| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
GOLDLEAF INTERNATIONAL PVT.LTD.
(PAN:AABCG6705E)
(Along with : SUPREME TEX MART LTD.)
|
|
|
|
AJAY GUPTA
PAN:ABMPG0822F
|
|
|
GAUTAM GUPTA
PAN:AKQPG8560R
|
|
INDULGED IN SENDING BULK SMS WITH BUY RECOMMENDATIONS WITH ULTIMATE GOAL OF OFFLOADING SHAREHOLDING OF PROMOTERS/DIRECTORS IN MATTER OF SUPREME TEX MART LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-NOV-2017 TO 31-OCT-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-NOV-2017 TO 31-OCT-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO CEASE & DESIST FROM DISSEMINATING NEWS OR MESSAGES IN ANY FORM RELATED TO SECURITIES MARKET, BY ANY MEANS WHATSOEVER FROM 01-NOV-2017 TO 31-OCT-2023
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
01-NOV-2017
DIRECTED TO DISGORGE RS.2,36,87,413
05-MAR-2019
|
SEBI VIDE ITS ORDER DATED 30/10/2018 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS AD INTERIM EX PARTE ORDER DATED 01/11/2017
SEBI VIDE ITS ORDER DATED 05/03/2019 DIRECTED TO 1) DISGORGE RS.2,36,87,413.00 2) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME AMOUNTS GAIN MADE ALONGWITH WITH INTEREST CREDITED TO ESCROW ACCOUNT WITHOUT PERMISSION FROM SEBI 2) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT 3) BANKS AND DEPOSITORIES NO TO DEBIT,WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD BY NOTICEES 4) BANKS AND DEPOSITORIES TO ENSURE THAT ALL DIRECTIONS ARE STRICTLY ENFORCED 5) PROVIDE FULL INVENTORY OF THEIR ASSETS, PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST
SEBI VIDE ITS ORDER DATED 06/07/2022 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATING WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR SIX YEARS B) DURING THE PERIOD OF RESTRAINT EXISTING HOLDING, INCLUDING UNITS OF MUTUAL FUNDS TO REMAIN FROZEN C) DISGORGE AMOUNT RS.2,36,87,413.00 ALONG WITH SIMPLE INTEREST @ 12% P.A. FROM DATE OF IMPOUNDING ORDER TILL DATE OF ACTUAL PAYMENT D) REMIT DISGORGEMENT AMOUNT TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF)
SEBI VIDE ITS NOTICE DATED 26/10/2022 DIRECTED TO PAY RS.3,18,38,703.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 18/11/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 19/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.3,21,67,638.46 TO THE EXTENT LYING IN THE ACCOUNT OF GOLDLEAF INTERNATIONAL PVT.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 42 |
|
|
GRD SECURITIES LTD.
(PAN:AABCG7534M)
|
|
|
|
ANITA DROLIA
PAN:BZYPD8214M
|
|
|
BIMAL KUMAR DROLIA
PAN:ACQPD3084M
|
|
|
PRAMOD KUMAR DROLIA
PAN:ADGPD7175A
|
|
|
PRIYA SARAF
PAN:AFDPD9286M
|
|
INDULGED IN EXTENDED FRONT RUNNING THE TRADES OF BIG CLIENTS VIOLATING CLAUSE (C) OF SUB-REGULATION (1) OF REGULATION 2 OF THE PFUTP REGULATIONS AND SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.65,77,11,547 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
02-JAN-2025
|
SAT: SAT VIDE ITS ORDER DATED 17/01/2025 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 29/01/2025 REJECTED PRAYER FOR INTERIM ORDER
SAT: SAT VIDE ITS ORDER DATED 30/01/2025 SINCE APPELLANT DEPOSITED THE AMOUNT, DIRECTED BANK TO CONSIDER APPELLANT’S REQUEST FOR RENEWAL OF BANK GUARANTEES. NO COSTS
|
| 43 |
|
|
HB STOCKHOLDINGS LTD.
(PAN:AAACH0637F)
(Along with : RRB MASTER SECURITIES DELHI LTD.)
|
|
|
|
LALIT BHASIN
PAN:AFDPB2550A
|
|
|
SANJIV BHASIN
PAN:AAXPB9978P
|
|
EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.2,42,37,798 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
17-JUN-2025
|
|
| 44 |
|
|
HIGHGROWTH VINCOM PVT.LTD.
(PAN:AACCH1789A)
(Along with : GLORIOUS VINCOM PVT.LTD.,
ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
ARUN LAHA
PAN:APWPL5441F
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MINU MALLICK
PAN:DGTPM2047B
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
TAPAS LAHA
PAN:ANCPL7138F
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.33,48,04,829 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
|
| 45 |
|
|
HIGHGROWTH VINCOM PVT.LTD.
(PAN:AACCH1789A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP,
RUSHP TRADING LLP,
SATRAMA TRADING LLP,
SHIVHARI TRADING LLP,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.)
|
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BAJAJ SONALI ATEET
PAN:APCPC1264M
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
CHIRAGKUMAR MAKWANA
PAN:CTXPM2544K
|
|
|
DEBASHISH DUTTA
PAN:CVMPD9641P
|
|
|
DURGESHWARI PRADIPBHAI CHIRIPAL
PAN:AHWPC2289G
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
HINA BAROT
PAN:DGUPB9477B
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAKWANA MADHUBEN
PAN:CUHPM8134L
|
|
|
MANUJ ASHOKKUMAR CHIRIPAL
PAN:AUCPC1621M
|
|
|
MINU MALLICK
PAN:DGTPM2047B
|
|
|
PRAKASH KANTILAL VAGHELA
PAN:AGEPV6889L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SOURAV DAS
PAN:CEJPD9809M
|
|
|
SUMIT LAHA
PAN:AXJPL4908J
|
|
|
SUPRABHAT LAHA
PAN:APXPL1814M
|
|
|
TRISHA VIKASH BAJAJ
PAN:AEGPA7779E
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
UMA DUTTA
PAN:COXPD8400E
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.1,34,67,773 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
|
| 46 |
|
|
HIGHGROWTH VINCOM PVT.LTD.
(PAN:AACCH1789A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP,
GLORIOUS VINCOM PVT.LTD.,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.)
|
|
|
|
AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
BUDDHADEB LAHA
PAN:AQBPL5563C
|
|
|
DIXIT BORISA
PAN:BNDPB5397L
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GBL INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.4,39,37,085 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
|
| 47 |
|
|
HIGHGROWTH VINCOM PVT.LTD.
(PAN:AACCH1789A)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
CHANDRIKABEN MAHESHBHAI CHAUHAN
PAN:BWSPC8594A
|
|
|
CHINTUKUMAR VASUDEVBHAI PANDYA
PAN:BBGPP8915H
|
|
|
DIBAKAR LAHA
PAN:AJVPL4026B
|
|
|
DIXIT BORISA
PAN:BNDPB5397L
|
|
|
GOVINDBHAI NATVARLAL CHAUHAN
PAN:BFMPC4964H
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
JITENDRA HARJIVANBHAI GOHIL
PAN:AJMPG6403E
|
|
|
KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
|
|
|
KASAMBHAI SHEKH
PAN:AGRPS7734C
|
|
|
MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
|
|
|
MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
|
|
|
NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
|
|
NATVARBHAI PATLIA
PAN:DDYPP0586C
|
|
|
NITESH P.PAVSKAR
PAN:BJQPP0910G
|
|
|
RAVINDRA NANALAL RAVAL
PAN:AETPR3110B
|
|
|
SANJAY DEY
PAN:BWHPD4063L
|
|
|
SOURAV DAS
PAN:CEJPD9809M
|
|
|
SUMIT LAHA
PAN:AXJPL4908J
|
|
|
SUPRABHAT LAHA
PAN:APXPL1814M
|
|
|
SUSHMA JASMIN BAROT
PAN:CEYPB7305B
|
|
|
TEJAL AMITKUMAR KHATRI
PAN:ERFPK5538F
|
|
|
UJJAL LAHA
PAN:ATSPL2483R
|
|
|
VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF 7NR RETAIL LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.29,60,46,866 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
|
| 48 |
|
|
INDUSIND BANK LTD.
(PAN:AAACI1314G)
|
|
|
|
ANIL MARCO RAO
PAN:AAAPR0288H
|
|
|
ARUN KHURANA
PAN:ABBPK3785A
|
|
|
ROHAN JATHANNA
PAN:AAFPJ1378P
|
|
|
SUMANT KATHPALIA
PAN:AINPK0032B
|
|
|
SUSHANT SOURAV
PAN:ANLPS6798R
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF INDUSLND BANK LTD.
|
DIRECTED TO IMPOUND BANK ACCOUNTS
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.19,78,08,053
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN THEIR NAMES TO CREDIT OR DEPOSIT IMPOUNDING AMOUNT WITH A LIEN MARK IN FAVOUR OF SEBI AND AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-MAY-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
28-MAY-2025
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| 49 |
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INFINIUM MOTORS (GUJARAT) PVT.LTD.
(PAN:AAACI9058D)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND (E) OF SEBI ACT, 1992 AND REGULATIONS 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF INFIBEAM AVENUES LTD.
|
DIRECTED TO DISGORGE RS.97,36,444
DIRECTED TO CREDIT AMOUNTS TO ESCROW ACCOUNT IN NATIONALISED BANK
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
24-AUG-2020
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|
| 50 |
|
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JANE STREET ASIA TRADING LTD.
(PAN:AAECJ7368M)
(Along with : JSI INVESTMENTS PVT.LTD.,
JSI2 INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED TO ENSURE THAT NO DEBITS ARE MADE IN RESPECT OF ASSETS OF ENTITIES UNDER THEIR CUSTODY WITHOUT PERMISSION OF SEBI
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
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| 51 |
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JANE STREET SINGAPORE PTE.LTD.
(PAN:AAGCJ1682G)
(Along with : JSI INVESTMENTS PVT.LTD.,
JSI2 INVESTMENTS PVT.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED TO ENSURE THAT NO DEBITS ARE MADE IN RESPECT OF ASSETS OF ENTITIES UNDER THEIR CUSTODY WITHOUT PERMISSION OF SEBI
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 52 |
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JITNEY INVESTMENTS PVT.LTD.
(PAN:AADCJ0092M)
|
|
|
|
ASHISH PANALAL SHAH
PAN:AJRPS7737C
|
|
|
KIRTIDAN K.GADHAVI
PAN:AJAPG0901B
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.44,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 22-MAY-2024 TO 21-MAY-2029
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAY-2024 TO 21-MAY-2029
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAY-2024 TO 21-MAY-2029
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM DATE OF THIS ORDER B) DISGORGE RS.44,000.00 ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 09/12/2024 DIRECTED TO PAY RS.62,600.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 14/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 53 |
|
|
JSI INVESTMENTS PVT.LTD.
(PAN:AAFCJ0285L)
(Along with : JSI2 INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
|
| 54 |
|
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JSI2 INVESTMENTS PVT.LTD.
(PAN:AAGCJ5786R)
(Along with : JSI INVESTMENTS PVT.LTD.,
JANE STREET SINGAPORE PTE.LTD.,
JANE STREET ASIA TRADING LTD.)
|
|
|
ENGAGED IN ILLEGAL MANIPULATION OF SECURITIES THAT COMPRISE THE BANKNIFTY AND NIFTY INDICES, THEREBY VITIATING MARKET FAIRNESS AND INTEGRITY AND ILLEGALLY BENEFITING FROM THEIR TRADING ACTIVITIES AND POSITIONS IN THE INDEX OPTIONS MARKETS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JANE STREET GROUP
|
DIRECTED TO IMPOUND UNLAWFUL GAIN RS.48,43,57,70,168 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN ESCROW ACCOUNT IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2025 UNTIL FURTHER ORDERS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
CEASED AND DESIST FROM DIRECTLY OR INDIRECTLY ENGAGING IN ANY FRAUDULENT, MANIPULATIVE OR UNFAIR TRADE PRACTICE OR UNDERTAKING ANY ACTIVITY EITHER DIRECTLY OR INDIRECTLY, THAT MAY BE IN BREACH OF EXTANT REGULATIONS INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
DIRECTED STOCK EXCHANGES TO CLOSELY MONITOR ANY FUTURE DEALINGS AND POSITIONS OF JANE STREET GROUP ON ONGOING BASIS TO ENSURE THAT ENTITIES DO NOT EITHER DIRECTLY OR INDIRECTLY INDULGE IN ANY KIND OF MANIPULATIVE ACTIVITY, INCLUDING BY DEALING IN SECURITIES USING ANY OF PATTERNS IDENTIFIED OR ALLUDED
03-JUL-2025
|
SEBI VIDE ITS PRESS RELEASE DATED 14/07/2025 CONFIRMED THAT IN COMPLIANCE WITH INTERIM ORDER DATED 03/07/2025, RS.4,843,57,70,168.00 HAS BEEN CREDITED TO ESCROW ACCOUNT WITH A LIEN MARKED IN FAVOUR OF SEBI
SEBI VIDE ITS PRESS RELEASE DATED 21/07/2025 CEASED THE APPLICATION OF DIRECTIONS STIPULATED IN CLAUSES 62.2, 62.3, 62.4, 62.5, 62.7, 62.8 AND 62.10 OF THE INTERIM ORDER DATED 03/07/2025 UPON COMPLIANCE WITH THE DIRECTIONS IN CLAUSE 62.1 (CREATION OF ESCROW ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI, FOR RS 4,843,57,70,168.00)
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| 55 |
|
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JUSCORP ENTERPRISES PVT.LTD.
(PAN:AADCJ9182A)
(Along with : A1 SOLUTIONS,
CORREDOR SERVICES PVT.LTD.,
VEPAR SOLUTIONS PVT.LTD.,
KAMAL GUPTA (HUF))
|
|
|
|
AAYUSH TANWAR
PAN:ATPPT4346L
|
|
|
AJJU KUMAR
PAN:EJKPK0864F
|
|
|
CHINNU
PAN:BGQPC3096K
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
GYANENDRA GHARTI CHHETRI
PAN:AVBPC2116P
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
PIYUSH AGARWAL
PAN:APBPA7314M
|
|
|
SAPAN KUMAR AGARWAL
PAN:BBHPK0862R
|
|
|
SHYAM KUMAR SINGH
PAN:BLVPS0924A
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.7,38,34,535 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
|
|
| 56 |
|
|
KAMAL GUPTA (HUF)
(PAN:AALHK4127K)
(Along with : A1 SOLUTIONS,
CORREDOR SERVICES PVT.LTD.,
VEPAR SOLUTIONS PVT.LTD.,
JUSCORP ENTERPRISES PVT.LTD.)
|
|
|
|
AAYUSH TANWAR
PAN:ATPPT4346L
|
|
|
AJJU KUMAR
PAN:EJKPK0864F
|
|
|
CHINNU
PAN:BGQPC3096K
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
GYANENDRA GHARTI CHHETRI
PAN:AVBPC2116P
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
PIYUSH AGARWAL
PAN:APBPA7314M
|
|
|
SAPAN KUMAR AGARWAL
PAN:BBHPK0862R
|
|
|
SHYAM KUMAR SINGH
PAN:BLVPS0924A
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.7,38,34,535 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
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| 57 |
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KANHYA TRADING CO.
(PAN:AAXFK5345H)
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ASHISH BABURAO KELKAR
PAN:ACAPK0708P
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HIMANSHU GUPTA
PAN:AISPG3320M
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KIRAN JADHAV
PAN:ACBPJ4456A
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MUDIT GOYAL
PAN:AMLPG9294K
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NIRMAL KUMAR SONI
PAN:BCHPS4866G
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SIMI BHAUMIK
PAN:AHPPB7419L
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AIDED/ASSISTED PROFIT MAKERS IN MAKING PROFIT BASED ON ADVANCE INFORMATION OF STOCK RECOMMENDATIONS OF GUEST EXPERTS
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-FEB-2024 TO 07-FEB-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-FEB-2024 TO 07-FEB-2026
DIRECTED TO DISGORGE RS.1,10,41,979 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
08-FEB-2024
IMPOSED PENALTY RS.75,00,000
29-JUL-2025
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SEBI VIDE ITS ORDER DATED 28/07/2025 DIRECTED TO A) DEBARRED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING AND OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN ANY MANNER WHATSOEVER FOR TWO YEARS FROM DATE OF INTERIM ORDER DATED 08/02/2024 B) IMPOSED PENALTY OF RS.75 LAC U/S 15HA OF SEBI ACT.
SAT: SAT VIDE ITS ORDER DATED 21/11/2025 CONDONED THE DELAY OF 45 DAYS IN FILING OF APPEAL. GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT OF 50% PENALTY AMOUNT WITHIN SIX WEEKS FROM DATE OF THIS ORDER
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| 58 |
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KING TRADERS
(PAN:EGGPS8029K)
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SAGAR DHANJIBHAI
PAN:EGGPS8029K
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SURESH PARMASHIVAM
PAN:EPGPP1022C
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AIDED AND ABETTED WITH ASMITA PATEL GLOBAL SCHOOL OF TRADING PVT.LTD. VIOLATING CLAUSES (A) TO (C) OF SECTION 12A OF SEBI ACT, 1992 READ WITH SUB-REGULATIONS (A) TO (D) OF REGULATION 3, SUB-REGULATION (1) OF REGULATION 4, CLAUSES (K), (O) AND (S) OF SUB-REGULATION 2 OF REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ASMITA PATEL GLOBAL SCHOOL OF TRADING PVT.LTD.
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DIRECTED TO DISGORGE RS.53,67,46,384 ALONG WITH OTHER ENTITIES/PERSONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2025 TILL FURTHER ORDERS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS EITHER IN ANY NOTICEE’S NAME OR JOINTLY/SEVERALLY WITH LIEN MARK IN FAVOUR OF SEBI AND MONIES KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 06-FEB-2025 TILL FURTHER ORDERS
DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO THOSE SCHEMES / ACTIVITIES (INVESTMENT ADVISER AND ALTERNATIVE INVESTMENT FUND, AND/OR RESEARCH ANALYST) OR ANY UNREGISTERED ACTIVITIES FROM 06-FEB-2025 TILL FURTHER ORDERS
06-FEB-2025
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| 59 |
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LEO PORTFOLIOS PVT.LTD.
(PAN:AAACL2384F)
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ASHISH KAPUR
PAN:AJPPK9522R
|
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EARNED HUGE ILL-GOTTEN GAINS BY CREATING ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH RECOMMENDATIONS OF MR.SANJEEV BHASIN ON MEDIA CHANNELS AND OTHER SOCIAL MEDIA PLATFORMS
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DIRECTED TO IMPOUND UNLAWFUL GAIN RS.65,65,533 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN SCHEDULED COMMERCIAL BANK TO CREDIT OR DEPOSIT JOINTLY OR SEVERALLY AMOUNT OF UNLAWFUL GAINS WITH A LIEN MARK IN FAVOUR OF SEBI AND THE AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUN-2025 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2025 TILL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NEITHER PERMIT ANY TRANSFER NOR REDEMPTION OF SECURITIES INCLUDING MUTUAL FUNDS UNITS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
17-JUN-2025
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| 60 |
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LINKUP FINANCIAL CONSULTANTS PVT.LTD.
(PAN:AACCL0347G)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP,
HIGHGROWTH VINCOM PVT.LTD.,
GLORIOUS VINCOM PVT.LTD.)
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AKSHAY JITENDRAKUMAR BRAHAMBHATT
PAN:CDXPB7730C
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ARPAN DAS
PAN:CEZPD7390K
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ARUN DUTTA
PAN:AIYPD5217E
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BUDDHADEB LAHA
PAN:AQBPL5563C
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DIXIT BORISA
PAN:BNDPB5397L
|
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HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
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HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
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KAMLESHKUMAR G.SOLANKI
PAN:BFLPS7554C
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KASAMBHAI SHEKH
PAN:AGRPS7734C
|
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MAHESHKUMAR NARESHKUMAR PURABIA
PAN:APJPP8572N
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MANOHARPRASAD GHANSHYAMBHAI VAISHNAV
PAN:AKDPV8381N
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NAGINBHAI JESHINGBHAI MAHERIYA
PAN:AZRPM0004E
|
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NITESH P.PAVSKAR
PAN:BJQPP0910G
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PRIYANKAR LAHA
PAN:AKLPL2832L
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SANJAY DEY
PAN:BWHPD4063L
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SHRENIK JITENDRABHAI GOHIL
PAN:BRCPG1140D
|
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UJJAL LAHA
PAN:ATSPL2483R
|
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VIJAY RAJESHBHAI VASITA
PAN:AXQPV0383G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GBL INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS
DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.4,39,37,085 ALONG WITH OTHER ENTITIES/PERSONS
19-JUN-2023
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 3 of 6
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