SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI ACT, 1992

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

641

SOAYUBEN H.VORA

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EXCELL MULTITECH LTD.

KARVY STOCK BROKING LTD.

PAN:AABCK5190K

(Member : BSE/NSE/HSE)

SEER FINLEASE PVT.LTD.

TAURAS INFOSYS LTD.

ZENET SOFTWARE LTD.

PAN:AAACZ0978K

FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME

VIOLATED SECTION 12A OF SEBI ACT.,1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SEBI DEPOSITORIES ACT, 1996

PROSECUTION LAUNCHED

15-MAY-2006

642

SOAYUBEN H.VORA

EXCELL MULTITECH LTD.

KARVY STOCK BROKING LTD.

PAN:AABCK5190K

SEER FINLEASE PVT.LTD.

SUJAL LEASING & FINANCE PVT.LTD.

TAURAS INFOSYS LTD.

ZENET SOFTWARE LTD.

PAN:AAACZ0978K

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

25-AUG-2016

643

SOHAN LAL

ALCHEMIST CORP.LTD.

VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-JUL-2022

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.926856.00 TO SEBI

644

SONALI KOHLI

NITIN CAPITAL SERVICES LTD.

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

31-MAR-2010

WITHDRAWN

645

SOWMIYANARAYANAN

(PAN:AJAPS4294F)

INDULGED IN DIVERSION OF FUNDS FROM UNITED SPIRITS LTD. TO VARIOUS COMPANIES/ENTITIES OF UB GROUP INCLUDING KINGFISHER AIRLINES LTD. VIOLATING SECTION 12A(C) OF SEBI ACT, 1992 IN MATTER OF UNITED SPIRITS LTD.

INDULGED IN DIVERSION OF FUNDS FROM UNITED SPIRITS LTD. TO VARIOUS COMPANIES/ENTITIES OF UB GROUP INCLUDING KINGFISHER AIRLINES LTD. VIOLATING REGULATIONS 3(D), 4(1) ALONGWITH 4(2)(E), (F) AND (K) OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES) REGULATIONS, 2003 IN MATTER OF UNITED SPIRITS LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JAN-2017 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-JAN-2017 TILL FURTHER ORDERS

25-JAN-2017

SAT: APPEAL DISMISSED. NO COSTS

SAT: SAT VIDE ITS ORDER DATED 08/01/2018 GRANTED EXTENSION OF TIME TO SEBI TO COMPLETE THE HEARING AND PASS APPROPRIATE FINAL ORDER BY 31/03/2018. NO COSTS

SEBI VIDE ITS ORDER DATED 15/02/2018 MODIFIED THE DIRETIONS - NOTICEES MAY SELL/REDEEM/LIQUIDATE THE SECURITIES HELD BY AS ON DATE AND UTILIZE THE PRODEES THEREOF TO MITIGATE THEIR FINANCIAL CONSTRAINTS. NOTICEES SHALL CONTUNUE TO REMAI RESTRAINED FROM BUYING OR DEALING IN SECURITIES IN ANY OTHER MANNER WHATSOEVER, EITHER DIRECTLY OR INDIRECTLY, EXCEPT SELLING OR REDEEMIN AS PERMITTED

SAT: SAT VIDE ITS ORDER DATED EXTENDED TIME TO PASS APPROPRIATE ORDERS AGAINST RESPONDANTS TILL 31/05/2018. MISC. APPLICATION DISPOSED OFF. NO COSTS

SEBI VIDE ITS ORDER DATED 01/06/2018 VACATED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 25/01/2017 READ WITH ORDER DATED 15/02/2018

646

SRIDHAR REDDY GADDAM

MIDFIELD INDUSTRIES LTD.

CIN:U27109AP1990PLC011353
PAN:AAACM9490M

VIOLATED SECTION 207 OF COMPANIES ACT, 1956

VIOLATED SECTION 127 OF COMPANIES ACT, 2013

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 24 (2) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-DEC-2016

647

SUBHAJIT SAHA

(DIN:02658455
PAN:BKUPS5569R)

PINCON SECURITIES LTD.

CIN:U67120WB2011PLC170424

ASSISTED/ASSOCIATED LRN FINANCE LTD. IN SUBSCRIPTION/ISSUE OF NCDS AS MERCHANT BANKER WITHOUT OBTAINING REGISTRATION UNDER MERCHANT BANKER REGULATIONS VIOLATING SECTIONS 12 OF SEBI ACT, 1992 IN MATTER OF PINCON SECURITIES LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-OCT-2021 TO 25-OCT-2026

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-OCT-2021 TO 25-OCT-2026

RESTRAINED AND FURTHER PROHIBITED FROM HOLDING AND OCCUPYING ANY MANAGERIAL POST OR BEING ASSOCIATED DIRECTLY OR INDIRECTLY WITH ANY LISTED PUBLIC COMPANY AND/OR ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 26-OCT-2021 TO 25-OCT-2026

26-OCT-2021

648

SUBODH KUMAR AGARWAL

GUJARAT NRE COKE LTD.

VIOLATED SEBI ACT, 1992

PROSECUTION LAUNCHED

25-AUG-2016

649

SUBODH V.SAPRE

INDITALIA REFCON LTD.

PAN:AAACI1128G

FAILED TO PAY PENALTY

VIOLATED SECTION 27 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,01,250 BY THE ACCUSED TO SEBI