| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 701 |
|
SHYAM ALCOHOL & CHEMICALS LTD.
(PAN:AAGCS6595M)
|
|
|
TRANSFERRED 7,50,000 SHARES THROUGH OFF-MARKET TRANSFER WITHOUT RECEIPT OF CONSIDERATION VIOLATING SECTION 16 OF SCRA, 1956 READ WITH SEBI NOTIFICATION G.S.R.219 (E) DATED 02/03/2000 AND SECTION 13 AND 18 OF SCRA1956 READ WITH SECTION 2(I) OF SCRA ACT, 1956 IN MATTER OF SAMPADA CHEMICALS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) READ WITH 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SAMPADA CHEMICALS LTD.
DID NOT SUBMIT REQUIRED INFORMATION/DOCUMENTS SOUGHT VIDE SUMMONS IN MATTER OF SAMPADA CHEMICALS LTD.
|
IMPOSED PENALTY RS.24,00,000
25-MAR-2021
|
SEBI VIDE ITS NOTICE DATED 02/08/2022 DIRECTED TO PAY RS.28,33,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 702 |
|
|
SIDDARTH BUSINESSES LTD.
(PAN:AAACS0442F)
|
|
|
SUBMITTED INCORRECT AND MISLEADING DOCUMENTS WITH RESPECT TO PRE-CLEARANCE OF TRADES TO SEBI IN INVESTIGATIONS
|
IMPOSED PENALTY RS.2,00,000
11-AUG-2020
|
SEBI VIDE ITS NOTICE DATED 07/04/2022 DIRECTED TO PAY RS.2,43,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 15/09/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 12/10/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF SIDDARTH BUSINESSES LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 01/12/2022 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4637 OF 2022 DATED 07/04/2022
SEBI VIDE ITS NOTICE DATED 01/12/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 15/09/2022
|
| 703 |
|
|
SIDDHI CULTIVATION PVT.LTD.
(PAN:AAMCS3193B)
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF BANK OF RAJASTHAN LTD.
|
IMPOSED PENALTY RS.3,00,000
14-FEB-2013
|
SAT: SAT VIDE ITS ORDER DATED 11/02/2014 UPHELD PENALTY IMPOSED UNDER SECTIONS 15HA AND 15H(II) AND SET ASIDE PENALTY IMPOSED UNDER SECTION 15 A(A) OF SEBI ACT.
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 704 |
|
|
SIDHANT FINANCIAL SERVICES LTD.
(PAN:AADCS9447D)
|
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF MURLI INDUSTRIES LTD.
|
IMPOSED PENALTY RS.2,00,000
24-JUL-2013
|
|
| 705 |
|
|
SILVERFLAG TRADING CO.PVT.LTD.
|
|
|
|
PRAVIN SAWANT
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF PRIME CAPITAL MARKET LTD.
DID NOT FURNISH TIMELY AND ACCURATE INFORMATION TO SEBI TO COMPLY WITH SUMMONS ISSUED IN SCRIP OF PRIME CAPITAL MARKET LTD.
|
IMPOSED PENALTY RS.1,00,000
21-JUN-2007
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 706 |
|
|
SILVERFLAG TRADING CO.PVT.LTD.
|
|
|
DID NOT FURNISH TIMELY AND ACCURATE INFORMATION TO SEBI TO COMPLY WITH SUMMONS ISSUED IN SCRIP OF PRIME CAPITAL MARKET LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF PRIME CAPITAL MARKET LTD.
|
IMPOSED PENALTY RS.2,00,000
26-APR-2007
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 707 |
|
|
SILVERLINE HOLDINGS CORP.
|
|
|
DID NOT FURNISH REQUISITE INFORMATION TO SEBI IN TIME
|
IMPOSED PENALTY RS.21,00,000 ALONG WITH OTHER ENTITIES/PERSONS
24-OCT-2003
|
SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.1,50,000 FROM RS.21,00,000 WITH NO ORDER AS TO COSTS
|
| 708 |
|
|
SILVERLINE TECHNOLOGIES LTD.
(PAN:AAACS7365M)
|
|
|
DID NOT PRODUCE DOCUMENTS/RECORDS/INFORMATION IN RESPONSE TO SUMMONS IN MATTER OF GDR CONVERSIONS AND SUBSEQUENT SALE OF SHARES OF SILVERLINE TECHNOLOGIES LTD.
|
IMPOSED PENALTY RS.10,00,000
09-JUN-2011
|
COMPANY VIDE ITS LETTER DATED 25/07/2011 FILED AN APPEAL WITH SAT FOR GRANT OF EXEMPTION FROM PAYING PENALTY OF RS.10,00,000 WHICH WAS IMPOSED BY SEBI VIDE ORDER DATED 09/06/2011.COMPANY DEPOSITED APPEAL FEE OF RS.10,400 WITH SAT.DECISION PENDING WITH SAT
INCLUDED IN SEBI LIST DATED 31/12/2013, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 709 |
|
|
SIRPUR MARKETING PVT.LTD.
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CROSS DEALS AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF BOLTON PROPERTIES LTD.
DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF BOLTON PROPERTIES LTD.
|
IMPOSED PENALTY RS.7,00,000
03-SEP-2010
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 710 |
|
|
SKYLARK LAND DEVELOPERS & INFRASTRUCTURE INDIA LTD.
(CIN:U70100MP2010PLC023689
PAN:AAOCS3538A)
|
|
|
|
DILIP KUMAR JAIN
DIN:02162529
PAN:AEUPJ2034B
|
|
|
DURGA PRASAD YADAV
DIN:03118203
PAN:ABAPY8539M
|
|
|
JAIHIND KUMAR
DIN:03127028
PAN:ALAPK2141F
|
|
|
RAMASHANKER SINGH YADAV
DIN:03076085
PAN:AAUPY1604L
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS/NOTICES/LETTERS
|
IMPOSED PENALTY RS.1,00,00,000
20-JAN-2016
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 711 |
|
|
SKYVIEW TRADING CO.PVT.LTD.
(CIN:U51909MH2007PTC176694
PAN:AALCS4103N)
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF BANK OF RAJASTHAN LTD.
|
IMPOSED PENALTY RS.8,00,000
14-FEB-2013
|
SAT: SAT VIDE ITS ORDER DATED 11/02/2014 UPHELD PENALTY IMPOSED UNDER SECTIONS 15HA, 15A (A) AND 15H(II) OF SEBI ACT.
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 23/03/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 16/10/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.18,17,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 712 |
|
|
SOLID CARBIDE TOOLS LTD.
(PAN:AABCS5855M)
|
|
|
|
DILIP SURESH SHAH
|
|
|
MUKESH MANSUKHLAL KOTHARI
|
|
|
NARENDRA C.DOSHI
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS/NOTICES/LETTERS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-APR-2011 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-APR-2011 TILL ALL PENDING INVESTOR GRIEVANCES ARE RESOLVED
08-APR-2011
|
SEBI VIDE ITS ORDER DATED 10/05/2013 REVOKED ITS DIRECTIONS ISSUED VIDE ITS ORDER DATED 08/04/2011
|
| 713 |
|
|
SOLID CARBIDE TOOLS LTD.
(PAN:AABCS5855M)
|
|
|
|
MUKESH MANSUKHLAL KOTHARI
|
|
|
SUBRATO NAG
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SOLID CARBIDE TOOLS LTD.
DID NOT PROVIDE INFORMATION TO SEBI
SHARES ISSUED UNDER PROMOTER'S QUOTA IN PUBLIC ISSUE SOLD IN OPEN MARKET BEFORE COMPLETION OF LOCK-IN-PERIOD
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JUN-2007 TO 14-JUN-2009
15-JUN-2007
|
AS PER FORM 32 FILED BY THE COMPANY WITH ROC, MR.MUKESH MANSUKHLAL KOTHARI HAD RESIGNED FROM DIRECTORSHIP OF THE COMPANY ON 30/11/1995. THIS IS PRIOR TO THE ORDER PASSED BY SEBI ON 15/06/2007
|
| 714 |
|
|
SOMANI CEMENT CO.LTD.
(CIN:L26940GJ1983PLC006400
PAN:AACCS9762N)
|
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF SOMANI CEMENT CO.LTD.
|
IMPOSED PENALTY RS.7,00,000
23-DEC-2009
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 715 |
|
|
SOMPLAST LEATHER INDUSTRIES LTD.
(PAN:AADCS0254L)
|
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF SOMPLAST LEATHER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.3,00,000
14-NOV-2011
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 716 |
|
|
SOMPLAST LEATHER INDUSTRIES LTD.
(PAN:AADCS0254L)
|
|
|
|
BHAGWATI SHAH (AKA. M.P.SHAH)
|
|
|
GIRISH SHAH
|
|
|
M.P.SHAH (AKA. BHAGWATI SHAH)
|
|
|
N.R.VEKARIA
PAN:ABOPV5260E
|
|
|
R.D.PATEL
|
|
|
R.N.VEKARIA
|
|
|
RAMANLAL C.HATHI
|
|
|
S.N.VEKARIA
|
|
|
SANJAY PATEL
|
|
|
YOGINI VYAS
PAN:ACQPV5440H
|
|
DID NOT ADHERE TO SUMMONS ISSUED FOR FURNISHING OF INFORMATION
DID NOT ADHERE TO SUMMONS ISSUED BY SEBI
ISSUED EQUITY SHARES IN EXCESS ON PREFERENTIAL BASIS WITHOUT TAKING IN-PRINCIPLE APPROVAL OF STOCK EXCHANGE
|
IMPOSED PENALTY RS.2,00,000
30-SEP-2005
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 717 |
|
|
SONAL SHARES INVESTMEN & CO.LTD.
(PAN:ASCPP6491Q)
|
|
|
INDULGED IN SIPHONING OFF IPO PROCEEDS IN MATTER OF MIDVALLEY ENTERTAINMENT LTD.
DID NOT PROVIDE INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON IN MATTER OF MIDVALLEY ENTERTAINMENT LTD.
|
IMPOSED PENALTY RS.7,00,000
31-MAY-2022
|
SEBI VIDE ITS NOTICE DATED 19/09/2022 DIRECTED TO PAY RS.7,26,545.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 10/10/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 16/02/2024 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 10/10/2023
SEBI VIDE ITS ORDER DATED 16/02/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.5704 OF 2022 DATED 19/09/2022
|
| 718 |
|
|
SONEPAT COMMODEAL PVT.LTD.
|
|
|
DID NOT ADHERE TO SUMMONS ISSUED FOR FURNISHING OF INFORMATION
DID NOT ADHERE TO SUMMONS ISSUED BY SEBI
|
IMPOSED PENALTY RS.30,000
19-MAY-2005
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 719 |
|
|
SOUNDCRAFT INDUSTRIES LTD.
(PAN:AABCS3556M)
|
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
DID NOT ADHERE TO SUMMONS ISSUED FOR FURNISHING OF INFORMATION
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF SOUNDCRAFT INDUSTRIES LTD.
|
IMPOSED PENALTY RS.5,00,000
30-MAR-2007
|
SEBI VIDE ITS NOTICE DATED 27/03/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 18/12/2025 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 27/03/2015
|
| 720 |
|
|
SOUNDCRAFT INDUSTRIES LTD.
(PAN:AABCS3556M)
|
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
ALLEGED NOT RESPONDING TO LETTERS/SUMMONS ISSUED BY SEBI
INDULGED IN PRICE MANIPULATION BY CIRCULAR AND STRUCTURED TRANSACTIONS IN SCRIP OF SOUNDCRAFT INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-DEC-2008 TO 11-DEC-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-DEC-2008 TO 11-DEC-2013
12-DEC-2008
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 36 of 44
|
