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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 10-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
6761
History of entity/person VIVEK CONSULTANT

(Sub-Broker of HEM FINLEASE PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-AUG-2012 		 
6762
History of entity/person VIVEK DADHEECHA,M/S

(Sub-Broker of KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIVEK DADHEECHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2014 		 
6763
History of entity/person VIVEK JAIN,M/S

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIVEK JAIN
  		CEASED TO OPERATE AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-MAR-2008

08-MAR-2008 		 
6764
History of entity/person VIVEK JAIN,M/S

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
6765
History of entity/person VIVEK KALER,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VIVEK KALER
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-APR-2009

10-APR-2009 		 
6766
History of entity/person VIVEK KALRA,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VIVEK KALRA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

25-JUL-2012 		 
6767
History of entity/person VIVEK KUMAR KARWA,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK KUMAR KARWA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-JAN-2009

28-JAN-2009 		 
6768
History of entity/person VIVEK KUMAR VISHWAKARMA,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person VIVEK KUMAR VISHWAKARMA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
6769
History of entity/person VIVEK KUMAR,M/S

(Sub-Broker of ANGEL BROKING LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK KUMAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-APR-2011

21-APR-2011 		 
6770
History of entity/person VIVEK M.GADA,M/S

(Sub-Broker of L.F.C.SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIVEK M.GADA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

11-SEP-2015 		 
6771
History of entity/person VIVEK PARAKH,M/S

(Sub-Broker of MEHTA EQUITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIVEK PARAKH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 12-MAR-2011

12-MAR-2011 		 
6772
History of entity/person VKJ SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PANKAJ JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
6773
History of entity/person VMS INVESTMENTS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VIMAL DAVE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2014 		 
6774
History of entity/person VNU INVESTMENTS

(Sub-Broker of RAJEN CHANDRAKANT SECURITIES PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

29-MAR-2012 		 
6775
History of entity/person VORA INVESTMENT

(Sub-Broker of M.P.VORA SHARES & SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-SEP-2007

10-SEP-2007 		 
6776
History of entity/person VPT SECURITIES PVT.LTD.

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

20-JUL-2012 		 
6777
History of entity/person VRISHA INVESTMENTS

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ABHA SHAH
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

01-SEP-2012 		 
6778
History of entity/person VRUSHABH INVESTMENTS & CO.

(Sub-Broker of NNM SECURITIES PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

12-MAY-2017 		 
6779
History of entity/person VSERV CAPITAL SERVICES PVT.LTD.

(Sub-Broker of KOTAK SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 12-FEB-2013

22-FEB-2013 		 
6780
History of entity/person VSN & ASSOCIATES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-OCT-2015

08-OCT-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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