| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
ANGEL GREEN FORESTS LTD.
|
|
|
|
HARINDER SINGH
|
|
|
HARJINDER SINGH
|
|
|
HARMINDER SINGH ARORA
|
|
|
JAGDISH SINGH BAJWA
|
|
|
RADHA RANI
|
|
|
RAVINDER KAUR
|
|
|
SHASHI BALA
|
|
|
SURJIT KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
ALL ACCUSED CONVICTED. ACCUSED NO.3 SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR 6 MONTHS AND ALSO TO PAY A FINE OF RS.50,000 AS REGARDS ACCUSED NOS.1 AND 4 EACH SHALL PAY A FINE OF RS.100000 EACH. FURTHER, ORDERED TO FILE WRR WITH SEBI WITHIN 2 MONTHS
|
| 42 |
|
|
ANJALI ORCHARD INDIA LTD.
|
|
|
|
BALRAM SINGH
|
|
|
BHAGWATI SINGH
|
|
|
H.N.SINGH
|
|
|
HARI NAM SINGH
|
|
|
RAM SINGH CHAUHAN
|
|
|
RAM SRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED PLEADED GUILTY, THE COURT CONVICTED AND SENTENCED ACCUSED NO 1 TO 4 TO PAY FINE OF TOTAL RS.2,00,000
|
| 43 |
|
|
ANKUR FOREST & PROJECT DEVELOPMENT INDIA LTD.
|
|
|
|
HEMANT SHARMA
|
|
|
JAGJIT SINGH
|
|
|
MOHAN LAL SAINI
|
|
|
RAJBIR SINGH
|
|
|
TARSEM SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2 TO 4 AND 6 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 1 YEAR. IN ADDITION ACCUSED COMPANY AND ACCUSED NO.2 TO 4 AND 6 TO PAY A FINE OF RS.5 LAKH EACH AND IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT.ACCUSED NO.5 WAS DECLARED AS P.O.
|
| 44 |
|
|
ANMOL INDIA AGRO-HERBAL FARMING & DAIRIES CARE CO.PVT.LTD.
(PAN:AAGCA6750L)
|
|
|
|
MOHAMMAD JAVED MEMON
PAN:AJUPM0965D
|
|
|
MOHAMMAD JUNAID MEMON
PAN:AIHPM9537D
|
|
|
MOHAMMAD KHALID MEMON
PAN:AEYPM7188R
|
|
|
MOHAMMAD UMAR MEMON
PAN:ADUPM0907H
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAY-2016 TO 18-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAY-2016 TO 18-MAY-2020
09-MAR-2015
|
SEBI VIDE ITS ORDER DATED 19/05/2016 DIRECTED ANMOL INDIA AGRO-HERBAL FARMING & DAIRIES CARE CO.LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 DISPOSED OFF THE APPEAL AND DIRECTED TO APPELLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER SETTING OUT THE DETAILS OF MONEY ALREADY PAID TO INVESTORS AND MODE AND MANNER IN WHICH THE BALANCE AMOUNT WOULD BE PAID TO THE INVESTORS. AD-INTERIM RELIEF TO CONTINUE FOR A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER SUBJECT TO THE APPELLANTS MAKING A REPRESENTATION TO SEBI WITHIN FOUR WEEKS FROM THE DATE OF THIS ORDER.NO COSTS
SEBI VIDE ITS ORDER DATED 04/12/2017 DIRECTED TO REPAY AMOUNTS WITHIN A MAXIMUM PERIOD OF TWO MONTHS, FROM THE DATE OF THIS ORDER FAILING WHICH OTHER ENFORCEMENT ACTIONS WILL FOLLOW
SAT: SAT VIDE ITS ORDER DATED 08/06/2018 CONDONED THE DELAY OF 29 DAYS IN FILING OF APPEAL. APPEAL DISMISSED. NO COSTS
SEBI VIDE ITS NOTICE DATED 22/10/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 45 |
|
|
ANMOL PLANTATIONS LTD.
|
|
|
|
ANIL KUMAR CHANNE
|
|
|
MEERA GODEY
|
|
|
SHANTABAI CHANNE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 46 |
|
|
ARIL AGRO FORESTRY LTD.
|
|
|
|
KOMAL SINGH THAKUR
|
|
|
RAJENDRA KUMAR SRIVASTAVA
|
|
|
RAKESH KUMAR TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 47 |
|
|
ARISE BHOOMI DEVELOPERS LTD.
(CIN:U45400MH2010PLC204510
PAN:AAICA5915H)
|
|
|
|
PAPU KUMAR SINGH
DIN:02699567
PAN:BFBPS2869N
|
|
|
RATNESH KUMAR YADAV
DIN:02724419
PAN:ACHPY6664K
|
|
|
RAVI SHANKAR SINGH
DIN:02709332
PAN:BGMPS5091L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAY-2016 TO 30-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAY-2016 TO 30-MAY-2020
02-DEC-2014
|
SEBI VIDE ITS NOTICE DATED 25/10/2015 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 31/05/2016 DIRECTED ARISE BHOOMI DEVELOPERS LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED TO FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 29/11/2016 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL WITH LIBERTY TO APPROACH SEBI FOR MAKING PAYMENT TO INVESTORS IN A TIME BOUND MANNER AND ALSO SEEK DEFREEZING FO BANK ACCOUNTS BY SEBI. NO COSTS
SEBI VIDE ITS NOTICE DATED 03/03/2017 DIRECTED THAT 1) DEFAULTERS SHALL BRING AT LEAST RS.3 CRORES WITHIN TWO MONTHS BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF THE DEFAULTERS 2) DEFAULTERS SHALL WITHIN ONE MONTH FROM THE DATE OF COMPLETION OF DIRECTION AT (I) REPAY THE ENTIRE DUES ALONG WITH THE ASSURED RETURNS AND INTEREST TO ALL THE INVESTORS TO WHOM MONEY DUE IS LESS THAN RS.10,000 AND PAY A MAXIMUM OF RS.10,000 TO REMAINING INVESTORS TO WHOM DUES MORE THAN RS.10,000 IS PAYABLE 3) DEFAULTERS SHALL BRING AT LEAST RS.4 CRORES WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTION AT (I) FROM ANY SOURCE I.E. EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF THE DEFAULTERS 4) DEFAULTERS SHALL WITHIN ONE MONTH FROM THE COMPLETION OF DIRECTIONS AT (III) REPAY PRO RATA TO REMAINING INVESTORS TOWARDS THEIR OUTSTANDING DUES ALONG WITH ASSURED RETURNS AND INTEREST 5) DEFAULTERS SHALL BRING BALANCE AMOUNT OF DUES INCLUDING ASSURED RETURNS AND INTEREST TO THE INVESTORS WITHIN TWO MONTHS FROM THE DATE OF COMPLIANCE OF DIRECTIONS AT (III) ABOVE BY ANY SOURCE EITHER FROM THEIR OWN FUNDS OR THROUGH SALE/MORTGAGE OF ANY OF THE PROPERTIES OF THE DEFAULTERS 6) DEFAULTERS SHALL WITHIN ONE MONTH REPAY ENTIRE BALANCE DUES ALONG WITH ASSURED RETURNS AND INTEREST TO REMAINING INVESTORS 7) DEFAULTERS SHALL WITHIN ONE MONTH FROM THE DATE OF COMPLIANCE OF THE ABOVE DIRECTIONS FURNISH WRR IN TERMS OF SEBI (CIS) REGULATIONS AND THE ENTIRE ABOVE PROCESS SHALL BE DONE BY THE DEFAULTERS UNDER THE SUPERVISION OF SEBI 8) DEFAULTERS ARE RESTRAINED FROM DISPOSING/SELLING/MORTGAING ANY OF THEIR ASSETS EXCEPT FOR THE PURPOSE OF REPAYMENT TO THE INVESTORS WITH SPECIFIC PERMISSION FROM SEBI BY FORWARDING COMPLETE DETAILS, VALUATION, ETC. OF THE ASSETS 9) ALL THE AMOUNTS REFERRED SHALL BE ROUTED THROUGH A SEPARATE DEDICATED ACCOUNT IN CONSULTATION WITH SEBI 10) ALL THE ORIGINAL TITLE DEEDS OF THE ASSETS AND ANY OTHER PROPERTIES IN THE POSSESSION OF THE DEFAULTERS SHALL BE SUBMITTED TO SEBI WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER, FAILING WHICH THIS ORDER SHALL BE FORWARDED TO RESPECTIVE REVENUE JURISDICTIONS (STATE ADMINISTRATION) FOR PREVENTING ANY TRANSFER OF ASSETS WITHOUT PERMISSION OF SEBI. ORIGINAL DEEDS SO DEPOSITED WITH SEBI SHALL BE RELEASED ON COMPLETION OF SALE PROCESS
SEBI VIDE ITS NOTICE DATED 10/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/05/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/11/2022 DIRECTED ALL THE BANKS TO REMIT RS.37,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF ARISE BHOOMI DEVELOPERS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 48 |
|
|
AROHAN TRUSTEE CO.PVT.LTD.
(PAN:AAFCA7143Q)
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 01-MAY-2020 TO 30-APR-2024
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 01-MAY-2020 TO 30-APR-2024
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-MAY-2020 TO 30-APR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-MAY-2020 TO 30-APR-2024
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
21-APR-2015
|
SAT: SAT VIDE ITS ORDER DATED 22/03/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 21/04/2015 AND RESTORED THE MATTER TO FILE OF WTM TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SEBI VIDE ITS ORDER DATED 13/04/2020 DIRECTED TO A) REFUND THE BALANCE OF AMOUNT COLLECTED FROM INVESTORS IN ITS INDIAN ART FUND SCHEME AND ALSO PAY TOTAL PRINCIPAL AMOUNT COLLECTED FROM EACH INVESTOR @ 10% P.A. TILL DATE OF CLOSURE OF ITS SCHEME. BALANCE AMOUNT COLLECTED SHALL BE REFUNDED WITHIN PERIOD OF SIX MONTHS FROM DATE OF ORDER AND INTEREST ON TOTAL AMOUNT SHALL BE PAID WITHIN PERIOD OF NINE MONTHS FROM DATE OF ORDER B) DIRECTED FILE WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS OR TILL PAYMENT OF AMOUNT D) NOT TO LAUNCH ANY COLLECTIVE INVESTMENT SCHEME OR ANY ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI AS REQUIRED UNDER SECURITIES LAWS
SEBI VIDE ITS NOTICE DATED 28/10/2020 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 22/12/2021 CONDONED THE DELAY OF 138 DAYS IN FILING OF APPEAL. APPEAL DISMISSED
SEBI VIDE ITS ORDER DATED 29/03/2022 DIRECTED ALL THE BANKS TO REMIT RS.33,04,30,628.78 TO THE EXTENT LYING IN THE ACCOUNT OF AROHAN TRUSTEE CO.PVT.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 49 |
|
|
ARROW BIOTECH INTERNATIONAL LTD.
|
|
|
|
AMIT GOYAL
|
|
|
HARSH GOYAL
|
|
|
UDAY GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 50 |
|
|
ASHUTOSH PLANTATION (INDIA) LTD.
|
|
|
|
ARVIND PANDEY
|
|
|
DINESH KUMAR TRIPATHI
|
|
|
JUGAL KISHORE JARGAR
|
|
|
KAUSHAL KISHORE PATHAK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 51 |
|
|
ASHWANI PLANTATION LTD.
|
|
|
|
AJAY KUMAR
|
|
|
ASHWINI KUMAR SINGH
|
|
|
BRIJ NANDAN TIWARI
|
|
|
KRISHNA PRATAP SINGH
|
|
|
NIRBHAY KUMAR
|
|
|
NISHI KANTA
|
|
|
SHASHI KANTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 52 |
|
|
ASIAN PLANTATIONS LTD.
|
|
|
|
ASHWANI BERRY
|
|
|
BARJINDER MAKKAR
|
|
|
GULSHAN RAI MANUY
|
|
|
MANOJ KAPUR
|
|
|
S.P.KAILA
|
|
|
SHAILENDR KAUSHIK
|
|
|
SUDHA MITTAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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ACCUSED NO.1 IS COMPANY. ACCUSED NO.3 DECLARED AS PROCLAIMED OFFENDER. ACCUSED NO.2, 4 TO 8 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS EACH AND PAY A FINE OF RS.500000 EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
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| 53 |
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ASRA TEAK PLANTATIONS & RESORTS LTD.
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|
|
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VINOD KUMAR PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
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| 54 |
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ASSURE AGROWTECH LTD.
(CIN:U51213TN2007PLC064744
PAN:AAGCA7035E)
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P.SARAVANAN
DIN:06467396
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R.DEVADOSS
DIN:07097648
PAN:AUCPD0859J
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SENGAN THANGAPPALAM
DIN:01709534
PAN:AFUPT3687B
|
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SHANMUGAM RAJENDRAN
DIN:01656296
PAN:ALAPR1414Q
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V.VENKATARAMANUJAM
DIN:07097641
PAN:AABPV3976F
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED TO CEASE & DESIST AND NOT TO SOLICIT OR UNDERTAKE CIS ACTIVITIES OR ANY OTHER ACTIVITIES IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED TO SUBMIT FULL DETAILS OF PROJECT DEVELOPMENT EXPENSES OF RS.19.90 CRORES IN FINANCIAL STATEMENTS FOR F.Y.2013-14, ALONGWITH POSITION FOR F.Y. 2014-15
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAY-2016 TO 08-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAY-2016 TO 08-MAY-2020
03-JUL-2015
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SEBI VIDE ITS ORDER DATED 09/05/2016 DIRECTED ASURE AGROWTECH LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/04/2018 CONDONED THE DELAY OF 40 DAYS IN FILING OF APPEAL. FURTHER, DISPOSED OFF THE APPEAL AND MISC. APPLICATIONS. NO COSTS
SEBI VIDE ITS NOTICE DATED 26/02/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 14/05/2019 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SAT: SAT VIDE ITS ORDER DATED 15/07/2019 DIRECTED SEBI TO ENSURE THAT THE PROPERTIES ARE SOLD AT THE EARLIEST SO THAT THE MONIES REALISED ARE REFUNDED TO THE INVESTORS AS EARLY AS POSSIBLE
SAT: SAT VIDE ITS ORDER DATED 05/09/2019 CONDONED DELAY OF 1060 DAYS IN FILING OF APPEAL ON COST OF RS.25,000.00 ON OR BEFORE 27/09/2019. FURTHER, ALLOWED RESPONDENT THREE WEEKS TIME TO FILE REPLY TO MEMO OF APPEAL AS WELL AS TO MISC. APPLICATION
SEBI VIDE ITS ORDER DATED 05/11/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 26/02/2019
SEBI VIDE ITS NOTICE DATED 25/11/2019 ADVISED INVESTORS (WHO HAS INVESTED IN UNREGISTERED/UNAUTHORIZED CIS SPONSORED AND CONTINUED BY AAL) TO SUBMIT THEIR CLAIMS ALONG WITH ORIGINAL PROOF OF INVESTMENT AGAINST AAL
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| 55 |
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ASSURED AGRO PARK LTD.
|
|
|
|
A.V.SINGH
|
|
|
ANAND VARDHAN SINGH
|
|
|
PRAMOD PANDEY
|
|
|
PRATIBHA SINGH
|
|
|
PRATIMA SRIVASTAV
|
|
|
SAYED HUSSAIN WAHEED
|
|
|
SUNIL KUMAR
|
|
|
SUSHMA SINGH
|
|
|
T.S.SRIVASTAV
|
|
|
TRIPURARI SHARAN SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A2 AND A4 DECLARED PO. A3 AND A5 ARE ACQUITTED. FILE CONSIGNED TO RECORD ROOM
|
| 56 |
|
|
AUROSHREE AGRO INDUSTRIES LTD.
|
|
|
|
ANUCHAYYA PATEL
|
|
|
BANAMALI NAIK
|
|
|
DUSHILA PATEL
|
|
|
NIRUPMANI NAIK
|
|
|
PREMNANDA NAIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 57 |
|
|
AUTOWAYS PVT.LTD.
(Along with : N.P.AGRO (INDIA) LTD.)
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 20-OCT-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| 58 |
|
|
AVANI PLANTATIONS LTD.
|
|
|
|
AJIT PANDAY
|
|
|
ARVIND KOTAK
|
|
|
DEEPAK DHIRAJLAL DALAL
|
|
|
DEEPALI UPASNI
|
|
|
DHANJI KOTAK
|
|
|
HIRABEN KOTAK
|
|
|
JAGJIVANDAS KOTAK
|
|
|
KASHMIRA KOTAK
|
|
|
LALIT SHANKAR MAHADIK
|
|
|
VARSHA KOTAK
|
|
|
VASANT JAGJIVANDAS KOTAK
|
|
DID NOT REFUND MONEY COLLECTED UNDER CIS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-JAN-2004 TO 21-JAN-2009
22-JAN-2004
|
|
| 59 |
|
|
AVI PLANTATION & FLORICULTURE LTD.
|
|
|
|
ARUN TIWARI
|
|
|
KARUNA TIWARI
|
|
|
MADHAV TEWARI
|
|
|
NEETA SHARMA
|
|
|
SADHNA SHUKLA
|
|
|
SANJAY TEWARI
|
|
|
SURESH DUTT SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2, 3, AND 4 AND SENTENCED TO PAY A FINE OF RS.25,000 EACH. IN DEFAULT ACCUSED NO.2 TO 4 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. PROCEEDINGS AGAINST ACCUSED NO.6 WAS ABATED ON ACCOUNT OF HER DEATH THE COURT ACQUITTED ACCUSED NO.5,7,AND 8
|
| 60 |
|
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AYAAM AGROTECH LTD.
|
|
|
|
DHARAM PAL SINGH RAWAT
|
|
|
MAHINDER PRAKASH SHARMA
|
|
|
MANOJ SHARMA
|
|
|
PREM SHARMA
|
|
|
RAJ PAL SINGH RAWAT
|
|
|
RAJ SHARMA
|
|
|
SHYAMA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED 3 TO 6 AND 8 CONVICTED AND SENTENCED TO SIMPLE IMPRISONMENT FOR FOUR MONTHS AND WITH FINE OF RS.50,000 EACH,IN DEFAULT, ACCUSED SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. IN ADDITION, THE COURT SENTENCED ACCUSED NO.1 COMPANY TO PAY A FINE OF RS.1,00,000
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 3 of 33
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