If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: CANCELLED REGISTRATION AS INVESTMENT ADVISOR

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person FINODIARY,M/S

(PAN:ATYPT2652B)  
Click here to view complete history of this specific entity/person PANKAJ TIWARI

PAN:ATYPT2652B
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
62
History of entity/person FINTELLIGENCE TECHNOLOGY PVT.LTD.

(PAN:AACCF8296Q)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
63
History of entity/person FINWELL INDIA  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 14-AUG-2026

14-AUG-2026 		 
64
History of entity/person FIRST ADVISER

(PAN:DTSPS7846Q)  
Click here to view complete history of this specific entity/person HEMANT SONI

PAN:DTSPS7846Q
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
65
History of entity/person FIRSTCAPITAL INVESTMENT ADVISORS

(PAN:AADFF7480J)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
66
History of entity/person FLANKING RESEARCH & INVESTMENT ADVISOR

(PAN:BBDPC8554N)  
Click here to view complete history of this specific entity/person TARUN CHANDANI

PAN:BBDPC8554N
  		DID NOT CO-OPERATE AND NOT SUBMITTED DOCUMENTS DURING INSPECTION

DID NOT INTIMATE SEBI ABOUT MATERIAL CHANGE IN INFORMATION

DID NOT REDRESS INVESTOR COMPLAINTS

PROVIDED ADVICE WITHOUT PROPER RATIONALE TO RISK PROFILE OF CLIENTS

CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

NOT A FIT & PROPER PERSON TO ACT AS AN INVESTMENT ADVISOR   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 19-DEC-2022

19-DEC-2022 		 
67
History of entity/person FUND BAZAAR INDIA

(PAN:CHOPS7851N)  
Click here to view complete history of this specific entity/person RAVI SHARMA

PAN:CHOPS7851N
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
68
History of entity/person FUTURE INVESTMENT

(PAN:ECYPK7182R)  
Click here to view complete history of this specific entity/person PINKY KELVA

PAN:ECYPK7182R
  		PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

CHARGED EXTRA MONEY FROM CLIENTS/INVESTORS

SOLD MULTIPLE PACKAGES AND COLLECTS MULTIPLE PAYMENTS IN A SHORT PERIOD FROM CLIENTS

SOLD ADVISORY SERVICES PRIOR TO COMMUNICATION OF RISK PROFILE

DID NOT OBTAIN TRADING ACCOUNT CREDENTIALS FROM CLIENTS FOR TRADING ON THEIR BEHALF

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES IN STIPULATED TIME

DID NOT REDRESS INVESTOR COMPLAINTS   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 24-NOV-2023 TO 23-NOV-2024

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-NOV-2023 TO 23-NOV-2024

DIRECTED TO RESOLVE ALL PENDING COMPLAINTS

DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

24-NOV-2023 		 
69
History of entity/person GETBASIS SECURITIES & TECHNOLOGIES INDIA PVT.LTD.

(PAN:AAHCG2735L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
70
History of entity/person GETCLARITY FINTECH SERVICES PVT.LTD.

(PAN:AAGCG1489A)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
71
History of entity/person GLOBAL FINTECH RESEARCH

(PAN:CKXPS6064H)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
72
History of entity/person GOOD MONEYING FINANCIAL SOLUTIONS

(PAN:AZWPS7634P)  
Click here to view complete history of this specific entity/person MANIKARAN SINGAL

PAN:AZWPS7634P
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
73
History of entity/person GRABSURE INVESTMENT ADVISOR

(PAN:AARFG3114E)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
74
History of entity/person GREEN STOCK ADVISORY

(PAN:BAWPB5777Q)  
Click here to view complete history of this specific entity/person GAUTAM PARSHOTTAMBHAI BARASIYA

PAN:BAWPB5777Q
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-JUL-2026

21-JUL-2026 		 
75
History of entity/person GRS SOLUTION,THE

(PAN:AOBPV4061M)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-JUL-2026

21-JUL-2026 		 
76
History of entity/person GUAVA SOFTS PVT.LTD.  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
77
History of entity/person HIGHLIGHT INVESTMENT RESEARCH

(PAN:AZNPG3349J)  
Click here to view complete history of this specific entity/person SHILPA GARG

PAN:AZNPG3349J
  		PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

DID NOT OBTAIN MEMBERSHIP FROM BSE ADMINISTRATION & SUPERVISION LTD. (BASL)

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 12-SEP-2025

12-SEP-2025 		 
78
History of entity/person HNI RESEARCH

(PAN:AKDPG6338G)  
Click here to view complete history of this specific entity/person DWARKA PRASAD GUPTA

PAN:AKDPG6338G
  		DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME

DID NOT PROVIDE INFORMATION TO SEBI

DID NOT INFORM SEBI PRIOR TO CHANGING ITS REGISTERED OFFICE ADDRESS   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 27-APR-2023

27-APR-2023 		 
79
History of entity/person IDFC ALTERNATIVES LTD.  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 04-NOV-2026

04-NOV-2026 		 
80
History of entity/person INDIANIVESH INVESTMENT MANAGERS PVT.LTD.  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 04-NOV-2026

04-NOV-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 4 of 9  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2026
No part of this site may be reproduced without the explicit permission of the owners.

top