(6), 30(7) READ WITH PARA 16(B), (C) AND (D) OF PARA A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.20,25,000 VIDE CONSENT ORDER)
27-DEC-2021
|
|
| 73 |
|
|
PUNJAB CHEMICALS & CROP PROTECTION LTD.
(PAN:AAACP9904H)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE TO STOCK EXCHANGES ABOUT OUTSTANDING DEBT (LIABILITIES) OF SUBSIDIARY COMPANIES VIOLATING REGULATIONS 4(1)(D), 4(1)(H), 4(1)(J), 4(2)(D)(III), 30(2), 30(4)(I) AND 30(9) CLAUSES 5 PART B OF SCHEDULE III READ WITH REGULATION 30 OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)
25-MAR-2021
|
|
| 74 |
|
|
PVR LTD.
|
|
|
|
AJAY BIJLI
|
|
ALLEGED FAILURE IN COMPLIANCE OF CLAUSE 36 OF ERSTWHILE LISTING AGREEMENT AND CORRESPONDING PROVISION OF REGULATION 30 OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,80,500 VIDE CONSENT ORDER)
24-JAN-2018
|
|
| 75 |
|
|
RAMKRISHNA FORGINGS LTD.
(PAN:AABCR3285N)
|
|
|
ALLEGED VIOLATION OF REGULATIONS 30(2), 30(7) READ WITH 30(6) AND CLAUSE 4(D) OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,57,000 VIDE CONSENT ORDER)
19-MAR-2024
|
|
| 76 |
|
|
RB DIVERSIFIED
(PAN:AADCR3205J)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 77 |
|
|
RB HOLDINGS PVT.LTD.
(PAN:AADCR9892B)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 78 |
|
|
RELIANCE COMMUNICATIONS LTD.
(PAN:AACCR7832C)
|
|
|
ALLEGED NON COOPERATION WITH CREDIT RATING AGENCIES AND DEBENTURE TRUSTEE VIOLATING REGULATION 8 OF SEBI (LODR) REGULATIONS, 1999
ALLEGED NON SENDING OF NOTICES OF MEETINGS OF NCD HOLDERS TO DEBENTURE TRUSTEE AND DID NOT INFORM DEFAULT IN PAYMENT OF INTEREST/PRINCIPAL TO DEBENTURE TRUSTEE VIOLATING REGULATIONS 56(1)(B)(II), 56(1)(C)(II) AND 57 OF SEBI (LODR) REGULATIONS, 1999
ALLEGED NON-SUBMISSION OF INFORMATION OF CHANGE IN CREDIT RATING AGENCY VIOLATING REGULATIONS 51(1), 51(2) AND 52(4) READ WITH CLAUSES A(1), A(4) AND A(11) OF PART B SCHEDULE III OF SEBI (LODR) REGULATIONS, 1999
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.62,40,000 VIDE CONSENT ORDER)
09-NOV-2018
|
|
| 79 |
|
|
RELIGARE ENTERPRISES LTD.
(PAN:AAACV5888N)
|
|
|
ALLEGED INDULGENCE IN FINANCIAL MISMANAGEMENT AND DIVERSION OF FUNDS OF RS.2,473.66 CRORE OF RELIGARE FINVEST LTD. THROUGH SUBSIDIARY OF REL FOR BENEFIT OF PROMOTERS/PROMOTER GROUP ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIGARE ENTERPRISES LTD.
ALLEGED INDULGENCE IN FINANCIAL MISMANAGEMENT AND DIVERSION OF FUNDS OF RS.2,473.66 CRORE OF RELIGARE FINVEST LTD. THROUGH SUBSIDIARY OF REL FOR BENEFIT OF PROMOTERS/PROMOTER GROUP ENTITIES VIOLATING CLAUSES 32 AND 36 OF LISTING AGREEMENT IN MATTER OF RELIGARE ENTERPRISES LTD.
ALLEGED INDULGENCE IN FINANCIAL MISMANAGEMENT AND DIVERSION OF FUNDS OF RS.2,473.66 CRORE OF RELIGARE FINVEST LTD. THROUGH SUBSIDIARY OF REL FOR BENEFIT OF PROMOTERS/PROMOTER GROUP ENTITIES VIOLATING CLAUSES 49(I)(C)(1)(A) AND 49(I)(C)(1)(D) OF LISTING AGREEMENT {POST CIRCULAR DATED 17/04/2014} READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
ALLEGED INDULGENCE IN FINANCIAL MISMANAGEMENT AND DIVERSION OF FUNDS OF RS.2,473.66 CRORE OF RELIGARE FINVEST LTD. THROUGH SUBSIDIARY OF REL FOR BENEFIT OF PROMOTERS/PROMOTER GROUP ENTITIES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(D), 4(1)(G) TO 4(1)(J), 30(1) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
ALLEGED INDULGENCE IN FINANCIAL MISMANAGEMENT AND DIVERSION OF FUNDS OF RS.2,473.66 CRORE OF RELIGARE FINVEST LTD. THROUGH SUBSIDIARY OF REL FOR BENEFIT OF PROMOTERS/PROMOTER GROUP ENTITIES VIOLATING SECTIONS 21 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,41,80,000 VIDE CONSENT ORDER)
31-MAY-2022
|
|
| 80 |
|
|
SAHARA INVESTMENTS PVT.LTD.
(PAN:AAECS6355B)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 4 of 5
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