| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 7621 |
|
VISHNUDHAM MARKETING PVT.LTD.
(PAN:AAECV4988P)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAHADUSHI INTERNATIONAL TRADE LTD.(CURRENTLY KNOWN AS NEGOTIUM INTERNATIONAL TRADE LTD.)
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-MAY-2021
|
|
| 7622 |
|
|
VISHNUDHAM MARKETING PVT.LTD.
(PAN:AAECV4988P)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALPS MOTOR FINANCE LTD.
|
IMPOSED PENALTY RS.5,00,000
19-MAY-2021
|
|
| 7623 |
|
|
VISHNUPRIYA VINTRADE PVT.LTD.
(PAN:AADCV7279A)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
17-AUG-2023
|
|
| 7624 |
|
|
VISHU ENTERPRISE
(PAN:ABUPV9902H)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF KAVVERI TELECOM PRODUCTS LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-JUN-2018
|
SEBI VIDE ITS NOTICE DATED 19/09/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 19/02/2020 ALLOWED THE APPEALS AND MATTER REMITTED BACK TO AO OF SEBI TO DECIDE THE MATTERS AFRESH AFTER SUPPLYING RELEVANT MATERIAL, NAMELY, TRADE LOGS, ORDER LOGS, INVESTIGATION REPORT ETC.
SEBI VIDE ITS ORDER DATED 23/03/2022 MODIFIED ITS ORDER DATED 29/06/2018 AND DIRECTED TO PAY PENALTY RS.10 LAC JOINTLY AND SEVERALLY U/S 15HA OF SEBI ACT.
SEBI VIDE ITS NOTICE DATED 22/11/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 19/09/2019
SEBI VIDE ITS ORDER DATED 22/11/2022 CANCELLED RECOVERY CERTIFICATE AS PER SAT ORDER DATED 19/02/2020
|
| 7625 |
|
|
VISHU ENTERPRISE
(PAN:ABUPV9902H)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES, INTRA-DAY TRADES, MULTIPLE FIRST TRADES AND SYNCHRONIZED TRADES IN SCRIPS OF NAKODA TEXTILES INDIA LTD., GAYATRI PROJECTS LTD., NANDAN EXIM LTD. AND TRIMURTHI DRUGS & PHARMACEUTICALS LTD.
|
IMPOSED PENALTY RS.15,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-JAN-2014
|
SAT: SAT VIDE ITS ORDER DATED 15/02/2016 QUASHED AND SET ASIDED THE IMPUGNED ORDER DATED 28/01/2014 AND RESTORED THE MATT TO FILE OF AO TO BE ADJUDICATED AFRESH TAKING ON RECORD FRESH REPLIES TO SHOW CAUSE NOTICE FROM APPELLANTS. NO COSTS
SEBI VIDE ITS ORDER DATED 31/07/2017 MODIFIED ITS ORDER DATED 28/01/2014 BY REDUCING THE PENALTY AMOUNT FROM RS,5,00,00,000.00 (JOINTLY AND SEVERALLY) TO RS.5,00,000.00 SEPERATELY
SAT: SAT VIDE ITS ORDER DATED 14/03/2018 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 31/07/2017 AND RESTORED TO THE FILE OF AO TO PASS FRESH ORDER ON MERITS. NO COSTS
SEBI VIDE ITS ORDER DATED 27/06/2022 MODIFIED ITS ORDER DATED 31/07/2017 BY REDUCING PENALTY TO RS.15 LAC (JOINTLY AND SEVERALLY) FROM RS.5 LAC INDIVIDUALLY U/S 15HA OF SEBI ACT, 1992
|
| 7626 |
|
|
VISHU ENTERPRISE
(PAN:ABUPV9902H)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF KAVVERI TELECOM PRODUCTS LTD.
|
IMPOSED PENALTY RS.2,00,000
29-JUN-2018
|
SAT: SAT VIDE ITS ORDER DATED 19/02/2020 ALLOWED THE APPEALS AND MATTER REMITTED BACK TO AO OF SEBI TO DECIDE THE MATTERS AFRESH AFTER SUPPLYING RELEVANT MATERIAL, NAMELY, TRADE LOGS, ORDER LOGS, INVESTIGATION REPORT ETC.
SEBI VIDE ITS ORDER DATED 23/03/2022 REDUCED THE PENALTY AMOUNT TO RS.2 LAC FROM RS.70 LAC U/S 15HA OF SEBI ACT.
|
| 7627 |
|
|
VISHU ENTERPRISE
(PAN:ABUPV9902H)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIPS OF NAKODA TEXTILES INDIA LTD., GAYATRI PROJECTS LTD., NANDAN EXIM LTD. AND TRIMURTHI DRUGS & PHARMACEUTICALS LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-JUN-2022
|
|
| 7628 |
|
|
VISHVA ELECTRONICS (INDIA) LTD.
(CIN:U32109PN1989PLC052840)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
30-MAR-2016
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 7629 |
|
|
VISHVAS PROJECTS LTD.
(PAN:AAACM2047A)
|
|
|
AIDED & ABETTED MEMBERS OF VISHWAS GROUP IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GANGOTRI TEXTILES LTD.
|
IMPOSED PENALTY RS.10,00,000
22-JUL-2014
|
SEBI VIDE ITS NOTICE DATED 11/12/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 29/01/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 11/12/2016
|
| 7630 |
|
|
VISHVAS PROJECTS LTD.
(PAN:AAACM2047A)
|
|
|
|
ASHOK MARWAH
PAN:AGAPM9028L
|
|
|
NIHAR RANJAN MISHRA
PAN:AFLPM1238C
|
|
|
SATYENDER KUMAR
PAN:CXDPK2039R
|
|
DID NOT ADHERE TO SUMMONS ISSUED FOR FURNISHING OF INFORMATION
|
IMPOSED PENALTY RS.15,00,000
20-MAR-2019
|
SEBI VIDE ITS NOTICE DATED 07/01/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 7631 |
|
|
VISHVAS PROJECTS LTD.
(PAN:AAACM2047A)
|
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF SUMEET INDUSTRIES LTD.
|
IMPOSED PENALTY RS.1,00,000
30-DEC-2011
|
|
| 7632 |
|
|
VISHVAS SECURITIES LTD.
(PAN:AAACV2921N)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF MEFCOM AGRO INDUSTRIES LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-NOV-2019
|
|
| 7633 |
|
|
VISHVJYOTI TRADING LTD.
(CIN:L51900MH1984PLC034663
PAN:AAACV4012A)
|
|
|
DID NOT SUBMIT REQUIRED DETAILS/INFORMATION/RECORDS/DOCUMENTS AS PER SUMMONS DATED 22/02/2017 AND 03/03/2017
|
IMPOSED PENALTY RS.10,00,000
25-SEP-2020
|
SEBI VIDE ITS NOTICE DATED 10/11/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/01/2023 DIRECTED ALL THE BANKS TO REMIT RS.12,91,428.00 TO THE EXTENT LYING IN THE ACCOUNT OF VISHVJYOTI TRADING LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 7634 |
|
|
VISHWA MOHAN (HUF)
(PAN:AACHV4264M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF HIND SYNTEX LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-FEB-2014
|
SAT: SAT VIDE ITS ORDER DATED 22/03/2016 PERMITTED APPELLANT TO WITHDRAW THE APPEAL AND GRANTED THREE MONTHS TIME FROM THE DATE OF THIS ORDER TO PAY PENALTY. NO COSTS
|
| 7635 |
|
|
VISHWA MOHAN (HUF)
(PAN:AACHV4264M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF HIND SYNTEX LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-FEB-2014
|
SAT: SAT VIDE ITS ORDER DATED 16/12/2015 SET ASIDED THE PENALTY OF RS. 6 LACS IMPOSED BY SEBI VIDE ITS IMPUGNED ORDER DATED 18/02/2014. NO COSTS
|
| 7636 |
|
|
VISHWA SECURITIES & FINANCE PVT.LTD.
(PAN:AABCV4555H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF HIND SYNTEX LTD.
|
IMPOSED PENALTY RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-FEB-2014
|
SAT: SAT VIDE ITS ORDER DATED 22/03/2016 PERMITTED APPELLANT TO WITHDRAW THE APPEAL AND GRANTED THREE MONTHS TIME FROM THE DATE OF THIS ORDER TO PAY PENALTY. NO COSTS
|
| 7637 |
|
|
VISHWA SECURITIES & FINANCE PVT.LTD.
(PAN:AABCV4555H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF HIND SYNTEX LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-FEB-2014
|
SAT: SAT VIDE ITS ORDER DATED 16/12/2015 SET ASIDED THE PENALTY OF RS. 6 LACS IMPOSED BY SEBI VIDE ITS IMPUGNED ORDER DATED 18/02/2014. NO COSTS
|
| 7638 |
|
|
VISHWAKARMA TRADING HOUSE
(PAN:AASFV6757F)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF UNITED POLYFAB GUJARAT LTD.
|
IMPOSED PENALTY RS.48,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-FEB-2024
|
SAT: SAT VIDE ITS ORDER DATED 04/09/2024 SAT VIDE ITS ORDER DATED 04/09/2024 CONDONED THE DELAY OF 42 DAYS IN FILING OF APPEAL. GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER. STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT 50% OF PENALTY AMOUNT WITH SEBI WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 26/11/2024 CONDONED THE DELAY IN FILING OF APPEAL AND GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 28/01/2025 GRANTED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 03/04/2025 GRANTED APPELLANT TWO WEEKS TO FILE REJOINDER
|
| 7639 |
|
|
VISHWANATH PROJECTS LTD.
(PAN:AACCV2054N)
|
|
|
MISUSED THE FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT VIOLATING SECTIONS 12(A) TO 12A(B) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ABHISHEK INFRAVENTURES LTD.
|
IMPOSED PENALTY RS.14,00,000 ALONG WITH OTHER ENTITIES/PERSONS
16-SEP-2022
|
|
| 7640 |
|
|
VISHWARAJ SUGAR INDUSTRIES LTD.
(PAN:AABCV1727H)
|
|
|
DID NOT FILE PROSPECTUS AND DID NOT MAKE APPLICATION TO STOCK EXCHANGES FOR LISTING OF SHARES VIOLATING REGULATIONS 4(2) (D) & (E), 5(1),(2), (5) & (7), 6(1), 7, 26(1),(2) & (6), 32(1), 36, 37, 46(1), 47(1), 49(1), 57(1), 58(1) & (2) AND 63 OF ICDR REGULATIONSM 2009
DID NOT ADHERE TO PUBLIC ISSUE REQUIREMENTS VIOLATING CLAUSES 2.1.4, 2.1.5, 5.3.1, 2.1.1, 5.6.2, 2.2, 4.1, 4.11, 4.14, 8.8.1, 5.6A, 8.6.1, 6.0 TO 6.33 AND 5.12 OF DIP DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2000
|
IMPOSED PENALTY RS.7,00,000
23-MAR-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 382 of 396
|
