| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 641 |
|
YOJNA AGRO FORESTRY LTD.
|
|
|
|
GOPAL DUTT
|
|
|
JUGDISH PRASAD AGRAWAL
|
|
|
KANCHAN AGRAWAL
|
|
|
MUKUL C.AGRAWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, A3 AND A5 AND SENTENCED TO PAY A FINE OF RS.75000 EACH AND IN CASE OF DEFAULT 3 MONTHS S.I.PROCEEDINGS AGAINST ACCUSED NO.2 AND 4 HAVE ALREADY BEEN QUASHED VIDE ORDER DATED 29/09/2008
|
| 642 |
|
|
YOUNG FARMERS FOREST LTD.
|
|
|
|
ARWINDER KAUR
|
|
|
ASHWANI KUMAR
|
|
|
BALWANT SINGH RAPAL
|
|
|
DESHRAJ SOOD
|
|
|
HOSHIAR SINGH
|
|
|
JARNAIL SINGH
|
|
|
JASWANT SINGH
|
|
|
NARDEV SINGH
|
|
|
NIHAL KAUR
|
|
|
RAJ RANI
|
|
|
RESHAM SINGH
|
|
|
SATNAM SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTED CONVICT NO.1 YOUNG FARMERS FORESTS LIMITED IS BURDENED A FINE OF RS.2.50 CRORE AND CONVICT NO.2 JARNAIL SINGH AND CONVICT NO.3 NARDEV SINGH ARE SENTENCED RIGOROUS IMPRISONMENT FOR THE PERIOD OF SIX MONTHS AND A FINE OF RS.25 LAC EACH IN DEFAULT FURTHER THREE MONTHS SIMPLE IMPRISONMENT FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF SEBI ACT.
|
| 643 |
|
|
YOUTH AGRO & HOUSING DEVELOPMENT LTD.
|
|
|
|
AJAY PANDEY
|
|
|
ARJUN TIWARI
|
|
|
NANDNI LOKHENDAY
|
|
|
RAMAKANT BAJPAI
|
|
|
SHIV PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 644 |
|
|
ZAFFRON FORESTS INDIA LTD.
|
|
|
|
ABDUL MAJEED BHAT
|
|
|
FAZAZ AHMAD DAR
|
|
|
FAZAZ AHMAD MIR
|
|
|
GULAM HUSAIN RATHER
|
|
|
HASSAN RATHER
|
|
|
ILYAS AHMAD MIR
|
|
|
IMTIYAZ AHMED BHAT
|
|
|
MAHIDULLAH RATHER
|
|
|
MOHD.YOUSF RATHER
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.34 LAKH. FINE OF RS.6,000 IMPOSED ON EACH OF ACCUSED PERSON WITH DIRECTION TO FILE THE WINDING UP REPORT WITHIN A PERIOD OF TWO MONTHS. FURTHER AWARD OF RS.20,000 TO SEBI AS EXPENSES
|
| 645 |
|
|
ZEESTAR MULTI CLUB & TOURS PVT.LTD.
(CIN:U74120UR2010PTC033099
PAN:AAACZ4100H)
|
|
|
|
MRINAL ATAL
DIN:02268049
PAN:AGKPA9503C
|
|
|
SHAILENDRA PRASAD BADONI
DIN:02268049
PAN:AGPPB4121L
|
|
|
SURENDRA KUMAR
DIN:02268134
PAN:ASHPK4559K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-FEB-2016 TO 03-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-FEB-2016 TO 03-FEB-2020
04-FEB-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 33 of 33
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