| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 621 |
|
SHILA SURYAVANSHI
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 622 |
|
|
SHILPA DAVE
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 623 |
|
|
SHIV KUMAR AGARWAL
(PAN:AAVPA0129R)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 624 |
|
|
SHIVKUMAR HARIKISHAN BISSA
|
|
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
PAN:AAJCS0518D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 625 |
|
|
SHIVKUMAR HARIKISHAN BISSA
|
|
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
PAN:AAJCS0518D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 626 |
|
|
SHRAVAN PATWARI
(DIN:00376284)
|
|
|
|
AHILYA COMMERCIAL PVT.LTD.
CIN:U51109WB1994PTC065648
PAN:AACCA2226R
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 627 |
|
|
SHRAVAN PATWARI
(DIN:00376284)
|
|
|
|
AHILYA COMMERCIAL PVT.LTD.
CIN:U51109WB1994PTC065648
PAN:AACCA2226R
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED RS.6,27, 581.00
|
| 628 |
|
|
SHRAVAN SHARMA
|
|
|
|
SANYOG COMMODITIES PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 629 |
|
|
SHRAWAN KUMAR GOYAL
(PAN:AEOPG6268A)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 630 |
|
|
SHYAMAL SHARMA
|
|
|
|
APNAPAN VAYPAR PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
|
| 631 |
|
|
SHYAMLAL SULTANIA
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF LEGAL COSTS OF RS.67000.00
|
| 632 |
|
|
SIRISH SHAH
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| 633 |
|
|
SMITA NAGDA
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2011
|
|
| 634 |
|
|
SMITA PANDYA
|
|
|
|
DIVINE MULTIMEDIA (INDIA) LTD.
CIN:L21100GJ1991PLC016644
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPANY PAID RS.11,78,485.00 VIA DEMAND DRAFT TO SEBI
|
| 635 |
|
|
SONIA NAGPAL
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 636 |
|
|
SOPAN MARUTI SHELAR
|
|
|
FAILED TO PAY PENALTY
|
OFFENCE COMPOUNDED
27-FEB-2023
|
THE ACCUSED PAID THE COMPOUNDING AMOUNT WHICH INCLUDED PENALTY AMOUNT ALONG WITH INTEREST AND THE LEGAL COST. THE HON'BLE COURT VIDE ITS ORDER DATED 18/10/2022 DISPOSED OFF THE MATTER AS COMPOUNDED
|
| 637 |
|
|
SUBASH KUMAR AGARWALA
|
|
|
|
ANKIT PRACHI TRADING & INVESTMENTS LTD.
PAN:AACCA2024M
CIN:L65923WB1992PLC054001
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED RS.3,39,156.00 TOWARDS INTEREST AND RS.44,000.00 TOWARDS LEGAL COSTS
|
| 638 |
|
|
SUBHASH PATEL
|
|
|
|
OPTIMATES TEXTILE INDUSTRIES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 639 |
|
|
SUBIR KUMAR PAUL
(PAN:AKLPP5280G)
|
|
|
|
ORCHID CULTIVATION PROJECTS INDIA LTD.
CIN:U01403WB2011PLC166376
PAN:AABCO5512D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
ALL ACCUSED PLEADED GUILTY. CONSIDERING THEIR SUBMISSIONS THE COURT HELD THEM GUILTY AND DIRECTED THEM TO PAY RS.7,00,000.00 AS COMPENSATION TO SEBI AND RS.60,000.00
AS FINE. IN DEFAULT THE SIMPLE IMPRISONMENT OF 2YEARS. THEY HAVE
DEPOSITED THE AMOUNT IN CASH BEFORE THE REGISTRY OF COURT
|
| 640 |
|
|
SUBODH V.SAPRE
|
|
|
|
INDITALIA REFCON LTD.
PAN:AAACI1128G
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,01,250 BY THE ACCUSED TO SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 32 of 38
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