| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 6821 |
|
WARDHMAN FINVEST PVT.LTD.
(PAN:AAACW0353P)
(Sub-Broker of MF GLOBAL-SIFY SECURITIES INDIA PVT.LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 11-FEB-2009
11-FEB-2009
|
|
| 6822 |
|
|
WASANKAR INVESTMENTS
(PAN:AAIPW1864A)
(Sub-Broker of EDELWEISS STOCK BROKING LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
14-MAR-2012
|
|
| 6823 |
|
|
WASEEM SALIM DESAI,M/S
(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
|
|
|
|
WASEEM SALIM DESAI
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
20-MAR-2013
|
|
| 6824 |
|
|
WEAL CONSULTANCY
(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
23-FEB-2012
|
|
| 6825 |
|
|
WEALTH CREATORS
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 08-NOV-2008
08-NOV-2008
|
|
| 6826 |
|
|
WEALTH INVESTMENT HOUSE
(Sub-Broker of HEM SECURITIES LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
16-MAR-2016
|
|
| 6827 |
|
|
WEALTH PLANNERS
(Sub-Broker of MF GLOBAL-SIFY SECURITIES INDIA PVT.LTD., Member : NSE/BSE)
|
|
|
|
NITIKA NIRMAL LODAYA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
26-JAN-2012
|
|
| 6828 |
|
|
WEALTH PLUS SOLUTIONS
(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010
17-SEP-2010
|
|
| 6829 |
|
|
WEALTH PLUS SOLUTIONS
(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010
17-SEP-2010
|
|
| 6830 |
|
|
WEALTH POINT
(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 28-MAR-2011
28-MAR-2011
|
|
| 6831 |
|
|
WEALTH WORLD
(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
24-MAR-2012
|
|
| 6832 |
|
|
WIN EQUITY & FINANCIAL SERVICES PVT.LTD.
(CIN:U65990MH2007PTC177143)
(Sub-Broker of LKP SECURITIES LTD., Member : BSE/NSE)
|
|
|
IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 23-OCT-2009
23-OCT-2009
|
|
| 6833 |
|
|
WINSLIE LEON,M/S
(Sub-Broker of ANUGRAH STOCK & BROKING PVT.LTD., Member : BSE)
|
|
|
|
WINSLIE LEON
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
04-MAR-2013
|
|
| 6834 |
|
|
WINTRUST RESEARCH & ASSETS MANAGEMENT
(Sub-Broker of ANGEL BROKING LTD., Member : BSE/NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
31-MAR-2012
|
|
| 6835 |
|
|
WISDOM WEALTH
(Sub-Broker of ARIHANT CAPITAL MARKETS LTD., Member : BSE)
|
|
|
|
KRISHNACHANDRA S.JHUNJHUNWALA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 14-JAN-2009
14-JAN-2009
|
|
| 6836 |
|
|
WORLDWIDE ENTERPRISES (I)
(Sub-Broker of ALANKIT ASSIGNMENTS LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
10-MAR-2012
|
|
| 6837 |
|
|
XCELLENT INVESTMENT SERVICES
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
AMEETA GURUDUTT NAYAK
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
19-MAR-2012
|
|
| 6838 |
|
|
XLENT MARKETING
(Sub-Broker of BRICS SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
DEVENDRA SHAH
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
15-FEB-2012
|
|
| 6839 |
|
|
Y M FINANCIAL SERVICES INC
(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 08-OCT-2015
08-OCT-2015
|
|
| 6840 |
|
|
Y.HEMA LATHA,M/S
(Sub-Broker of P.C.S.SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
Y.HEMA LATHA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
18-MAR-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 342 of 346
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