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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 11-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CANCELLED REGISTRATION AS SUB-BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
6781
History of entity/person VISION FINANCIALS

(Sub-Broker of HSBC INVESTDIRECT SECURITIES (INDIA) LTD., Member : NSE)  
Click here to view complete history of this specific entity/person FALGUNI ANISH GOLWALA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 20-MAR-2012

20-MAR-2012 		 
6782
History of entity/person VISION INVESTMENT

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-SEP-2012 		 
6783
History of entity/person VISION INVESTMENT

(Sub-Broker of PRITHVI FINMART PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person MANISH SOMAIYA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

04-SEP-2013 		 
6784
History of entity/person VISION SECURITIES

(Sub-Broker of PRAMODKUMAR JAIN SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person SAIRANDHRY M.KAWALE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 30-AUG-2005

30-AUG-2005 		 
6785
History of entity/person VISMA RETAIL VENTURES PVT.LTD.

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

23-FEB-2012 		 
6786
History of entity/person VISU CORP.

(Sub-Broker of J.L.SHAH SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person SURESHBHAI J.PATEL
Click here to view complete history of this specific entity/person VISHNUBHAI K.PATEL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 18-FEB-2009

18-FEB-2009 		 
6787
History of entity/person VITE FINANCIAL SERVICES

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-DEC-2008

10-DEC-2008 		 
6788
History of entity/person VITTHAL FINANCIAL SERVICES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SMITA SHASHIKIRAN ZANWAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
6789
History of entity/person VIVEK CONSULTANT

(Sub-Broker of HEM FINLEASE PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-AUG-2012 		 
6790
History of entity/person VIVEK DADHEECHA,M/S

(Sub-Broker of KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIVEK DADHEECHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2014 		 
6791
History of entity/person VIVEK JAIN,M/S

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
6792
History of entity/person VIVEK JAIN,M/S

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIVEK JAIN
  		CEASED TO OPERATE AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-MAR-2008

08-MAR-2008 		 
6793
History of entity/person VIVEK KALER,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VIVEK KALER
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-APR-2009

10-APR-2009 		 
6794
History of entity/person VIVEK KALRA,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VIVEK KALRA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

25-JUL-2012 		 
6795
History of entity/person VIVEK KUMAR KARWA,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK KUMAR KARWA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-JAN-2009

28-JAN-2009 		 
6796
History of entity/person VIVEK KUMAR VISHWAKARMA,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person VIVEK KUMAR VISHWAKARMA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
6797
History of entity/person VIVEK KUMAR,M/S

(Sub-Broker of ANGEL BROKING LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK KUMAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-APR-2011

21-APR-2011 		 
6798
History of entity/person VIVEK M.GADA,M/S

(Sub-Broker of L.F.C.SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIVEK M.GADA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

11-SEP-2015 		 
6799
History of entity/person VIVEK PARAKH,M/S

(Sub-Broker of MEHTA EQUITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK PARAKH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 12-MAR-2011

12-MAR-2011 		 
6800
History of entity/person VKJ SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PANKAJ JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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