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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: CANCELLED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
641
History of entity/person RENU MOHLA,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person RENU MOHLA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 08-FEB-2007

08-FEB-2007 		 
642
History of entity/person RICHMOND SECURITIES PVT.LTD.

(Member : ICSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 31-JAN-2005

31-JAN-2005 		SAT: APPEAL DISMISSED  
643
History of entity/person RICHYRICH INVESTMENTS

(Along with : P.RAJARAM NAIDU,M/S)  
Click here to view complete history of this specific entity/person P.RAJARAM NAIDU
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
644
History of entity/person RITA S.KATIRA,M/S

(Member : VSE)  
Click here to view complete history of this specific entity/person RITA SUBHASH KATIRA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-OCT-2004

29-OCT-2004 		 
645
History of entity/person ROHINI ASSOCIATES

(Member : COCSE)  
Click here to view complete history of this specific entity/person ARUN KUMAR
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 16-FEB-2005

16-FEB-2005 		 
646
History of entity/person ROOP CHAND JAIN & CO.

(Member : UPSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 25-JUL-2003

04-JUL-2003 		 
647
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.

(CIN:U67110WB2010PTC145276
PAN:AAECR7263H)

(Member : BSE/NSE)  
  DID NOT CO-OPERATE WITH SEBI IN INSPECTION

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT MAINTAIN ADEQUATE INTEREST FREE DEPOSIT ON NSE VIOLATING REGULATION 9(B) OF (STOCK BROKER) REGULATIONS, 1992

DID NOT SUBMIT NETWORTH CERTIFICATE AND ANNUAL AUDITED ACCOUNTS TO BSE FOR PERIOD ENDED MARCH 31, 2013 VIOLATING REGULATION 9(B) OF (STOCK BROKER) REGULATIONS, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 28-FEB-2020

28-FEB-2020 		 
648
History of entity/person RR COMMODITY BROKERS PVT.LTD.

(PAN:AACCR0111L)

(Member : NSEL)  
  NOT A FIT & PROPER PERSON TO BE GRANTED REGISTRATION/TO OPERATE AS COMMODITY DERIVATIVES BROKER   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-APR-2023

27-APR-2023 		 
649
History of entity/person RUDRA COMVENTURES PVT.LTD.

(Member : NSEL)  
  NOT A FIT & PROPER PERSON TO BE GRANTED REGISTRATION/TO OPERATE AS COMMODITY DERIVATIVES BROKER   CANCELLED REGISTRATION AS STOCK BROKER FROM 11-SEP-2023

11-SEP-2023 		SAT: SAT VIDE ITS ORDER DATED 14/03/2024 ALLOWED EXTENSION OF FOUR MONTHS W.E.F.11/03/2024 FOR COMING OUT WITH A SCHEME UNDER SEBI (SETTLEMENT PROCEEDINGS) REGULATIONS, 2018 AS DIRECTED BY THIS TRIBUNAL VIDE ORDER DATED 12/12/2023  
650
History of entity/person RUSODAY SECURITIES LTD.

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
651
History of entity/person RUSODAY SECURITIES LTD.

(Member : NSE)  
  DID NOT ADHERE TO BASE MINIMUM CAPITAL REQUIREMENT   CANCELLED REGISTRATION AS STOCK BROKER FROM 19-MAY-1997

19-MAY-1997 		SAT: APPEAL DISMISSED LEAVING PARTIES TO BEAR THEIR OWN COSTS

SAT: MISC.APPLICATION DISPOSED OFF. NO COSTS  
652
History of entity/person S.B.STOCKWORKS PVT.LTD.

(Member : CSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 10-SEP-2003

10-SEP-2003 		 
653
History of entity/person S.B.STOCKWORKS PVT.LTD.

(Member : ICSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
654
History of entity/person S.K.BANSAL,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person S.K.BANSAL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 08-FEB-2007

08-FEB-2007 		 
655
History of entity/person S.K.DHUPER,M/S

(Member : DSE)  
Click here to view complete history of this specific entity/person S.K.DHUPER
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
656
History of entity/person S.K.GOENKA & CO.

(Member : CSE)  
Click here to view complete history of this specific entity/person SHIV KUMAR GOENKA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 10-SEP-2003

10-SEP-2003 		 
657
History of entity/person S.K.KANWATIA & CO.

(Member : JSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 08-FEB-2007

08-FEB-2007 		 
658
History of entity/person S.M.KANITKAR,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person S.M.KANITKAR
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 18-SEP-2002

18-SEP-2002 		 
659
History of entity/person S.P.KUPPUSAMY,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person S.P.KUPPUSAMY
  		DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 08-SEP-2003

08-SEP-2003 		 
660
History of entity/person S.R.VAIDYANATHAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person S.R.VAIDYANATHAN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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