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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: CANCELLED REGISTRATION AS AUTHORISED PERSON

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
641
History of entity/person ULTIMATE ADVISORY SERVICES

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012 		 
642
History of entity/person URMILA NILESH PANDIT,M/S

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person URMILA NILESH PANDIT
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-FEB-2012 		 
643
History of entity/person UTTAM CHAND JAIN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person UTTAM CHAND JAIN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

29-DEC-2018 		 
644
History of entity/person V B FINANCIAL SERVICES

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person BHARAT SHAH
  		AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS AUTHORISED PERSON

21-MAR-2012 		 
645
History of entity/person V S A TRADING CO.PVT.LTD.

(Authorised Person of BRICS SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

28-JUN-2013 		 
646
History of entity/person VAIBHAV MISRA,M/S

(Authorised Person of KARVY STOCK BROKING LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VAIBHAV MISRA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-APR-2012 		 
647
History of entity/person VAIBHAV PERIWAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VAIBHAV PERIWAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

29-DEC-2018 		 
648
History of entity/person VAIBHAV SARDA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person VAIBHAV SARDA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

02-JAN-2019 		 
649
History of entity/person VAISHALI A.KARPE,M/S

(Authorised Person of LABDHI FINANCE CORP., Member : NSE, L.F.C.SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VAISHALI A.KARPE
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

03-SEP-2014 		 
650
History of entity/person VAKEEL AHMED,M/S

(PAN:AKMPA8018J)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VAKEEL AHMED

PAN:AKMPA8018J
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
651
History of entity/person VANDANA GUPTA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person VANDANA GUPTA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

02-JAN-2019 		 
652
History of entity/person VANDANA LATH,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VANDANA LATH
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

10-JAN-2019 		 
653
History of entity/person VANDANA RATHORE,M/S

(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VANDANA RATHORE
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

14-OCT-2015 		 
654
History of entity/person VED PRAKASH,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VED PRAKASH
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

15-JAN-2021 		 
655
History of entity/person VEENA GUPTA,M/S

(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VEENA GUPTA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-APR-2012 		 
656
History of entity/person VEENA YADAV,M/S

(Authorised Person of SHAREKHAN LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VEENA YADAV
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

01-AUG-2013 		 
657
History of entity/person VENKATESH R.,M/S

(Authorised Person of KARVY STOCK BROKING LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VENKATESH R.
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

21-DEC-2012 		 
658
History of entity/person VENU KUMAR DOGRA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VENU KUMAR DOGRA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

06-FEB-2020 		 
659
History of entity/person VIDHU BANSAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person VIDHU BANSAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

19-JAN-2019 		 
660
History of entity/person VIJAY KUMAR KUSHWAHA,M/S

(PAN:BJCPK2648J)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person VIJAY KUMAR KUSHWAHA

PAN:BJCPK2648J
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON FROM 04-MAY-2018

04-MAY-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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