| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 581 |
|
SANJAY CHATTERJEE
|
|
|
|
OASIS CINE COMMUNICATION LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST
|
| 582 |
|
|
SANJAY GUPTA
|
|
|
|
INFORMATION TECHNOLOGIES (INDIA) LTD.
CIN:U65910UP1994PLC017049
PAN:AAACI1891E
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 583 |
|
|
SANJAY JHUNJHUNWALA
|
|
|
|
ANUSHIKHA INVESTMENTS PVT.LTD.
PAN:AACCA5568N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 584 |
|
|
SANJAY JOGANI
|
|
|
|
RICHTONE FINTRADE & INVESTMENT PVT.LTD.
CIN:U65990MH1996PTC100093
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
25-AUG-2016
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 585 |
|
|
SANJAY KUMAR AGARWAL
|
|
|
|
CHURUWALA EXPORTS PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 586 |
|
|
SANJAY KUMAR GIRIA
|
|
|
|
APNAPAN VYAPAAR PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
DISMISSED
|
| 587 |
|
|
SANJAY KUMAR MURARKA
|
|
|
|
HULDA PROPERTIES & TRADES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED RS.25,60,192.00
|
| 588 |
|
|
SANJAY MANHARLAL SANGHVI
|
|
|
|
GALAXY BROKING LTD.
PAN:AABCG5457B
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 589 |
|
|
SANJAY RAMESHCHANDRA SHAH
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
AO IMPOSED A PENALTY AMOUNT OF RS.2,00,000.00 VIDE ORDER DATED
09/05/2005 AGAINST THE ACCUSED. THE ACCUSED FAILED TO PAY THE
PENALTY AMOUNT. SEBI LAUNCHED PROSECUTION UNDER SECTION 24(2) OF
THE SEBI ACT FOR NON-PAYMENT OF PENALTY BY THE ACCUSED. THE MATTER
ISDISPOSED OF AS COMPOUNDED ON PAYMENT OF AMOUNT OF
RS.4,57,805.00
|
| 590 |
|
|
SANJEEV BANSAL
|
|
|
|
DATAPRO ELECTRONICS PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.299126.00 TO SEBI
|
| 591 |
|
|
SANJIB GUHA
|
|
|
|
KAMINI VYAPAR PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 592 |
|
|
SANJOY BISWAS
(DIN:06619539
PAN:APVPB0765K)
|
|
|
|
PAFL INDUSTRIES LTD.
CIN:U29253WB2011PLC161075
PAN:AAFCP9552J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 593 |
|
|
SANKAR SAHA
(DIN:03053658
PAN:AKUPS5629M)
|
|
|
|
PAFL INDUSTRIES LTD.
CIN:U29253WB2011PLC161075
PAN:AAFCP9552J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 594 |
|
|
SANKET S.SHAH
|
|
|
|
RIGHT FINSTOCK PVT.LTD.
PAN:AAACR9277R
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00
|
| 595 |
|
|
SANTOSH KUMAR GUPTA
|
|
|
|
WIDESTAR TRADEWING PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 596 |
|
|
SANTOSH RAMNATH GADE
(PAN:AIRPG9635J)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 597 |
|
|
SANTOSH ROHIDAS JAGTAP
(PAN:AFUPJ0681F)
|
|
|
|
RITEDEAL TRADING CO.PVT.LTD.
PAN:AACCR9537J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE MATTER WAS DISPOSED AS WITHDRAWN ON THE APPLICATION FILED U/S 321 OF CRPC BY SEBI AS THE COMPLAINT IN RESPECT OF THE SAME OF CAUSE OF ACTION WAS ALREADY TAKEN COGNIZANCE BY THE COURT IN THE SEBI SPL CASE NO. 241/2014
|
| 598 |
|
|
SARBARI BANDOPADHYAY
|
|
|
|
OASIS CINE COMMUNICATION LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST
|
| 599 |
|
|
SARITADEVI PANCHARIYA
(PAN:AHWPP6223H)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF LEGAL CHARGES FOR RS.67,000.00
|
| 600 |
|
|
SARLA VASANT BISSA
|
|
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
PAN:AAJCS0518D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 30 of 38
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