| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 661 |
|
SHRI HANUMAN INVESTMENTS PVT.LTD.
(PAN:AAGCS5378C)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF AUSTRAL COKE & PROJECTS LTD.
|
IMPOSED PENALTY RS.5,00,000
05-MAY-2015
|
SAT: SAT VIDE ITS ORDER DATED 16/11/2016 DIRECTED APPELLANT NO.6 TO PAY PENALTY OF RS.5 LACS WITHIN A PERIOD OF 6 WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
|
| 662 |
|
|
SHRI LAKSHMI COTSYN LTD.
(CIN:L17122UP1988PLC009985
PAN:AAICS9582J)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
IMPOSED PENALTY RS.2,00,000
31-OCT-2017
|
|
| 663 |
|
|
SHYAM SUNDER PUNIT KUMAR (HUF)
|
|
|
|
SHYAM SUNDER BERIWALA
PAN:AAFHS3894B
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF VIPUL LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 12(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF VIPUL LTD.
|
IMPOSED PENALTY RS.1,50,000 ALONG WITH OTHER ENTITIES/PERSONS
17-OCT-2017
|
|
| 664 |
|
|
SICOM ARC LTD.
(PAN:AAFCS4038Q)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(3), 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ASHOK ALCO-CHEM LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ASHOK ALCO-CHEM LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ASHOK ALCO-CHEM LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ASHOK ALCO-CHEM LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.12,42,149 VIDE CONSENT ORDER)
26-MAR-2018
|
|
| 665 |
|
|
SICOM LTD.
(PAN:AAACS5524J)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
IMPOSED PENALTY RS.5,00,000
27-JUN-2014
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 666 |
|
|
SICOM LTD.
(PAN:AAACS5524J)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF RAJ OIL MILLS LTD.
|
IMPOSED PENALTY RS.5,00,000
19-MAY-2014
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 667 |
|
|
SICPA INDIA LTD.
(PAN:AADCS6121L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 MATTER OF BRUSHMAN (INDIA) LTD.
|
IMPOSED PENALTY RS.5,00,000
30-JUN-2014
|
|
| 668 |
|
|
SIGMATECH INC
(PAN:ABBCS4601E)
|
|
|
ALLEGED DELAY IN FILING OF REPORT VIOLATING REGULATION 3(4) OF SAST REGULATIONS, 1997 READ WITH REGULATIONS 3(1)(E)(I) OF SAST REGULATIONS, 1997 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(2A) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) AND 7(1B) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.49,46,175 VIDE CONSENT ORDER)
01-DEC-2023
|
|
| 669 |
|
|
SIKAR INVESTMENT CO.LTD.
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
INTERIM DIRECTIONS ISSUED VIDE EX-PARTE AD-INTERIM ORDER DATED 20/04/2009 VACATED AS PER ORDER DATED 07/07/2009
|
| 670 |
|
|
SILICON VALLEY INFOTECH LTD.
(CIN:L15311WB1993PLC061312
PAN:AABCP5702G)
|
|
|
|
SANTOSH KUMAR JAIN
PAN:ACQPJ7823E
|
|
ALLEGED INDULGENCE IN OFF-LOADING OF SHARES WHILE IN POSSESSION OF PRICE SENSITIVE INFORMATION IN MATTER OF ATN INTERNATIONAL LTD.
|
REACHED SETTLEMENT ( CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES) FROM 20-JUN-2011 TO 19-JUN-2013
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 20-JUN-2011 TO 19-JUN-2013
20-JUN-2011
|
|
| 671 |
|
|
SILICON VALLEY INFOTECH LTD.
(CIN:L15311WB1993PLC061312
PAN:AABCP5702G)
|
|
|
ALLEGED INDULGENCE IN OFF-LOADING OF SHARES WHILE IN POSSESSION OF PRICE SENSITIVE INFORMATION IN MATTER OF ATN INTERNATIONAL LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES) FROM 20-JUN-2011 TO 19-JUN-2012
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 20-JUN-2011 TO 19-JUN-2012
20-JUN-2011
|
|
| 672 |
|
|
SILVER STALLION LTD.
(PAN:AAICS7877A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) READ WITH 7(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BIRLA PACIFIC MEDSPA LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF BIRLA PACIFIC MEDSPA LTD.
|
IMPOSED PENALTY RS.3,00,000
16-DEC-2020
|
|
| 673 |
|
|
SIMPLY CLASS FASHIONS PVT.LTD.
(CIN:U17300KA1996PTC020435
PAN:AALCS0077K)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KARUTURI GLOBAL LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KARUTURI GLOBAL LTD.
|
IMPOSED PENALTY RS.2,00,000
02-JUL-2013
|
SEBI VIDE ITS NOTICE DATED 24/12/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 21/11/2016 WITHDRAWN THE WARRANT OF ATTACHMENTS ISSUED VIDE ITS ORDER DATED 24/12/2014
|
| 674 |
|
|
SINCERELY FINANCE & INVESTMENT PVT.LTD.
(Along with : SAMTEX FASHIONS LTD.)
|
|
|
ACTED IN CONCERT WITH SUB-BROKERS TO CREATE ARTIFICIAL MARKET IN SCRIP OF SAMTEX FASHIONS LTD. AND OFF-LOADED THEIR SHARES TO MAKE UNJUST ENRICHMENT
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS 1992
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-MAR-2006 TILL FURTHER ORDERS
21-MAR-2006
|
NO NEED TO CONTINUE INTERIM ORDER DATED 21/03/2006
|
| 675 |
|
|
SINGHAL OVERSEAS LTD.
(PAN:AACCS7304Q)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) AND 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF GUJARAT ARTH LTD.
|
IMPOSED PENALTY RS.2,66,11,375
19-DEC-2014
|
SEBI VIDE ITS ORDER DATED 28/01/2019 IMPOSED PENALTY OF RS.2,53,72,500.00 AND RS.12,38,875.00 ON NOTICEE SINGHAL OVERSEAS LTD. U/S 15H AND 15A(B)
SAT: SAT VIDE ITS ORDER DATED 16/11/2022 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 24/07/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 30/11/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.4,37,98,653.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 676 |
|
|
SKIL INFRASTRUCTURE LTD.
(CIN:L36911MH1983PLC178299)
|
|
|
|
PRAVEENCHAND MOHNOT
PAN:AAFPM3430K
|
|
INDULGED IN COMMUNICATION OF UNPUBLISHED PRICE SENSITIVE INFORMATION TO RELATIVES WHO UNDERTOOK TRANSACTIONS IN SCRIP OF KLG CAPITAL SERVICES LTD. VIOLATING REGULATION 11 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 TO 23-JUL-2024
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 TO 23-JUL-2024
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 24-JUL-2014 TO 23-JUL-2024
22-SEP-2009
|
SAT: APPEAL DISPOSED OFF AS APPLICANT STATES THAT REPLY SHALL BE FILED WITHIN FOUR WEEKS WITH NO ORDER AS TO COSTS
SAT: IMPUGNED ORDER DATED 22/09/2009 SET ASIDE AND CASE REMANDED TO WHOLE TIME MEMBER. NO ORDER AS TO COSTS
|
| 677 |
|
|
SKIL INFRASTRUCTURE LTD.
(CIN:L36911MH1983PLC178299)
|
|
|
|
HEMANT R.PATEL
PAN:ADYPP4929N
|
|
INDULGED IN COMMUNICATION OF UNPUBLISHED PRICE SENSITIVE INFORMATION TO RELATIVES WHO UNDERTOOK TRANSACTIONS IN SCRIP OF KLG CAPITAL SERVICES LTD. VIOLATING REGULATION 11 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DIRECTED TO DISGORGE RS.10,18,544
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 TO 23-JUL-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 TO 23-JUL-2019
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 24-JUL-2014 TO 23-JUL-2019
22-SEP-2009
|
|
| 678 |
|
|
SKIL INFRASTRUCTURE LTD.
(CIN:L36911MH1983PLC178299)
|
|
|
|
N.RAVICHANDRAN
PAN:AABPN7069H
|
|
INDULGED IN COMMUNICATION OF UNPUBLISHED PRICE SENSITIVE INFORMATION TO RELATIVES WHO UNDERTOOK TRANSACTIONS IN SCRIP OF KLG CAPITAL SERVICES LTD. VIOLATING REGULATION 11 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 TO 23-FEB-2024
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 TO 23-FEB-2024
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 24-JUL-2014 TO 23-FEB-2024
22-SEP-2009
|
DIRECTED STOCK EXCHANGES TO (I) SQUARE OFF EXISTING OPEN POSITIONS IN F&O SEGMENT. (II) STRICTLY ENSURE THAT NO FRESH POSITIONS ARE CREATED AS PER WTM ORDER DATED 24/09/2009
SAT: APPEAL DISPOSED OFF AS APPLICANT STATES THAT REPLY SHALL BE FILED WITHIN FOUR WEEKS WITH NO ORDER AS TO COSTS
SAT: IMPUGNED ORDER DATED 22/09/2009 SET ASIDE AND CASE REMANDED TO WHOLE TIME MEMBER WITH NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED 1. NOT TO BUY, SELL OR DEAL IN SECURITIES MARKET IN ANY MANNER WHATSOEVER, OR ACCESS SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER AND 2. NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF DIRECTORS OF ANY LISTED COMPANY FOR A PERIOD OF TEN (10) YEARS FROM DATE OF THIS ORDER
|
| 679 |
|
|
SKM EGG PRODUCTS EXPORT (INDIA) LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(3) OF SEBI TAKEOVER CODE, 1997
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.15,10,598, PAID TO IEPF RS.2,047 VIDE CONSENT ORDER)
28-FEB-2019
|
|
| 680 |
|
|
SMC CREDITS LTD.
(PAN:AAACS0197B)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF GLOBE CAPITAL MARKETS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
19-OCT-2011
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 34 of 42
|
