| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 601 |
|
SARLA VASANT BISSA
|
|
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
PAN:AAJCS0518D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 602 |
|
|
SATISH CHANDRA JAIN
|
|
|
|
GOLDWIN MERCHANDISE PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
LEGAL COSTS OF RS.67,000.00
|
| 603 |
|
|
SATISH R.SHAH
(PAN:ACBPS8940G)
|
|
|
|
SAWACA BUSINESS MACHINES LTD.
|
|
|
SAWACA COMMUNICATION LTD.
CIN:L64201GJ1995PLC024912
|
|
FAILED TO PAY PENALTY
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,64,954.00
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.6,15,955.00
|
| 604 |
|
|
SATYA CHARAN MONDAL
(DIN:03065451
PAN:AWZPM0095L)
|
|
|
|
PAFL INDUSTRIES LTD.
CIN:U29253WB2011PLC161075
PAN:AAFCP9552J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 605 |
|
|
SATYABRATA BHATTACHARJEE
|
|
|
|
AMALGAMATED ENTERPRISES
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 606 |
|
|
SATYENDRA NATH CHAKRABORTY
|
|
|
|
AMALGAMATED ENTERPRISES
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 607 |
|
|
SAURIN JYOTINDRABHAI KAVI
|
|
|
|
JAY ENERGY & S.ENERGIES LTD.
CIN:L29224GJ1986PLC009151
PAN:AAACJ3817H
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 608 |
|
|
SHADILAL CHOPRA
(PAN:AAAPC6067F)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2011
|
THE OFFENCE WAS COMPOUNDED
DISMISSED
|
| 609 |
|
|
SHAILENDRA N.PATADIA
|
|
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
CIN:U99999MH1992PLC067131
PAN:AAACH1071P
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 610 |
|
|
SHAILESH M.VED
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
RS.67,000.00 PENALY PAID TOWARDS LEGAL COSTS
|
| 611 |
|
|
SHAILESH MULRAJ
|
|
|
|
KRISHNA CAPSHARES PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAMENT OF RS.8,87,992.00
|
| 612 |
|
|
SHALESH D.VAID
|
|
|
|
GALAXY BROKING LTD.
PAN:AABCG5457B
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 613 |
|
|
SHANKAR IYER
|
|
|
|
SILVERLINE TECHNOLOGIES LTD.
PAN:AAACS7365M
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
COMPANY VIDE DEMAND DRAFT NO.854566 DATED 11/03/2005 FOR RS.19,00,000.00 (RUPEES NINETEEN LAC ONLY) DRAWN ON THE SHAMRAO VITHAL CO-OP BANK LTD. PAID THE PENALTY AMOUNT TO SEBI ON 11/03/2005
|
| 614 |
|
|
SHANTADEVI R.PANCHARIYA
(PAN:AQNPP3367Q)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF LEGAL CHARGES FOR RS.67,000.00
|
| 615 |
|
|
SHARAD GHADI
|
|
|
|
RICHTONE FINTRADE & INVESTMENT PVT.LTD.
CIN:U65990MH1996PTC100093
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
25-AUG-2016
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 616 |
|
|
SHARAD SOGANI
|
|
|
|
OPTIMATES TEXTILE INDUSTRIES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 617 |
|
|
SHASHIKANT K.GANDHI
|
|
|
|
MOTOROL ENTERPRISES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED RS.3,60,000.00
|
| 618 |
|
|
SHAUKAT SULEMAN THARADRA
(PAN:ACEPT7249Q)
|
|
|
FAILED TO PAY PENALTY
|
OFFENCE COMPOUNDED
27-FEB-2023
|
THE ACCUSED HAS PAID THE PENALTY AMOUNT ALONGWITH THE INTEREST AND INCIDENTAL CHARGES BEFORE THE RECOVERY OFFICER HENCE IN VIEW OF COMPOUNDING OF THE MATTER BETWEEN THE PARTIES, MATTER IS HEREBY
DISPOSED OFF
|
| 619 |
|
|
SHIKHAR CHAND SETHIA
|
|
|
|
CASTLE BUILDERS PVT.LTD.
|
|
|
CMC MARKETING PVT.LTD.
CIN:U00060BR1989PTC003593
|
|
|
ECHO CHEMICALS PVT.LTD.
CIN:U74899DL1995PTC066077
PAN:AABCE4834G
|
|
|
TMS BOARDS & INDUSTRIES PVT.LTD.
CIN:U00271BR1988PTC003046
|
|
|
WEBSITY INFOSYS LTD.
|
|
|
YARE ENGINEERING PVT.LTD.
PAN:AAACY1590J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 620 |
|
|
SHILA BABURAO SURYAVANSHI
(DIN:02534667
PAN:ALJPS1605H)
|
|
|
|
SICORP FINLEASE LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 31 of 38
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